Looking Beyond A Digital Harvard
Graduation is upon us. Saturday I will be in full academic regalia mixing with the motley colors of my colleagues as we send forth yet another class of graduates onto the rest of their lives. I advised three senior projects this year. One student is headed to East Jerusalem, where she will be a fellow at the Bard Honors College at Al Quds University. Another is staying at Bard where he will co-direct Bard’s new Center for the Study of the Drone. The third is returning to the United Kingdom where he will be the fourth person in a new technology driven public relations start up. A former student just completed Bard’s Masters in Teaching and will begin a career as a high school teacher. Another recent grad is returning from Pakistan to New York where she will earn a Masters in interactive technology at the Tisch School for the Arts at NYU. These are just a few of the extraordinary opportunities that young graduates are finding or making for themselves.
The absolute best part of being a college professor is the immersion in optimism from being around exceptional young people. Students remind us that no matter how badly we screw things up, they keep on dreaming and working to reinvent the world as a better and more meaningful place. I sometimes wonder how people who don’t have children or don’t teach can possibly keep their sanity. I count my lucky stars to be able to live and work around such amazing students.
I write this at a time, however, in which the future of physical colleges where students and professors congregate in small classrooms to read and think together is at a crossroads. In The New Yorker, Nathan Heller has perhaps the most illuminating essay on MOOC’s yet to be written. His focus is on Harvard University, which brings a different perspective than most such articles. Heller asks how MOOCs will change not only our wholesale educational delivery at state and community colleges across the country, but also how the rush to transfer physical courses into online courses will transform elite education as well. He writes: “Elite educators used to be obsessed with “faculty-to-student-ratio”; now schools like Harvard aim to be broadcast networks.”
By focusing on Harvard, Heller shifts the traditional discourse surrounding MOOCs, one that usually concentrates on economics. When San Jose State or the California State University system adopts MOOCs, the rationale is typically said to be savings for an overburdened state budget. While many studies show that students actually do better in electronic online courses than they do in physical lectures, a combination of cynicism and hope leads professors to be suspicious of such claims. The replacement of faculty by machines is thought to be a coldly economic calculation.
But at Harvard, which is wealthier than most oil sheikdoms, the warp speed push into online education is not simply driven by money (although there is a desire to corner a market in the future). For many of the professors Heller interviews in his essay, the attraction of MOOCs is that they will actually improve the elite educational experience.
Take for example Gregory Nagy, professor of classics, and one of the most popular professors at Harvard. Nagy is one of Harvard’s elite professors flinging himself headlong into the world of online education. He is dividing his usual hour-long lectures into short videos of about 6 minutes each—people get distracted watching lectures on their Iphones at home or on the bus. He imagines “each segment as a short film” and says that, “crumbling up the course like this forced him to study his own teaching more than he had at the lectern.” For Nagy, the online experience is actually forcing him to be more clear; it allows for spot-checking the participants comprehension of the lecture through repeated multiple-choice quizzes that must be passed before students can continue on to the next lecture. Dividing the course into digestible bits that can be swallowed whole in small meals throughout the day is, Nagy argues, not cynical, but progress. “Our ambition is actually to make the Harvard experience now closer to the MOOC experience.”
It is worth noting that the Harvard experience of Nagy’s real-world class is not actually very personal or physical. Nagy’s class is called “Concepts of the Hero in Classical Greek Civilization.” Students call it “Heroes for Zeroes” because it has a “soft grading curve” and it typically attracts hundreds of students. When you strip away Nagy’s undeniable brilliance, his physical course is a massive lecture course constrained only by the size of the Harvard’s physical plant. For those of us who have been on both sides of the lectern, we know such lectures can be entertaining and informative. But we also know that students are anonymous, often sleepy, rarely prepared, and none too engaged with their professors. Not much learning goes on in such lectures that can’t be simply replicated on a TV screen. And in this context, Nagy is correct. When one compares a large lecture course with a well-designed online course, it may very well be that the online course is a superior educational venture—even at Harvard.
As I have written here before, the value of MOOCs is to finally put the college lecture course out of its misery. There is no reason to be nostalgic for the lecture course. It was never a very good idea. Aside from a few exceptional lecturers—in my world I can think of the reputations of Hegel, his student Eduard Gans, Martin Heidegger, and, of course, Hannah Arendt—college lectures are largely an economical way to allow masses of students to acquire basic introductory knowledge in a field. If the masses are now more massive and the lectures more accessible, I’ll accept that as progress.
The real problems MOOCs pose is not that they threaten to replace lecture courses, but that they intensify our already considerable confusion regarding what education is. Elite educational institutions, as Heller writes, no longer compete against themselves. He talks with Gary King, University Professor of Quantitative Social Science and Drew Gilpin Faust, Harvard’s President, who see Harvard’s biggest threat not to be Yale or Amherst but “The University of Phoenix,” the for-profit university. The future of online education, King argues, will be driven by understanding education as a “data-gathering resource.” Here is his argument:
Traditionally, it has been hard to assess and compare how well different teaching approaches work. King explained that this could change online through “large-scale measurement and analysis,” often known as big data. He said, “We could do this at Harvard. We could not only innovate in our own classes—which is what we are doing—but we could instrument every student, every classroom, every administrative office, every house, every recreational activity, every security officer, everything. We could basically get the information about everything that goes on here, and we could use it for the students. A giant, detailed data pool of all activities on the campus of a school like Harvard, he said, might help students resolve a lot of ambiguities in college life.
At stake in the battle over MOOCs is not merely a few faculty jobs. It is a question of how we educate our young people. Will they be, as they increasingly are, seen as bits of data to be analyzed, explained, and guided by algorithmic regularities, or are they human beings learning to be at home in a world of ambiguity.
Most of the opposition to MOOCs continues to be economically tinged. But the real danger MOOCs pose is their threat to human dignity. Just imagine that after journalists and professors and teachers, the next industry to be replaced by machines is babysitters. The advantages are obvious. Robotic babysitters are more reliable than 18 year olds, less prone to be distracted by text messages or twitter. They won’t be exhausted and will have access to the highest quality first aid databases. Of course they will eventually also be much cheaper. But do we want our children raised by machines?
That Harvard is so committed to a digital future is a sign of things to come. The behemoths of elite universities have their sights set on educating the masses and then importing that technology back into the ivy quadrangles to study their own students and create the perfectly digitized educational curriculum.
And yet it is unlikely that Harvard will ever abandon personalized education. Professors like Peter J. Burgard, who teaches German at Harvard, will remain, at least for the near future.
Burgard insists that teaching requires “sitting in a classroom with students, and preferably with few enough students that you can have real interaction, and really digging into and exploring a knotty topic—a difficult image, a fascinating text, whatever. That’s what’s exciting. There’s a chemistry to it that simply cannot be replicated online.”
Burgard is right. And at Harvard, with its endowment, professors will continue to teach intimate and passionate seminars. Such personalized and intense education is what small liberal arts colleges such as Bard offer, without the lectures and with a fraction of the administrative overhead that weighs down larger universities. But at less privileged universities around the land, courses like Burgard’s will likely become ever more rare. Students who want such an experience will look elsewhere. And here I return to my optimism around graduation.
Dale Stephens of Uncollege is experimenting with educational alternatives to college that foster learning and thinking in small groups outside the college environment. In Pittsburgh, the Saxifrage School and the Brooklyn Institute of Social Science are offering college courses at a fraction of the usual cost, betting that students will happily use public libraries and local gyms in return for a cheaper and still inspiring educational experience. I tell my students who want to go to graduate school that the teaching jobs of the future may not be at universities and likely won’t involve tenure. I don’t know where the students of tomorrow will go to learn and to think, but I know that they will go somewhere. And I am sure some of my students will be teaching them. And that gives me hope.
As graduates around the country spring forth, take the time to read Nathan Heller’s essay, Laptop U. It is your weekend read.
You can also read our past posts on education and on the challenge of MOOCs here.
-RB
The MOOCs Debate Continues
Thinking stops us. To think is to slow down, even stop, turn around, and reflect. There is that famous scene in the Symposium where Socrates simply stands there in the street for hours, thinking. Barbara Sukowa, in the new film Hannah Arendt, literally smokes saying nothing for minutes on end to offer the exemplary sense of what it means to stop and think. One might even subtitle the new film “Smoking and Thinking,” which is a reminder of one loss—amidst many benefits—that health concerns and the end of smoking means for our thinking lives.
Thinking is especially important at a time of excitement and speed, when everybody around you is rushing headlong into the newest 'new thing'. The new thing in the world of teaching is, of course, online education and particularly the MOOC, the massive open online courses that seemingly everyone now wants to offer. There is a steamroller effect in the air, the fear that if we don’t get on board we will be left behind, standing alone in front of our blackboards lecturing to empty seats.
Or worse, that we will become an underpaid army of low-paid assistants to superstar professors. Outside of these professional and personal concerns, there is the worry that the rush to online courses and online education will cheapen education.
Aaron Bady seeks to slow us down and think about MOOC’s in his recent essay in The New Inquiry. Here is how he describes our current moment:
In the MOOC moment, it seems to me, it’s already too late, always already too late. The world not only will change, but it has changed. In this sense, it’s isn’t simply that “MOOCs are the future, or online education is changing how we teach,” in the present tense. Those kinds of platitudes are chokingly omnipresent, but the interesting thing is the fact that the future is already now, that it has already changed how we teach. If you don’t get on the MOOC bandwagon, yesterday, you’ll have already been left behind. The world has already changed. To stop and question that fact is to be already belated, behind the times.
The first thing I want to do, then, is slow us down a bit, and go through the last year with a bit more care than we’re usually able to do, to do a “close reading” of the year of the MOOC, as it were. Not only because I have the time, but because, to be blunt, MOOC’s only make sense if you don’t think about it too much, if you’re in too much of a hurry to go deeply into the subject.
Bady is right to ask that we slow down, and of course, this is happening. Amherst College and Duke University recently voted to pull out of EdX and rethink their online strategies. The philosophy department at San Jose State, a university that is embracing MOOCs, issued a thoughtful open letter questioning the implementation and use of MOOCs. At Bard, where the Hannah Arendt Center is located, there are ongoing and serious discussions and experiments proceeding on how to use MOOCs and online education in pedagogically sound and innovative ways. Many schools that don’t get the press and attention associated with speedily adopting the MOOC model are thinking seriously about using MOOCs well, and more generally, about how to employ technology in ways that will enrich or expand the classroom educational experience. In this way, MOOCs are actually spurring reform and innovation in ways Bady does not consider.
Nevertheless, in asking that we breathe, stop and think, Bady does a great service. He clearly has worries about MOOCs. And the concerns are meaningful.
MOOC’s are literally built to cater to the attention span of a distracted and multi-tasking teenager, who pays attention in cycles of 10-15 minutes. This is not a shot at teenagers, however, but an observation about what the form anticipates (and therefore rewards and reproduces) as a normal teenager’s attention span. In place of the 50 minute lectures that are the norm at my university, for example, MOOCs will break a unit of pedagogy down into YouTube-length clips that can be more easily digested, whenever and wherever. Much longer than that, and it falls apart; the TED talk is essentially the gold standard.
MOOCs as they are today do break the large lecture into smaller bits. They require students to answer questions after a few minutes of the lesson to make sure they are following it. Before one can continue, one must in essence take a quiz to see if you are getting it. Let’s stipulate: this is juvenile. It treats the college student like a grammar school student, one who knows little and cannot be trusted to be attentive on their own and needs big brother watching and making sure he is paying attention and learning at every minute.
In short, MOOCs threaten to change education to be about shorter, less demanding, more corporate lessons. The focus will be on skills and measurable learning. What will be sacrificed is the more difficult-to-measure experience of struggling with difficult ideas and the activity of thinking in public with others. Bady’s point, and he is right, is that a fully online education is hardly an education. It is a credential.
That may be true. But the sad fact is that for many if not most of our college students, college is more of a credential than an intellectual feast. Most students simply get very little out of large lectures.
If they are not sleeping or on Facebook, they are too often focused simply on learning what is necessary to pass the exam. This is a reality that many who criticize MOOCs are not facing up to—that our current educational system is, for large numbers of students, a sham; it is too often a waste of time and money.
Bady focuses on the last of these concerns and believes that the driving force of the arguments for MOOCs is economic. He writes:
But the pro-MOOC argument is always that it’s cheaper and almost never that it’s better; the most utopian MOOC-boosters will rarely claim that MOOCs are of equivalent educational value, and the most they’ll say is that someday it might be.
On this reasoning, MOOCs will soon take over the entirety of higher education, devaluing higher personal instruction. Bady is partly right. MOOCs will devalue a college degree, as ever more people can cheaply acquire one. But they will likely increase the value of a college degree from a physical university where students learn with real professors who care for and nurture them. In short, MOOCs will likely increase the attraction of and resources for those institutions that provide personal educations. There will always be some people who desire a meaningful education—although the number of people who do so is likely smaller than academics would like to admit. What MOOCs allow is for us to provide cheap and more effective credentialing educations for those who don’t actually want to invest the time, effort, and money in such an intellectual endeavor.
And this is where MOOCs have a real potential to provide a service, in separating out two now confused aims of higher education. On the one hand, education is an intellectual pursuit, an opening of the mind to an historical, moral, beautiful, and previously hidden world. On the other, it is a credential for economic and social advancement. Of course these distinctions can be blurred, and too often they are completely, so that education as an intellectual activity is reduced down cynically to a credential. I think MOOCs can change this. By making the choice more starkly, we can let students choose which kind of education they want. And for those who simply want a credential, the MOOC option is probably better and cheaper and more convenient.
Bady doesn’t take this seriously because he worries that MOOCs are being offered as a replacement for education at all levels. The confusion here, however, is a difficult one to speak about because the issue is one of elitism. We need to recognize that some colleges and some students are aspiring to offer an education. Others are providing instead a certification. But since we call all of these different endeavors a “college education” we confuse the question. One great side-effect of the MOOC phenomena is that we may once again be able to recall that not everyone in a society wants or needs a college education. The best answer is then to spend more resources on our abysmal system of high school teaching. But that is another story.
Bady’s essay is one of the best around on the MOOC phenomenon. It is well worth your time and is your weekend read.
-RB
To read more Arendt Center posts about education, teaching and MOOCs click here, here, here, and here.
Imagine You Are a Nazi
Werner Feig was a gifted teacher at my high school from whom I learned European History and Constitutional Law. Along with his colleague—the astounding and inspirational Eric Rothschild—Mr. Feig made sure that me and my fellow students loved history, not simply that we knew it. He also made us uncomfortable.
Feig lived history—fleeing Germany as a boy and growing up in the Hongkew Jewish ghetto of Shanghai, China. He later made his way to the U.S. where he earned Masters degrees in both education and political science, before settling down to teach high school social studies. He was a passionate teacher, and is rightly memorialized by his former student Aaron Sorkin, who has one "West Wing" character cite Feig as his inspiration for going into public service.
But Feig had an unusual way about teaching us to think and question authority. In my Constitutional Law class, he used to call me “Little Hitler.” Sometimes, along with other Jewish students, I was called versions of Berko-kyke. A Chinese colleague of mine was referred to as "no tick-ee no washee.” When another Asian student went to the chalkboard, we could hear our esteemed teacher mutter: "I need some Coolie labor now." A Jewish friend was “Shlomo.” And my sister, two years behind me, was “Little Hitler’s sister.” There were worse names as well.
Hearing these epithets at the time was bracing. But it was also provocative—in the best sense. Mr. Feig got us thinking. He was teaching us Constitutional Law and Free Speech, and forcing us above all to think about the power of words as well as the right, his right, to use them. It was a powerful lesson, one that has never left me. I can safely say that Mr. Feig’s classroom was one of the most intellectually infectious I have ever experienced. He is, for me, one of that select group of teachers on whom I model my own teaching. Teaching, he showed me, should be free to provoke in the name of thinking. Indeed, it must.
I’ve been thinking about Werner Feig a lot this past week, ever since I came across a NY Times article about a high school teacher in Albany who has been suspended for asking his students to write an essay arguing that Jews are evil. The assignment was thought to be so awful a breach of teaching judgment that the school district refuses to release the name of the teacher. Here is the Times' account:
The students were instructed to imagine that their teacher was a Nazi and to construct an argument that Jews were “the source of our problems” using historical propaganda and, of course, a traditional high school essay structure.
“Your essay must be five paragraphs long, with an introduction, three body paragraphs containing your strongest arguments, and a conclusion,” the assignment read. “You do not have a choice in your position: you must argue that Jews are evil, and use solid rationale from government propaganda to convince me of your loyalty to the Third Reich!”
The reaction to the assignment has been—with very few exceptions—highly negative. Marguerite Vanden Wyngaard, the superintendent of schools in Albany, fully repudiated the teacher: “Obviously, we have a severe lack of judgment and a horrible level of insensitivity. That’s not the assignment that any school district, and certainly not mine, is going to tolerate.” Jewish organizations swung into action, joining the superintendent at a press conference. The Anti-Defamation League will run sensitivity training workshops.
New York City Councilman David Greenfield went further and insisted the teacher be fired. In a statement, Greenfield writes: "The teacher responsible for coming up with and assigning students with this task must be held accountable for attempting to indoctrinate children with anti-Semitic beliefs. Quite obviously, this teacher lacks the judgment and common sense necessary to have a position of such great responsibility and is clearly not fit to return to the classroom."
The press too has jumped on this story, making it a national news item, covered on all the networks and in papers around the country. Writing on Jezebel, David Barry made a feint in the direction of understanding the value of such an assignment, but then about-faced and concluded:
However, nothing ever good comes from pretending that you’re a Nazi, and there is literally an infinite number of FAR BETTER persuasive writing prompts, such as, “Convince me that you, a human high school student, are actually a glass of apple cider,” or “Convince me that you’re an acorn that is running for the mayor of Oakton on an anti-squirrel platform. Make me believe that you despise squirrels.” The Nazi prompt isn’t just bigoted writing assignment — it’s also a cheap trick, a way to stir up the volatile psyches of high school students in an effort to engage them in a task that they hate, namely, writing essays.
Reading about this assignment and the heated reaction it elicited, my first reaction was to think back to Mr. Feig. Would his style of teaching simply be impossible today? Do we really live in a world in which a teacher is unable to ask students to put themselves in the shoes of evil people? Are we so far down the road of thou-shalt-not-offend that we simply cannot tolerate the exercise and effort to think from the perspective of those with whom we disagree or even those whose opinions we view as intolerable?
The outrage in Albany also brought to my mind the recent debate over gun control. For many on the left, the Newtown tragedy was an unanswerable wakeup call for gun control. I get that. As I wrote shortly after Newtown, the fact that one person without any assistance could do so much damage with automatic weapons is good reason to regulate automatic weapons. We will never stop killing. And we will never stop killing with guns. But when one crazy person can kill dozens or potentially hundreds with high-powered guns, we should work to keep such guns out of the hands of unstable people.
At the same time, I understand and respect the strong attachment that many people have to guns. Some love to hunt. Others see guns as a symbol of their freedom. In a world where people feel powerless and vulnerable, owning a weapon offers a feeling of power (real or fictional). I respect that need. It is part of the beauty of America that we imbue in people the desire to feel powerful. That is the genius of democracy: that every individual matters. At a time when most people feel alienated from our broken democracy, guns can become a crutch. I may wish people found other symbols of their power, but I do get why owning a gun is meaningful. There are times when I want one myself.
What the gun control fiasco in Congress illustrates is how neither side made any effort to really understand the other. Actually, it is worse than that. Partisans of gun control are vitriolic in their baiting of those who will argue against gun control. Gun advocates are at times even worse, as the crosshairs scandal around the shooting of Congresswoman Gabrielle Giffords made clear. The ill will and disgust that proponents of both positions have for the other was palpable in every editorial and every argument. In short, for advocates and opponents of gun control, the other side was so stupid and wrong and evil as to be simply incomprehensible.
Which brings me back to the unnamed teacher in Albany who has been disciplined and shamed and abandoned for asking high school students to put themselves in the place of an official during the Nazi government. Such an official might well be asked to write such a memo. The students in the school had been studying Nazi propaganda in school. They were about to read Elie Wiesel’s memoir Night. Doesn’t it make sense in this context to push students to understand how it might be that Nazi’s did what they did?
For Hannah Arendt, political thinking demands the practice of enlarged thinking, of thinking from the position of those who are absent. She writes: “Political thought is representative. I form an opinion by considering a given issue from different viewpoints, by making present to my mind the standpoint of those who are absent; that is, I represent them.” She does not mean that in political thinking we think what others think, but that the first requirement of political life—a life alongside others with whom one often disagrees—is to seek to think from their point of view. To have a chance of convincing someone they are wrong, you must first understand that person’s argument in its strongest and most compelling sense. Only then, also, can you respond to those with whom you disagree as human beings.
When I teach The Origins of Totalitarianism, I emphasize Arendt’s insistence that we must not simply condemn antisemitism (we must do that too) but ask as well what are the logical and rational reasons why modern antisemitism could lead to the holocaust? It is not an accident, nor is it irrational, she argues, but has something to do with the way that Jewish separateness and distinction exists in a problematic way in the modern world that demands equal treatment. Such questions are uncomfortable and she does not ask them to excuse antisemitism, but to understand its modern power. Students regularly come to see the benefit of such queries, made even more difficult when I extend the discussion to ask after the rationales for the continued relevance of racism, sexism, and homophobia. Luckily for me, my students understand the value of this exercise and don’t condemn me as a racist or antisemite.
It is easy to say that Nazis are not human beings and that the effort to understand them is, itself, immoral. That is the argument the Albany superintendent made. It is the same argument that leads many to say that racists are inhuman and that all bigots are sub-human. But to comprehend is not the same as to agree. Rather, as Arendt writes in the preface to The Origins of Totalitarianism, comprehension is the prerequisite for resistance.
Of the many responses I found to the suspension of the Albany school teacher, only one defended him. Writing on the CNN Belief Blog, Stephen Prothero of Boston University told of his experience teaching Nazi theology who taught that Jews were evil and were responsible for killing Christ, amongst other antisemitic slanders. He writes:
First, I wanted my students to realize that smart Christians with doctoral degrees supported the Holocaust. Second, I wanted them to grapple with the implications of this fact on their own religious commitments. Do Christians today have any responsibility to know this history and to try to make sure it doesn’t happen again? If so, how can they exercise that responsibility without coming to understand the contours of Nazi thought?
Prothero reminds me of the importance of teachers like Werner Feig. He offers a thoughtful and compelling argument for why we need to challenge our young people with precisely the kinds of assignments that have been rejected in Albany. The scandal in Albany may prove that such teaching is simply no longer be possible today. If that is true, it is for the worse. To help see why, I commend to you Stephen Prothero’s defense of teaching Nazi theology. It is your weekend read.
-RB
Are We One of Them?
In an essay in the Wall Street Journal, Frans de Waal—C. H. Candler Professor of Primate Behavior at Emory University—offers a fascinating review of recent scientific studies that upend long-held expectations about the intelligence of animals. De Waal rehearses a catalogue of fantastic studies in which animals do things that scientists have long thought they could not do. Here are a few examples:
Ayumu, a male chimpanzee, excels at memory; just as the IBM computer Watson can beat human champions at Jeopardy, Ayumu can easily best the human memory champion in games of memory.
Similarly, Kandula, a young elephant bull, was able to reach some fragrant fruit hung out of reach by moving a stool over to the tree, standing on it, and reaching for the fruit with his trunk. I’ll admit this doesn’t seem like much of a feat to me, but for the researchers de Waal talks with, it is surprising proof that elephants can use tools.
Scientists may be surprised that animals can remember things or use tools to accomplish tasks, but any one raised on children’s tales of Lassie or Black Beauty knows this well, as does anyone whose pet dog opened a door knob, brought them a newspaper, or barked at intruders. The problem these studies address is less our societal view of animals than the overly reductive view of animals that de Waal attributes to his fellow scientists. It’s hard to take these studies seriously as evidence that animals think in the way that humans do.
Seemingly more interesting are experiments with self-recognition and also facial recognition. De Waal describes one Asian Elephant who stood in front of a mirror and “repeatedly rubbed a white cross on her forehead.” Apparently the elephant recognized the image in the mirror as herself. In another experiment, chimpanzees were able to recognize which pictures of chimpanzees were from their own species. Like my childhood Labrador who used to stare knowingly into the mirror, these studies confirm that animals are able to recognize themselves. This means that animals do, likely, understand that they are selves.
For de Waal, these studies have started to upend a view of humankind's unique place in the universe that dates back at least to ancient Greece. “Science,” he writes, “keeps chipping away at the wall that separates us from the other animals. We have moved from viewing animals as instinct-driven stimulus-response machines to seeing them as sophisticated decision makers.”
The flattening of the distinction between animals and humans is to be celebrated, De Waal argues, and not feared. He writes:
Aristotle's ladder of nature is not just being flattened; it is being transformed into a bush with many branches. This is no insult to human superiority. It is long-overdue recognition that intelligent life is not something for us to seek in the outer reaches of space but is abundant right here on earth, under our noses.
DeWaal has long championed the intelligence of animals, and now his vision is gaining momentum. This week, in a long essay called “One of Us” in the new Lapham’s Quarterly on animals, the glorious essayist John Jeremiah Sullivan begins with this description of similar studies to the ones DeWaal writes about:
These are stimulating times for anyone interested in questions of animal consciousness. On what seems like a monthly basis, scientific teams announce the results of new experiments, adding to a preponderance of evidence that we’ve been underestimating animal minds, even those of us who have rated them fairly highly. New animal behaviors and capacities are observed in the wild, often involving tool use—or at least object manipulation—the very kinds of activity that led the distinguished zoologist Donald R. Griffin to found the field of cognitive ethology (animal thinking) in 1978: octopuses piling stones in front of their hideyholes, to name one recent example; or dolphins fitting marine sponges to their beaks in order to dig for food on the seabed; or wasps using small stones to smooth the sand around their egg chambers, concealing them from predators. At the same time neurobiologists have been finding that the physical structures in our own brains most commonly held responsible for consciousness are not as rare in the animal kingdom as had been assumed. Indeed they are common. All of this work and discovery appeared to reach a kind of crescendo last summer, when an international group of prominent neuroscientists meeting at the University of Cambridge issued “The Cambridge Declaration on Consciousness in Non-Human Animals,” a document stating that “humans are not unique in possessing the neurological substrates that generate consciousness.” It goes further to conclude that numerous documented animal behaviors must be considered “consistent with experienced feeling states.”
With nuance and subtlety, Sullivan understands that our tradition has not drawn the boundary between human and animal nearly as securely as de Waal portrays it. Throughout human existence, humans and animals have been conjoined in the human imagination. Sullivan writes that the most consistent “motif in the artwork made between four thousand and forty thousand years ago,” is the focus on “animal-human hybrids, drawings and carvings and statuettes showing part man or woman and part something else—lion or bird or bear.” In these paintings and sculptures, our ancestors gave form to a basic intuition: “Animals knew things, possessed their forms of wisdom.”
Religious history too is replete with evidence of the human recognition of the dignity of animals. God says in Isaiah that the beasts will honor him and St. Francis, the namesake of the new Pope, is famous for preaching to birds. What is more, we are told that God cares about the deaths of animals.
“In the Gospel According to Matthew we’re told, “Not one of them will fall to the ground apart from your Father.” Think about that. If the bird dies on the branch, and the bird has no immortal soul, and is from that moment only inanimate matter, already basically dust, how can it be “with” God as it’s falling? And not in some abstract all-of-creation sense but in the very way that we are with Him, the explicit point of the verse: the line right before it is “fear not them which kill the body, but are not able to kill the soul.” If sparrows lack souls, if the logos liveth not in them, Jesus isn’t making any sense in Matthew 10:28-29.
What changed and interrupted the ancient and deeply human appreciation of our kinship with besouled animals? Sullivan’s answer is René Descartes. The modern depreciation of animals, Sullivan writes,
proceeds, with the rest of the Enlightenment, from the mind of René Descartes, whose take on animals was vividly (and approvingly) paraphrased by the French philosopher Nicolas Malebranche: they “eat without pleasure, cry without pain, grow without knowing it; they desire nothing, fear nothing, know nothing.” Descartes’ term for them was automata—windup toys, like the Renaissance protorobots he’d seen as a boy in the gardens at Saint-Germain-en-Laye, “hydraulic statues” that moved and made music and even appeared to speak as they sprinkled the plants.
Too easy, however, is the move to say that the modern comprehension of the difference between animal and human proceeds from a mechanistic view of animals. We live at a time of the animal rights movement. Around the world, societies exist and thrive whose mission is to prevent cruelty toward and to protect animals. Yes, factory farms treat chickens and pigs as organic mechanisms for the production of meat, but these farms co-exist with active and quite successful movements calling for humane standards in food production. Whatever the power of Cartesian mechanics, its success is at odds with the persistence of the religious, ancient solidarity, and also deeply modern sympathy between human and animal.
A more meaningful account of the modern attitude towards animals might be found in Spinoza. Spinoza, as Sullivan quotes him, recognizes that animals feel in ways that Descartes did not. As do animal rights activists, Spinoza admits what is obvious: that animals feel pain, show emotion, and have desires. And yet, Spinoza maintains a distinction between human and animal—one grounded not in emotion or feeling, but in human nature. In his Ethics, he writes:
Hence it follows that the emotions of the animals which are called irrational…only differ from man’s emotions to the extent that brute nature differs from human nature. Horse and man are alike carried away by the desire of procreation, but the desire of the former is equine, the desire of the latter is human…Thus, although each individual lives content and rejoices in that nature belonging to him wherein he has his being, yet the life, wherein each is content and rejoices, is nothing else but the idea, or soul, of the said individual…It follows from the foregoing proposition that there is no small difference between the joy which actuates, say, a drunkard, and the joy possessed by a philosopher.
Spinoza argues against the law prohibiting slaughter of animals—it is “founded rather on vain superstition and womanish pity than on sound reason”—because humans are more powerful than animals. Here is how he defends the slaughter of animals:
The rational quest of what is useful to us further teaches us the necessity of associating ourselves with our fellow men, but not with beasts, or things, whose nature is different from our own; we have the same rights in respect to them as they have in respect to us. Nay, as everyone’s right is defined by his virtue, or power, men have far greater rights over beasts than beasts have over men. Still I do not deny that beasts feel: what I deny is that we may not consult our own advantage and use them as we please, treating them in the way which best suits us; for their nature is not like ours.
Spinoza’s point is quite simple: Of course animals feel and of course they are intelligent. Who could doubt such a thing? But they are not human. That is clear too. While we humans may care for and even love our pets, we recognize the difference between a dog and a human. And we will, in the end, associate more with our fellow humans than with dogs and porpoises. Finally, we humans will use animals when they serve our purposes. And this is ok, because have the power to do so.
Is Spinoza arguing that might makes right? Surely not in the realm of law amongst fellow humans. But he is insisting that we recognize that for us humans, there is something about being human that is different and, even, higher and more important. Spinoza couches his argument in the language of natural right, but what he is saying is that we must recognize that there are important differences between animals and humans.
At a time that values equality over what Friedrich Nietzsche called the “pathos of difference,” the valuation of human beings over animals is ever more in doubt. This comes home clearly in a story told recently by General Stanley McChrystal, about a soldier who expressed sympathy for some dogs killed in a raid in Iraq. McChrystal responded, severely: “"Seven enemy were killed on that target last night. Seven humans. Are you telling me you're more concerned about the dog than the people that died? The car fell silent again. "Hey listen," I said. "Don't lose your humanity in this thing."” Many, no doubt, are more concerned, or at least are equally concerned, about the deaths of animals as they are about the deaths of humans. There is ever-increasing discomfort about McChrystal’s common sense affirmation of Spinoza’s claim that human beings simply are of more worth than animals.
The distinctions upon which the moral sense of human distinction is based are foundering. For DeWaal and Sullivan, the danger today is that we continue to insist on differences between animals and humans—differences that we don’t fully understand. The consequences of their openness to the humanization of animals, however, is undoubtedly the animalization of humans. The danger that we humans lose sight of what distinguishes us from animals is much more significant than the possibility that we underestimate animal intelligence.
I fully agree with DeWaal and Sullivan that there is a symphony of intelligence in the world, much of it not human. And yes, we should have proper respect for our ignorance. But all the experiments in the world do little to alter the basic facts, that no matter how intelligent and feeling and even conscious animals may be, humans and animals are different.
What is the quality of that difference? It is difficult to say and may never be fully articulated in propositional form. On one level it is this: Simply to live, as do plants or animals, does not constitute a human life. In other words, human life is not simply about living. Nor is it about doing tasks or even being conscious of ourselves as humans. It is about living meaningfully. There may, of course, be some animals that can create worlds of meaning—worlds that we have not yet discovered. But their worlds are not the worlds to which we humans aspire.
Over two millennia ago, Sophocles, in his “Ode to Man,” named man Deinon, a Greek word that connotes both greatness and horror, that which is so extraordinary as to be at once terrifying and beautiful. Man, Sophocles tells us, can travel over water and tame animals, using them to plough fields. He can invent speech, and institute governments that bring humans together to form lasting institutions. As an inventor and maker of his world, this wonder that is man terrifyingly carries the seeds of his destruction. As he invents and comes to control his world, he threatens to extinguish the mystery of his existence, that part of man that man himself does not control. As the chorus sings: “Always overcoming all ways, man loses his way and comes to nothing.” If man so tames the earth as to free himself from uncertainty, what then is left of human being?
Sophocles knew that man could be a terror; but he also glorified the wonder that man is. He knew that what separates us humans from animals is our capacity to alter the earth and our natural environment. “The human artifice of the world,” Arendt writes, “separates human existence from all mere animal environment…” Not only by building houses and erecting dams—animals can do those things and more—but also by telling stories and building political communities that give to man a humanly created world in which he lives. If all we did as humans was live or build things on earth, we would not be human.
To be human means that we can destroy all living matter on the Earth. We can even today destroy the earth itself. Whether we do so or not, it now means that to live on Earth today is a “Choice” that we make, not a matter of fate or chance. Our Earth, although we did not create it, is now something we humans can decide to sustain or destroy. In this sense, it is a human creation. No other animal has such a potential or such a responsibility.
There is a deep desire today to flee from that awesome and increasingly unbearable human responsibility. We flee, therefore, our humanity and take solace in the view that we are just one amongst the many animals in the world. We see this reductionism above all in human rights discourse. One core demand of human rights—that men and women have a right to live and not be killed—brought about a shift in the idea of humanity from logos to life. The rise of a politics of life—the political demand that governments limit freedoms and regulate populations in order to protect and facilitate their citizens’ ability to live in comfort—has pushed the animality, the “life,” of human beings to the center of political and ethical activity. In embracing a politics of life over a politics of the meaningful life, human rights rejects the distinctive dignity of human rationality and works to reduce humanity to its animality.
Hannah Arendt saw human rights as dangerous precisely because they risked confusing the meaning of human worldliness with the existence of mere animal life. For Arendt, human beings are the beings who build and live in a political world, by which she means the stories, institutions, and achievements that mark the glory and agony of humanity. To be human, she insists, is more than simply living, laboring, working, acting, and thinking. It is to do all of these activities in such a way as to create, together, a common life amongst a plurality of persons.
I fear that the interest in animal consciousness today is less a result of scientific proof that animals are human than it is an increasing discomfort with the world we humans have built. A first step in responding to such discomfort, however, is a reaffirmation of our humanity and our human responsibility. There is no better way to begin that process than in engaging with a very human response to the question of our animality. Towards that end, I commend to you “One of Us,” by John Jeremiah Sullivan.
-RB
A Christian Pope?
The white smoke ushered in a Pope from the New World, but one firmly planted in the old one. Pope Francis I is from Argentina but descended from Italy. According to the Arch-Bishop of Paris, quoted in The New York Times, the Pope was not of the Curia and not part of the Italian system. At the same time, because of his “culture and background, he was Italo-compatible.” Straddling the new and the old, there is some glimmer of hope that Francis I will be able to reform the machinery of the ecclesiastical administration from the inside.
Amidst this tension, the new Pope signaled his desire to be seen as an outsider by choosing the name Francis I, aligning himself with St. Francis as protector of the poor and the downtrodden. At a time of near universal distrust in the ecclesiastical order, the Pope and his supporters present the choice of Cardinal Jorge Maria Bergoglio as an affirmation of simplicity and humility.
And in some respects the new Pope does appear to be a Pope for whom the life of Jesus and life of St. Francis serve as an example of humility and service. At least if such stories like this one told by Emily Schmall and Larry Rohter are to be credited:
In 2001 he surprised the staff of Muñiz Hospital in Buenos Aires, asking for a jar of water, which he used to wash the feet of 12 patients hospitalized with complications from the virus that causes AIDS. He then kissed their feet, telling reporters that “society forgets the sick and the poor.” More recently, in September 2012, he scolded priests in Buenos Aires who refused to baptize the children of unwed mothers. “No to hypocrisy,” he said of the priests at the time. “They are the ones who separate the people of God from salvation.”
Some complain that the Pope abjures liberation theology for its connection to Marxism and rejects the using of the Gospel for political and economic transformation. Nevertheless, stories like the one above are important and show an exemplary character in Pope Francis I.
Bigger questions arise about new Pope’s past connection to what is called the Dirty War in Argentina, the period from 1976-1983 in which a brutal dictatorship stole children from their communist parents and gave them to military families while also disappearing political and ideological opponents. As one of my colleagues wrote to me, “Almost alone among major Latin American Churches, the Argentine Church officially allied itself with the military in a campaign to eradicate political dissidents (mostly left-wingers).” Bergoglio was a Catholic Church official during this period and he has been accused by many in Argentina of either not doing enough to oppose the regime or, more scandalously, actively collaborating with the dirty war. In 2005, a formal lawsuit claimed that that Bergoglio had been complicit in the kidnapping and torture of two Jesuit priests, Orland Yorio and Francisco Jalics. The priests were working in a poor barrio advocating against the dictatorship. Bergoglio insisted they stop and they were stripped from the Jesuit Order. They disappeared and months later they were found drugged and partially undressed, according to the reporting of Emily Schmall and Larry Rohter.
Margaret Hebbelthwaite, in the Guardian, defends Bergoglio, whom she knows and respects. “It was the kind of complex situation that is capable of multiple interpretations, but it is far more likely Bergoglio was trying to save their lives.” And this is the account Bergoglio gives himself, as Schmall and Rohter report:
In a long interview published by an Argentine newspaper in 2010, he defended his behavior during the dictatorship. He said that he had helped hide people being sought for arrest or disappearance by the military because of their political views, had helped others leave Argentina and had lobbied the country’s military rulers directly for the release and protection of others.
I of course have no idea whether Bergoglio is the victim of baseless calumny, as he claims, or whether he actively or meekly collaborated with a ruthless dictatorship. What is clear, however, is that at the very least, Bergoglio and his colleagues in the Argentine Catholic Church over many years looked the other way and allowed a brutal government to terrorize its population without a word of opposition.
Flickr via Hamed Masouni
With that history in mind, it is worthwhile to consider Hannah Arendt’s essay “The Christian Pope,” published in the New York Review of Books in 1965. Arendt was reviewing Journal of a Soul, the spiritual diaries of Pope John XXIII, the former Angelo Giuseppe Roncalli. The Jewish thinker has little patience for “endlessly repetitive devout outpourings and self-exhortation” that go on for “pages and pages” and read like “an elementary textbook on how to be good and avoid evil.” Arendt had little patience with such things and little hope that clichés, no matter how well meaning, would have much impact on the moral state of our time.
What did fascinate Arendt, however, were the anecdotes Pope John XXIII tells and the stories about him that she heard while traveling in Rome. She tells of a “Roman chambermaid” in her hotel who asked her, in all innocence:
“Madam,” she said, “this Pope was a real Christian. How could that be? And how could it happen that a true Christian would sit on St. Peter’s chair? Didn’t he first have to be appointed Bishop, and Archbishop, and Cardinal, until he finally was elected to be Pope? Had nobody been aware of who he was?”
Arendt had a simple answer for the maid. “No.” She writes that Roncalli was largely unknown upon his selection and arrived as an outsider. He was, in the words of her title, a true Christian living in the spirit of Jesus Christ. In a sense, this was so surprising in the midst of the 20th century that no one had imagined it to be possible, and Roncalli was selected without anyone knowing who he was.
Who he was Arendt found not in his book, but in the stories told about him. Whether the stories are authentic, she writes, is not so important, because “even if their authenticity were denied, their very invention would be characteristic enough for the man and for what people thought of him to make them worth telling.” One of these stories shows Roncalli’s common touch, something now being praised widely in Bergoglio.
The story tells that the plumbers had arrived for repairs in the Vatican. The Pope heard how one of them started swearing in the name of the whole Holy Family. He came out and asked politely: “Must you do this? Can’t you say merde as we do too?”
My favorite story tells of Roncalli’s meeting with Pope Pius XII in 1944 in Paris. Apparently Pius tells Roncalli that he is busy and has only 7 minutes to spare for their conversation. Roncalli then “took his leave with the words: “In that case, the remaining six minutes are superfluous.”
And then there is the story of Roncalli’s reaction when he was given Rolf Hochhuth’s play, The Deputy, which portrayed Pope Pius XII as silent and indifferent to the persecution and extermination of European Jews. When Roncalli was asked what one could do against Hochhuth’s play, he responded: “’Do against it? What can you do against the truth?’”
These stories are essential, Arendt writes, because they
show the complete independence which comes from a true detachment from the things of this world, the splendid freedom from prejudice and convention which quite frequently could result in an almost Voltairean wit, an astounding quickness in turning the tables.
Arendt found in Roncalli the kind of independence and “self-thinking” she valued so highly and that unites all the persons she profiled in her book Men in Dark Times. For Roncalli, his “complete freedom from cares and worries was his form of humility; what set him free was that he could say without any reservation, mental or emotional: “Thy will be done.”” It was this humility that girded Roncalli’s faith and led to his being content to live from day to day and even hour to hour “like the lilies in the field” with “no concern for the future.” It was, in other words, his faith—and not any theory or philosophy—that “guarded him against ‘in any way conniving with evil in the hope that by so doing [he] may be useful to someone.’” A true Christian in imitation of Jesus, Roncalli was one who “welcomed his painful and premature death as confirmation of his vocation: the “sacrifice” that was needed for the great enterprise he had to leave undone.”
There was one exception, however, to Roncalli’s sureness of his innocence, and that was his action and service during World War II. Here is Arendt’s account:
It is with respect to his work in Turkey, where, during the war, he came into contact with Jewish organizations (and, in one instance, prevented the Turkish government from shipping back to Germany some hundred Jewish children who had escaped from Nazi-occupied Europe) that he later raised one of the very rare serious reproaches against himself—for all “examinations of conscience” notwithstanding, he was not at all given to self-criticism. “Could I not,” he wrote, “should I not, have done more, have made a more decided effort and gone against the inclinations of my nature? Did the search for calm and peace, which I considered to be more in harmony with the Lord’s spirit, not perhaps mask a certain unwillingness to take up the sword?” At this time, however, he had permitted himself but one outburst. Upon the outbreak of the war with Russia, he was approached by the German Ambassador, Franz von Papen, who asked him to use his influence in Rome for outspoken support of Germany by the Pope. “And what shall I say about the millions of Jews your countrymen are murdering in Poland and in Germany?” This was in 1941, when the great massacre had just begun.
Even in his questioning of himself in his actions during the war, Roncalli shows himself to be a man of independence and faith. Yes, he might have done more. But unlike so many who did nothing, he made his dissent known, worked to do good where he could, and yet still fell short. And then struggled with his shortcomings.
Flickr via Konstantin Leonov
These stories of the self-thinking independence of Pope John XXIII offer a revealing and humbling reflection in relation to the new Pope Francis I. Like Roncalli, Bergoglio is praised for his humility and his simple faith. And like Roncalli, Bergoglio served the Church through dark times, when secular authorities were engaging in untold evils and the Church remained silent if not complicit. But Roncalli not only did speak up and act to protect the persecuted and hopeless, he also worried that he had not done enough. He was right.
Many are accusing Pope Francis I of war crimes and complicity. I worry about jumping to conclusions when we do not know what happened. But the new Pope carries baggage Roncalli did not—formal accusations of complicity with terror and torture. It is human to respond with denials and anger. It would be befitting, however, if Pope Francis I would throw aside such defenses and let the truth come out. That would be an instance of leadership by example that might actually serve to cleanse the dirty laundry of the Catholic Church.
On this first weekend of Pope Francis I new reign, it is well worth revisiting Hannah Arendt’s The Christian Pope. It is your weekend read.
-RB
General Stanley McChrystal: My Share of the Task
Roger Berkowitz and Walter Russell Mead will be in conversation with General Stanley McChrystal this Sunday, March 10, at 5 pm at the New York Historical Society in Manhattan. Tickets are available here.
Leadership is rare; in politics today it is quite nearly extinct. Around the world politicians are paralyzed not simply by partisanship, but also by an unwillingness to make judgments. Not knowing what is right, they jockey for political power. They seek advantage, seemingly innocuous to the recognition of a responsibility to something larger than themselves. This is now a worldwide phenomenon. Italy just elected a clown. From Athens to Washington, technocrats vie for power with idealogues, with no one willing to set the common good above their own. In a time of war and economic crisis when we might expect leaders to emerge, this has not happened. At least in politics, leaders have failed to materialize.
According to opinion polls, the only institution in America with an approval rating of over 50% is the military. One reason for this may be that the armed forces have continued to generate leadership, at least to some degree. Colin Powell was for some time looked to as a leader, until his performance at the United Nations damaged his credibility. David Petraeus was lionized for a time, until he was brought down by affair and scandal. And then there is General Stanley McChrystal.
McChrystal has just written a book, My Share of the Task, which is about leadership. He begins with the bold claim, that even from his youth, “Leadership was always the objective.” And in his short epilogue, he writes: “In the end, leadership is a choice. Rank, authority, and even responsibility can be inherited or assigned, whether or not an individual desires or deserves them. Even the mantle of leadership occasionally falls to people who haven’t sought it. But actually leading is different. A leader decides to accept responsibility for others in a way that assumes stewardship of their hopes, their dreams, and sometimes their very lives. It can be a crushing burden, but I found it an indescribable honor.” McChrystal knows enough to say that leadership cannot be captured in a definition. And yet his book is undoubtedly an illustration through his example.
I cannot help compare McChrystal’s leadership with the political leadership of our country. As I read My Share of the Task, I am struck by McChrystal’s clear moral vision. Honor is at the very core of McChrystal’s understanding of leadership. He writes of the “unofficial code of honor” that governs West Point. While cadets could break rules and regulations and receive mere punishments, if they broke the code of honor, they were expelled. “The code existed to ensure that the words of cadets and officers alike could always, in all situations, be taken as truth. Lies, even small ones, threatened that system of truth.” There is in McChrystal’s creed a steely sense that a leader can make a difference. There is no doubt that McChrystal believes his leadership helped turn the tide of the war in Iraq. And from all accounts, he is right.
General Stanley McChrystal is widely credited with helping to bring about a renaissance in the American armed forces. A soldier for over 40 years, McChrystal served in the Rangers elite special forces, came to command the Rangers and then rose to command the entirety of US Special Forces involved in the war on terror. In that capacity he revolutionized the special forces, taking an agglomeration of tribal groups and integrating them into a single networked fighting machine that is credited with turning the tide of the battle against Al Qaeda in Iraq. So successful was McChrystal that President Obama put him in charge of the war in Afghanistan.
It is unclear whether McChrystal’s strategy was working in Afghanistan. His command ended when he resigned, chased out of office because of an article in Rolling Stone Magazine by Michael Hastings. Hastings article, “The Runaway General,” opens with McChrystal asking: “How’d I get screwed into going to this dinner [with a French diplomat]?” When told it comes with his position, he responds with his middle finger and asks: “Does this come with the position?” One of his staff later adds: “Some French minister…. It’s fucking gay.” When McChrystal gets a message from Richard Holbrooke on his Blackberry and exclaims: “I don’t even want to open it.” He puts the phone back in his pants. An aide responds: “Make sure you don’t get any of that on your leg.” In another incident, one of McChrystal’s top aides says of the Vice President: "Biden?" "Did you say: Bite Me?" McChrystal knew that the fallout from the article was unsalvageable. He flew to Washington and resigned.
What makes McChrystal’s fall from command interesting is the aura of leadership that has grown up around him and that is on full view in his book, My Share of the Task. McChrystal lives the kind of Spartan full-throttle military existence that is for even our most hardened soldiers a romantic myth of times past. Leadership in his mind requires walking the walk. One “extraordinary demonstration of leadership” McChrystal recounts involves a Ranger military ceremony on a cold and rainy day. The Rangers stood in formation in the rain in front of an empty bleachers.” One commander, Major General Gary Luck, walked out and sat alone in the bleachers. “He didn’t wave or call out. He didn’t order us into rigid attention. He simply sat still, under the same rain that fell on us…. I never saw a commander closer to soldiers than he was at that moment.” This is McChrystal’s holy grail: to be a leader loved by his troops, not because they like him, but because they respect him.
McChrystal’s model for leadership in the modern military is, surprisingly, Admiral Horatio Nelson, the hero of the British fleet who famously lost his life as Captain of the Victory at the battle of Trafalgar in 1805. McChrystal argues that “Nelson’s force was able to win without him in command because of what had happened long before the first shot was fired. In the years leading up of Trafalgar, Nelson cultivated traditional strengths inherent in the British navy by making technical mastery and a capacity for independence prerequisites for command.” McChrystal’s gloss is that Nelson promoted “entrepreneurs of battle,” those commanders who shared his vision and his value of technical mastery, but who could act on their own without his authority.
In McChyrstal’s own leadership we see him striving for the very entrepreneurial style he so admired in Nelson. He sets up a command structure so transparent that his subordinates always see him thinking through decisions: “As I stressed transparency and inclusion, I shared everything with the team sitting around the horseshoe and beyond. E-mails that came in were sent back out with more people added to the “cc” line. We listened to phone calls on speakerphone.” He transformed an insular and secretive special forces culture into an open and integrated force, “one of the most important nodes in an integrated network.” The result, McChrystal writes, is that his aides “could frequently anticipate my position on an issue and make the decision themselves.” His effort was to foster “decentralized initiative and free thinking while maintaining control of the organization and keeping the energy at the lowest levels directed toward a common strategy.”
Over and over, McChrystal emphasizes the way he acted on his belief that commanders must be given the control and authority over their missions. He refuses to second guess his subordinates. He seeks relentlessly to push “authority down the chain of command until it made us uneasy.” He tried to set a “climate in which we prized entrepreneurship and free thinking, leaned hard on complacency, and did not punish ideas that failed.”
It is easy to call such a reverence for leadership a myth. And yet I am not sure it is. In the Rolling Stone article that brought McChrystal down, Hastings writes: McChrystal “set a manic pace for his staff, running seven miles each morning, and eating one meal a day. (In the month I spend around the general, I witness him eating only once.) It’s a kind of superhuman narrative that has built up around him, a staple in almost every media profile, as if the ability to go without sleep and food translates into the possibility of a man single-handedly winning the war.” Hastings is clearly skeptical. But My Share of the Task is an exceptional brief for McChrystal.
McChrystal’s book is a scintillating read. The story is part biography, part history of the Iraq war, part an account of the rebirth of the US military, and also a revealing account of new US military strategy of a networked military that melds drones and other surveillance techniques with technologically superior and quickly deployed elite troops.
At its core, My Share of the Task tells the story of the rise of a networked military. The fulcrum of McChrystal’s narrative are the dual efforts—led by McChrystal’s Task Force 714—first to retake the city of Fallujah after the assassinations and public hangings of members of a Blackwater security convoy and then the manhunt for Abu Musab al-Zarqawi.
After the U.S. abandoned Fallujah to Zarqawi’s Al Qaeda in Iraq, TF 714 was charged with leading the effort to retake the city. The greatest challenge and need was information and reconnaissance. “Of most value,” McChrystal writes, “was our increasingly sophisticated employment of unmanned aerial vehicles (UAVs), with the Predator being the most common version.” (137) What TF 714 needed was technology, analysis and surveillance.
The rise of drones in the US military strategy was, originally, not as an offensive weapon, but as a tool for surveillance. If conventional warfare required surveillance of large and static targets, the war to retake Fallujah “required constant surveillance of people or moving vehicles, often looking to identify subtle movements or specific mannerisms.” What McChrystal sought was a “picture of life within the city,” which came to be known as “pattern-of-life” analyses “that followed the targets’ habits as they undertook their daily routines.” (139) With drones as eyes in the air, TF 174 “watched the circles where the insurgents sat when they would gather for ceremonial meals of lamb in the compound courtyards just prior to suicide bombing missions. And we bombed those. We saw this patchwork of movement from our eyes in the clouds and rounded out the picture with increasing human and signals intelligence.” (144)
Much of My Share of the Task is a description of McChrystal’s growing awareness and commitment to a new type of war, one that was less a struggle for land or for position but was essentially a “battle for intelligence.” (156) “By the end, in the months when Iraq’s fate would be decided, TF 714’s formidable offering was its network—its ability to gel diverse talents into an organic unit that gathered information swiftly and acted accordingly.” (93) The mantra that McChrystal embraces is “It takes a network to defeat a network.” What that means is that the U.S. needed an armed forces that operated like Al Qaeda. In such a network, leadership is essential, but a special kind of leadership.
Another theme that reappears throughout My Share of the Task is McChrystal’s thinly veiled disgust at American consumerism. He makes a point of having no TVs in living quarters in Iraq and emphasizes his insistence on Spartan quarters for his operators to prevent distractions. He is upset when “fast-food restaurants and electronics sales displays” pop up around the US bases. He considers these to be a “serious distraction from the business at hand,” and thought that “attempts to replicate the comforts of home could deceive us into thinking we weren’t in a deadly fight.” Over and over we see McChrystal insisting that his forces focus on the task at hand with unswerving dedication.
Such monomania may simply be ill-suited to politics. And yet, to recall great political leaders from Gandhi to Franklin Delano Roosevelt and from Abraham Lincoln to Martin Luther King Jr. is to become aware that leadership requires, at the least, an unshakable conviction in what one hopes to accomplish.
McChrystal’s intensity is neither inhuman nor inhumane. There are a number of times in the book when McChrystal reflects on the inhumanity of this particular war. At one point he goes on a dangerous daytime raid with Rangers in Ramadi. As the Rangers arrive at their target they force civilian men to lie down on the ground. McChrystal focuses on a boy, about four years old, standing near a man no doubt his father. As the men forced the men down, the boy, confused, lay down on the ground and “pressed his cheek flat against the pavement so that his face was turned towards his father and folded his small hands behind his back.” McChrystal tell us: “As I watched, I felt sick. I could feel in my own limbs and chest the shame and fury that must have been coursing through the father, still lying motionless. Every ounce of him must have wanted to pop up, pull his son from the ground, stand him upright, and dust off the boy’s clothes and cheek. To be laid on the ground in full view of his son was humiliating. For a proud man, to seemingly fail to protect that son from similar treatment was worse. As I watched, I thought, not for the first time: It would be easy for us to lose.”
In another spot, McChrystal reports a story told by one of his operators Chris Fussell who tried to make conversation on a trip once. Apparently “Fuss” asked: "You see one of the dogs died on the target last night?" he asked. He was referring to one of the dogs that soldiers sent into houses ahead of them to check for booby traps. “Really sad,” “Fuss” remarks. McChrystal snaps back: "Seven enemy were killed on that target last night. Seven humans. Are you telling me you're more concerned about the dog than the people that died? The car fell silent again. "Hey listen," I said. "Don't lose your humanity in this thing."
My Share of the Task is a book needed in our times. It holds out a basic thesis: That leaders matter and that leaders, if they lead, can make a difference. At a time of cynicism and disillusionment in politics, we need to think again about leadership and demand of our politicians that which they at present refuse to offer. For that exemplary lesson, McChrystal’s book is to be welcomed.
For this weekend, sit down and enjoy My Share of the Task. And then, on Sunday, March 10, come join General McChrystal, Roger Berkowitz, and Walter Russell Mead at 5 pm at the New York Historical Society in Manhattan. Tickets are available here.
Reading Like a Writer
How does one read closely on the internet? I ask this question as I prepare to co-host a series of conversations on “Blogging and the New Public Intellectual” with my Bard colleague and blogger Walter Russell Mead. What we hope to explore in these talks with bloggers and writers-who-blog is the impact of blogging, tweeting, and online writing are having and will have on our public culture of thinking.
Our first guest in the series is Francine Prose, author of 16 novels and numerous essays and non-fiction books, not to mention a children’s book. Prose also teaches as a Visiting Professor of Literature at Bard, and, she blogs for the New York Review of Books.
I first sought out Francine Prose years ago because I kept hearing amazing things from students about her class, “Literature, Language and Lies.” I was captivated by the course description:
Throughout history, written language has been used to create masterpieces and to pump out propaganda, to delight and delude, to reveal and obscure the truth. But unless we read closely--word by word, line by line, sentence by sentence--it can sometimes be hard to tell the difference. In this class, we will close-read the short stories of great writers (James and Joyce, Cheever and Chekov, Mansfield and O'Connor, Beckett and Bowles, etc.) as well as this week's issue of The New Yorker and today's copy of The New York Times as we look at the ways in which words are used to convey information and insight, to transmit truth and beauty, and to form and transform our vision of the world.
My own courses focus on close readings of books and often I teach an entire course on one book that we read slowly and carefully. I teach a course on Plato’s Republic, another on Kant’s Groundwork of the Metaphsyics of Morals, one on Nietzsche’s Birth of Tragedy, and then courses on Arendt’s The Origins of Totalitarianism and her The Human Condition. In these classes, students meditate on single words for an entire period, sometimes for a week. We pay attention to metaphors and allusions, deepening our understanding of the full work by tarrying with individual parts. There is a tradition of teaching this way in philosophy and also in political theory, but one rarely reads the New York Times that way, and Prose’s course struck me as deeply provocative.
I recently picked up and re-read parts of Francine Prose’s Reading Like a Writer, her book full of examples of the kind of slow and painstaking reading I imagine she teaches in her course. It is full of careful and powerful sentences that remind me of what writing can and should be:
And as I wrote, I discovered that writing, like reading, was done one word at a time, one punctuation mark at a time. It required what a friend calls “putting every word on trial for its life”: changing an adjective, cutting a phrase, removing a comma, and putting the comma back in.
It is a book comprised of readings of excerpts from texts; there are beautiful meditations on the richness of certain words and examples of the power of sentences as well as the expressiveness of gestures. Prose celebrates revision, editing, and craftsmanship. She points out how to read and shows that reading is training for thinking and writing. Of course, she can make one feel guilty for not reading with care and for writing too quickly. She admonishes at one point:
With so much reading ahead of you, the temptation might be to speed up. But in fact it’s essential to slow down and read every word. Because one important thing that can be learned by reading slowly is the seemingly obvious but oddly underappreciated fact that language is the medium we use in much the same way a composer uses notes, the way a painter uses paint.
As Walter Russell Mead and I conceived our series of discussions on the impact of blogging, inviting Francine Prose made great sense. Blogging offers many things, but one thing it does not promote is the kind of slow, word by word, sentence by sentence reading that Prose defends. Not only does it not promote such reading on behalf of readers, but also for bloggers themselves, who are under incredible pressure to post frequently and quickly. There are different kinds of blogs, of course, but the most popular blogs all post multiple items every day and compete to break new stories quickly. Speed is part of the blogger’s world. And yet, even Prose is blogging today.
The need for speed in blogs is less true for cultural blogs, like the NYRB blog (or even the Hannah Arendt Center blog, where we don’t usually rush posts out to beat a news cycle). And yet even here one of the advantages of blogs is their informality. Blog posts do not typically go through the process of editing and revision of essays in a conventional journal. While we do edit some of our blog posts especially for first-time or new writers, the editing process is quick and informal. There is not the usual relationship between a writer and editor that can seek to hone an essay over weeks or months. Blogs are fun, often short, and easy to read. Perhaps they can attract wider audiences and rile the waters more than crafted essays, which are often toned down by editors who lop off the ragged edges. While blogs offer much, they are not honed with the precision of a full-blown essay to be published in a popular magazine or an academic journal. In short, the increasing prevalence and influence of blogs suggests a threat to both the reading and writing for which Prose is such an advocate.
For this weekend, put down the computer and pick up Francine Prose’s Reading Like a Writer. And then come join Francine Prose, Walter Russell Mead, and myself for a discussion of “Blogging and the New Public Intellectual” on Tuesday, March 5, at 6:30 pm at the Bard Graduate Center (38 West 86th St) in NYC. You can RSVP Here.
-RB
Federalism and the Crisis of Politics
Federalism should not be a partisan issue. This has been forgotten as the Federalist Society has turned federalism into a rhetorical sledgehammer to bludgeon liberal policies. But rightly understood, federalism is about freedom.
Federalism promotes freedom for at least two reasons. First, because citizens will only act and speak in public when they believe their actions will be seen and heard.
The smaller the stage, the more likely is action to be meaningful. If freedom and action are the same, as Arendt writes, then we should be wary of the erosion of federalism. Only when local political institutions have meaningful power will they attract citizens to become politically involved. The danger in the loss of federalism today is the increasing sense that individual citizens have little if any power, which leads to cynicism and apathy.
We can see this cynicism and apathy, surprisingly, in Occupy Wall Street. The fact that Occupy Wall Street became a protest movement, and not an alternative locus of power, is at least partly the result of the fact that local power structures have been rendered increasingly impotent by the vampire squid of national power. As people rightly feel ever-more alienated from political institutions that can make a difference, they retreat from politics. Why did Occupy eschew local politics? Why did it seek a megaphone on the national stage instead of working in the pits of village, town, and state politics? Because everyone knows that the power of local institutions has been decimated. The result is a feeling of powerlessness and hopelessness; the present response is to embrace an ethic of permanent protest as the only meaningful way to personal empowerment. But the elevation of protest to the apogee of political action in Occupy Wall Street is, unfortunately, just another example of the vanishing of politics in our time.
The second way federalism promotes freedom is through constitutional structure. The best way to prevent government from attaining totalitarian or tyrannical power is, as Arendt argues, to multiply the sources of political power. Arendt credits the United States Constitution because it created not only the division of powers on the federal level, but also the constitutional federalism of the early Republic. By empowering states, counties, towns, and villages, the United States Constitution ensured that nearly every citizen would have both opportunity and reason to act in public and to engage in politics.
Arendt’s thoughts on the freedom found in federalism come to mind as I’ve been reading—at the urging of my colleague David Kettler—the classic Small Town in Mass Society, by Arthur J. Vidich and Joseph Bensman. Originally published in 1958, Small Town in Mass Society is still an important and now sadly forgotten book. The argument, in short, is that local towns and villages are losing their distinctiveness. Studying class, religion, power, and politics in small town America, Vidich and Bensman argue that local governments are voluntarily abandoning the political powers they constitutionally possess and thus emptying their lives of meaningful political engagement.
What Vidich and Bensman find is a fundamental contradiction between the way that small town culture sees itself and the way it actually exists in mass society. In their self-image, the residents of “Springdale”—the name for the town they study— think of themselves as a community. They distinguish themselves from “urban dwellers” who are anonymous. They imagine that “Here no man counts more than any other.” “It is unthinkable for anyone to pass a person on the street without exchanging greetings;”
“Almost all of rural life receives its justification on the basis of the direct and personal and human feelings that guide people’s relations with each other.” And, above all, the Springdale residents of rural New York see themselves as independent from urban-mass society:
While he realizes that machinery and factory products are essential to his standard of life and that taxation and agricultural policy are important, he feels that he is independent of other features of industrial and urban life, or, better, that he can choose and select only the best parts. The simple physical separation from the city and the open rural atmosphere make it possible to avoid the problems inherent in city life.
Against this feeling of independence, Vidich and Bensman argue that small towns are actually part of and integrated into mass society to an extent that their self-image cannot and will not admit. Against the view that Springdalers can choose those parts of mass society they want and reject the rest, Vidich and Bensman argue that they are more influenced and subjected to mass society.
In almost all aspects of culture, even to speech forms, and including technology, literature, fashions and fads, as well as patterns of consumption, to mention a few, the small town tends to reflect the contemporary mass society. Basically, a historically indigenous local culture does not seem to exist.
For our purposes, one telling section of Small Town in Mass Society is called “The Political Surrender to Mass Society.” While Springdale has a local government and possesses the power of taxation and governance, the authors argue that the town seeks at nearly every turn to abdicate self-governance. Examples include:
•“Solutions to the problem of fire protection are found in agreements with regionally organized fire districts.”
•The town prefers to have its road signs provided in standard form by state agencies “without cost to the taxpayer[s]” in Springdale.
•Springdale accepts the state’s rules and regulations on roads built and maintained by the state. It works with the foreman of the state highway maintenance crew to have his teams clear village roads, thus saving the expense of organizing and paying for this as a town.
• State construction programs “present local political agencies with the alternative of either accepting or rejecting proposed road plans and programs formulated by the state highway department.”
•The town at every point adjusts its actions to the regulations and laws defined by state and federal agencies; or they accede to the rule of these outside agencies because the agencies have the power to withhold subsidies.
What Springdale actually does in its own politics is forego self-governance and submit itself to outside control. It repeatedly accepts grants of aid offered by the state and subsidies by the state, even when such aid comes with strings and demands for control. The result is that the “village board in Springdale accepts few of the powers given to it. Instead, it orients its action to the facilities and subsidies controlled and dispensed by other agencies and, by virtue of this, forfeits its own political power.” What is more, this economic and political dependence leads to a “habituation to outside control to the point where the town and village governments find it hard to act even where they have the power.”
For Vidich and Bensman, the loss of local power leads to a psychologically damaging sense of dependence on outside agencies, bureaucracies, and governments.
“State police, regionally organized fire districts, state welfare agencies, the state highway department, the state youth commission, the state conservation department—these agencies and others are central to the daily functioning of the village.” There is a “pattern of dependence,” according to which the “important decisions are made for Springdale by outside agencies.” On the one hand, Springdalers resent these services provided by outsiders because they negate the local villagers’ self image as independent. But the villagers accept these services “because they are free or because acceptance of them carries with it monetary grants-in-aid for the local community.”
The conclusion Vidich and Bensman reach is that the Springdale town government does increasingly little. It seeks whenever possible to avoid providing services itself—e.g. snow or garbage removal. Instead, it seeks to have these services provided by the state in order to avoid having to raise taxes. The ultimate result is the “avoidance of innovation and the minimization of decision.” The village “tends to limit its function to the conduct of routine “housekeeping” business.” “It is a common complaint among all groups in the community that the village board does nothing.”
This political irrelevance at the local level is radical change from the American tradition of citizen democracy. When Alexis de Tocqueville visited America in the 19th century, he was impressed by the active participation of citizens in local government. 100 years later, when Hannah Arendt arrived in the United States, she too was amazed by the sense of common citizens that their voice mattered in politics.
Shortly after Arendt’s arrival, she traveled to a provincial town in Massachusetts to live with a family as a way of learning everyday English and experiencing something of American mores. While she had little in common with this family whose puritanical ways clashed with her own, she was captivated by them and by what Antonia Grunenberg has called their republican self-consciousness.
Arendt described her host family to Karl Jaspers as "thoroughly average people—what would have been called 'petty bourgeoisie' in Germany." And yet, these average Americans embodied the American love of freedom that so impressed Arendt. As she wrote to Jaspers shortly after they resumed contact in 1946:
There is much I could say about America. There really is such a thing as freedom here and a strong feeling among many people that one cannot live without freedom. The republic is not a vapid illusion, and the fact that there is no national state and no truly national tradition creates an atmosphere of freedom or at least one not pervaded by fanaticism. (Because of the strong need the various immigrant groups feel to maintain their identity, the melting pot is in large part not even an ideal, much less a reality.) Then, too, people here feel themselves responsible for public life to an extent I have never seen in any European country. For example, when all Americans of Japanese descent were locked up willy-nilly in concentration camps at the beginning of the war, a genuine storm of protest that can still be felt today went through the country. I was visiting with an American family in New England at the time. They were thoroughly average people--what would have been called 'petty bourgeoisie' in Germany—and they had, I'm' sure, never laid eyes on a Japanese in their lives. As I later learned, they and many of their friends wrote immediately and spontaneously to their congressmen, insisted on the constitutional rights of all Americans regardless of national background, and declared that if something like that could happen, they no longer felt safe themselves (these people were of Anglo-Saxon background, and their families had been in this country for generations), etc.
The extraordinary embrace of political freedom in America had a flip side, namely social oppression: To allow people local rule and governance means that parochial and racist communities can oppress minorities and impose socially conservative mores. There is a fundamental tradeoff between political freedom and social oppression. But Arendt thought the choice was easy: social oppression is simply a cost of what she came to see as the miracle of America.
For Arendt, America embodied, in Leon Botstein’s words, "a federal system of government not based on race or designed to rectify social inequalities, but established to ensure political equality among all citizens, to maintain the freedom of the public realm, social differences notwithstanding."
America, in Arendt's writing and especially in her book On Revolution, is an enduring image of public freedom that so animates her life-long thinking.
Occupy Wall Street failed for many reasons. Above all, however, it failed because even at a time when our democratic and representative institutions are seen as corrupt and broken, OWS offered no meaningful alternative. It failed, therefore, in the basic requirement of any truly revolutionary political movement: to pick up power when it is lying the streets, as Arendt writes in On Violence. And one reason it did so is that we have all lost the basic experience of citizenship and freedom that Arendt so valued when she arrived in America. If we are to resurrect such a practice and habit of citizen-politics, we need to reinvigorate local politics. But we can only do that if we reclaim federalism as a matter of freedom outside of partisan debates.
One first step is to confront honestly and clearly the depth of the loss of political power in America. This has become difficult because federalism and local power have been politicized and polarized. We need to move beyond that. To do so, there are few better books that Small Town in Mass Society. It is your weekend read. And if you cannot get the book, take a look at their article The New Middle Classes: Their Cultures and Life Styles.
For other posts on the connection between Federalism, Power, and Freedom, see “Power, Persuasion, and Organization” and “The Supreme Court as Truthteller.”
-RB
Labor of Love
China has embraced the idea of a Western college education in a big way. As the NY Times reported recently, the country is making a $250 billion-a-year investment designed to give millions of young Chinese citizens a college education. “Just as the United States helped build a white-collar middle class in the late 1940s and early 1950s by using the G.I. Bill to help educate millions of World War II veterans, the Chinese government is using large subsidies to educate tens of millions of young people as they move from farms to cities.”
But for most of these newly minted college graduates, jobs are scarce. One reason is that these graduates often have few marketable skills and they refuse to take the jobs that actually exist. What China needs are people to work in factories. But for college graduates, factory work has little or even no allure.
Forbes Conrad for the New York Times
Consider the case of Wang Zengsong.
Wang Zengsong is desperate for a steady job. He has been unemployed for most of the three years since he graduated from a community college here after growing up on a rice farm. Mr. Wang, 25, has worked only several months at a time in low-paying jobs, once as a shopping mall guard, another time as a restaurant waiter and most recently as an office building security guard.
But he will not consider applying for a full-time factory job because Mr. Wang, as a college graduate, thinks that is beneath him. Instead, he searches every day for an office job, which would initially pay as little as a third of factory wages.
“I have never and will never consider a factory job — what’s the point of sitting there hour after hour, doing repetitive work?” he asked.
This story is actually not unique to China. In the United States too, we here repeatedly that small businesses are unable to expand because they cannot find qualified workers. The usual reprise is that high school graduates don’t have the skills. Rarely asked is why college graduates don’t apply? I assume the reason is the same as in China. College graduates see production work as beneath them.
Plenty of college graduates, many with debt, are interning for free or working odd jobs that pay little; yet they do not even consider learning a skill and taking a job that would require them to build something. Just like their comrades in China, these young people identify as knowledge workers, not as fabricators. For them, a job making things is seen as a step down. Something that is beneath them.
Disdain for manual labor combined with respect for cognitive work is the theme of Matthew B. Crawford’s book Shop Craft as Soul Craft, based on his article by the same name that appeared in 2006 in The New Atlantis. Crawford’s writing is rich and his thinking profound. But boiled down, I took three main points from his book and article.
First, there is a meaningful and thoughtful component to manual labor. To make something is not thoughtless, but requires both skill and intelligence. This is true if you are building a table, where you must think about the shape, functionality, and aesthetics of a table. But even in factory work, there is the challenge of figuring out how to do something better. And in the modern factory, labor demands technical skill, problem solving, and creativity. Whether you are building a house or making a battery, making things requires thought. What is more, it is good for the soul. Here is how Crawford writes about the soul benefits of craft:
Hobbyists will tell you that making one’s own furniture is hard to justify economically. And yet they persist. Shared memories attach to the material souvenirs of our lives, and producing them is a kind of communion, with others and with the future. Finding myself at loose ends one summer in Berkeley, I built a mahogany coffee table on which I spared no expense of effort. At that time I had no immediate prospect of becoming a father, yet I imagined a child who would form indelible impressions of this table and know that it was his father’s work. I imagined the table fading into the background of a future life, the defects in its execution as well as inevitable stains and scars becoming a surface textured enough that memory and sentiment might cling to it, in unnoticed accretions. More fundamentally, the durable objects of use produced by men “give rise to the familiarity of the world, its customs and habits of intercourse between men and things as well as between men and men,” as Hannah Arendt says. “The reality and reliability of the human world rest primarily on the fact that we are surrounded by things more permanent than the activity by which they were produced, and potentially even more permanent than the lives of their authors.”
Arendt values those who make things, especially things that last, because lasting objects give permanence to our world. And such workers who make things are above all thinkers in her understanding. Work is the process of transfiguring the idea of something into a real and reliable object.
But even laborers who make consumable goods are, for Arendt, doing deeply human activity. To be human has been, for time immemorial, also to labor, to produce the goods one needs to live. A life without labor is impoverished and “the blessing of labor is that effort and gratification follow each other as closely as producing and consuming the means of subsistence.” Granted, in repetitive factory labor these blessings may seem obscure, but then again, Dilbert has taught us much about the supposed blessings of office work as well.
Second, Crawford tells the story of how schools in the U.S. have done away with shop classes, home economics, and auto-repair, all classes I and many others took in junior high and high school. In the pursuit of college preparation, education has ceased to value the blessings of labor and work.
Third, Crawford argues that in a global economy it will be work with out hands and not just work with our brains that pays well. When legal analysis can be outsourced or replaced by robots as easily as phone operators, the one kind of job that will remain necessary for humans is repair work, fixing things, and building things. Such work requires the combination of mental and physical dexterity that machines will unlikely reach for a very long time. Thus, Crawford argues that by emptying our schools of training in handwork, we are not only intellectually impoverishing our students, but also failing to train them for the kinds of jobs that will actually exist in the future.
Many of my students might now agree. I have former students who have written excellent senior theses on Emerson and Heidegger now working on Organic farms or learning the trade of gourmet cheese production. Others are making specialty furniture. One is even making a new custom-built conference table for the Hannah Arendt Center here at Bard. These students love what they do and are making good livings doing it. They are enriching the world with meaningful objects and memories that they are producing, things they can share as gifts and sell with pride.
Many of the best jobs out there now are in the specialty craft areas. These jobs require thought and creativity, but also experience with craftsmanship and labor. Crawford does not argue against training people well in the liberal arts, but he does raise important questions about our valuation of intellectual over manual labor. We here in the U.S. as well as our friends in China should pay attention. Perhaps we need to rethink our intellectual aversion to production. Maybe we should even begin again to teach crafts and skills in school.
Crawford will be speaking at the next Hannah Arendt Center Conference “The Educated Citizen” on Oct. 3-4, at Bard College. We invite you to join us. Until then, I commend to you his book or at least his essay; Shop Craft as Soul Craft is your weekend read.
-RB
Power, Persuasion, and Organization
John Duncan has in interesting response to Bill Dixon’s Quote of the Week this week. Dixon wrote about the importance of power (as opposed to violence or domination) in political life. And he worried that power was being lost and, what is more, becoming impossible to hold on to or acquire in the modern world. He writes:
The dilemmas of modern powerlessness are peculiarly wrenching in large part because they are not readily negotiable by political action, by those practices of public creativity and initiative that are uniquely capable of redefining what is possible in the common world. Rather, these “choices” and others like them seem more like dead-ends, tired old traps that mark the growing powerlessness of politics itself.
Duncan wonders how power can be created and made in our world. He answers:
Express, discuss, decide, persuade, negotiate, compromise: these are the skilled activities that bring power into existence. These are the skills that direct the course of an organization and allow it to change without losing support of its individual members. The skills are used with other people (which is why they’re political). The skills require a space where their use can take place; imply a basic equality of participation; a reason or purpose to be together; and a love and respect for language and the power of well chosen words.
I am particularly taken by Duncan’s discussion of persuasion as a source of power.
Persuading is the art of convincing and winning-over others in a non-manipulative way. It presupposes strong convictions in one’s view of reality — particularly opportunities, threats, organizational strengths and weaknesses. It requires a well articulated vision of what the enterprise might become that is inspiring while solidly grounded. It requires a belief that the right words will bring others around to see things your way. It also implies a willingness to be persuaded oneself, to recognize and accept superior insights and understandings of others.
These thoughts on the possible manufacture of power in modern politics raise important points about modern social justice movements like Occupy Wall Street, the Tea Party, and also the horizontalidad movement in Chile. One question we should ask is why the Chilean movement has proven so powerful whereas OWS (and now it seems also the Tea Party) has fizzled and died.
Exploring the lessons of the Chilean movement is indeed the theme of an interview Zoltan Gluck conducted with Camila Vallejo and Noam Titleman, leaders of the social justice movement in Chile (Zoltan is a former student of mine, just a shout out of congratulations!)
In response to a question about the connection between leaderless and consensus based ideology of OWS and how it relates to the Chilean movement, Noam Titleman answers:
Let me say that I think the Chilean movement does place a special emphasis on its decision-making processes and does truly want to involve everyone in these processes. But one of the reasons that the movement has been able to build such strength has been its ability to concentrate its collective force in an organized fashion. That is, not just leaving decisions to the sort of ritualistic or experiential feeling of being in one place with a lot of people and discussing things, but actually putting them into action. And this obviously requires a high degree of organization. I think there is a danger that by criticizing institutions, we end up criticizing organization and that’s really a big mistake. I think that horizontalidad allows us to make sure that the decisions are made by everyone, but in the execution of those decisions we need to have some sort of organization, otherwise we are doomed to be in a beautiful, noble, and naïve movement but not a not very efficient one.
Organization is, of course, another way power can be created in modern politics. That is, unless protest leaders are so caught up in theories of oppression, domination, and hierarchy that they are unwilling or unable to organize or lead.
Thomas Frank makes this point vividly in a recent essay in The Baffler. Frank is reviewing a series of recent books about Occupy Wall Street. Frank is clear-sighted in detailing not simply the limits of OWS, but of the books that are now pouring forth about the movement. The books are all, he writes, “deeply, hopelessly in love with this protest. Each one takes for granted that the Occupy campaign was world-shaking and awe-inspiring.” Not only is this wrong, it prevents these authors and I would add most liberal supporters of Occupy Wall Street from confronting the stunning failure of Occupy Wall Street. Here is Frank:
The question that the books under consideration here seek to answer is: What is the magic formula that made OWS so successful? But it’s exactly the wrong question. What we need to be asking about Occupy Wall Street is: Why did this effort fail? How did OWS blow all the promise of its early days? Why do even the most popular efforts of the Left come to be mired in a gluey swamp of academic talk and pointless antihierarchical posturing.
What Frank points to is the dominance of academic talk and theorizing. Surprisingly he makes the case that this is true of both OWS and the Tea Party. The books about OWS and the protesters, Frank writes, cared more about the “mechanics” of the protest—the fact that it was non-hierarchal, open, inclusive, and consensual—than any ends, goals, or accomplishments. Whereas the Chilean movement embraced getting things done and working to build institutions, the anti-institutional bias of the theorists within Occupy Wall Street militated against building an organization. Talk was allowed, but no persuasion.
As John Duncan writes in his comments, persuasion cannot be empty or purely mechanical. It requires a “well articulated vision of what the enterprise might become that is inspiring while solidly grounded. It requires a belief that the right words will bring others around to see things your way.” This is deeply true and it requires the openness to leadership and inspiration that the forces guiding Occupy Wall Street would not allow.
What distinguishes revolutions from rebellions is that while rebellions merely liberate one from rule, revolutions found new institutions that nurture freedom. What has happened in Egypt is so far only a rebellion. It has liberated Egypt from the yoke of tyranny. Time will tell whether Egypt will experience a revolution that builds institutions of freedom. At the core of Arendt's political thinking is her insistence that freedom cannot exist outside of institutions. As had Montesquieu before her, Arendt saw that power, freedom, and collective action belong together.
What the new experience of American power meant was that there could not be and could never be in the United States a single highest and irresistible power that could exert its rule over the others. The states would limit the federal government; the federal government would contest state power; legislative power limits executive power; judicial power bridles the legislature; and new forms of power in voluntary organizations, political clubs, and advocacy groups all limit the power of professional politicians. Since written laws cannot control power, but "only power arrests power," freedom depends upon institutions that can continually give birth to new centers and sources of power. Together, this diffusion of power in the United States meant the "consistent abolition of sovereignty within the body politic of the republic, the insight that in the realm of human affairs sovereignty and tyranny are the same."
What Dixon, Duncan, Titleman, and Frank help us see in an Arendtian vein is that power today will only reappear if we work to build and found new organizations and new institutions. Such a building requires vision as well as tactics. Arendt offers us one vision: it is the ideal of federalism, the radical diffusion of multiple sources of power throughout society. That vision is in danger of disappearing today under the fiscal and political forces of centralization. If it is to be resisted, those who would resist it will have to be willing to articulate a vision of a different way. In Frank’s words, it will require a movement.
whose core values arise not from an abstract hostility to the state or from the need for protesters to find their voice but rather from the everyday lives of working people. It would help if the movement wasn’t centered in New York City. And it is utterly essential that it not be called into existence out of a desire to reenact an activist’s fantasy about Paris ’68.
Frank’s essay is bracing reading and should keep you warm with thoughts over this cold weekend. Enjoy. It is your weekend read.
-RB
Infinitely Intoxicating
Louis Pasteur once wrote:
I see everywhere in the world, the inevitable expression of the concept of infinity…. The idea of God is nothing more than one form of the idea of infinity. So long as the mystery of the infinite weighs on the human mind, so long will temples be raised to the cult of the infinite, whether it be called Bramah, Allah, Jehovah, or Jesus…. The Greeks understood the mysterious power of the hidden side of things. They bequethed to us one of the most beautiful words in our language—the word ‘enthusiasm’—En Theos—“A God Within.” The grandeur of human actions is measured by the inspiration from which they spring. Happy is he who hears a god within, and who obeys it. The ideals of art, of science, are lighted by reflection from the infinite.
To bear a god within is not an easy task for us mortals. The god within—even more so than the god without—demands to be obeyed. Having a god inside us—or Socrates like a daimon on our shoulder—is no recipe for happiness.
It can lead to unbearable obligation and even to martyrdom. And, if the god is a muse, it can lead to the travails of the artist.
All great art and all great artists are consumed by the infinite. As Oscar Wilde once wrote, “We are all in the gutter, but some of us are looking up at the stars.” Those are the artists, the ones who amidst the muck feel part of something higher, something everlasting, the infinite.
The great enemy of the infinite is reason. Reason is calculating. It is rational. It is logical. It insists that everything is knowable and comprehensible. Ends justify means. And means can achieve ends. Reason insists on explanation. The self—the mystery—must be made knowable.
David Brooks in the NY Times today lauds the entry of behavioral psychology into politics and policy. We want to know, he writes, how to get people to vote and how to get congress to cut the deficit. If science can tell us how what to put in their drinking water, how to frame the question, what books to read to them in vitro, or how to rewire their brains to be rational, wouldn’t that make policy all the more reasonable? Wouldn’t that be a good thing?
Science can make us more rational. That of course is the dream of people like Ray Kurzweil as well as the social scientists who insist that humans can be studied like rats. Let’s not object to the fact. We can be studied like rats and that is what university social science departments around the country and the world are doing everyday. This research is eminently useful, as Brooks rightly remarks. If we employ it, we can be made to be more reasonable.
What the rationalization of humanity means, however, is not a question science can answer. Max Weber began the study of the rationalization of mankind when he proposed that the rise of the enlightenment and the age of reason was bringing about an “Entzauberung” or a “de-magicification” of the world. Capitalism emerged at this time for a number of reasons, but one main reason, Weber understood, was that capitalism provided in the profit motive rational and objective criteria for measuring human endeavors. The problem, as Weber so well understood, is that the elevation of reason and rationality brought about the devaluation of all highest values—what Nietzsche would call nihilism. This is because reason, derived from ratio, is always a relation. All values are relative. In such a world, nothing is infinite. Stuck amidst the relations of means and ends, everything is a calculation. All is a game. There is no purpose or meaning to the game of life. As we become more rational, we also become less consumed by the infinite. That is the true danger of the rise of the social sciences and our rationality-consumed culture that insists that all human behavior be made understandable so that it can be made better.
In The Human Condition, Hannah Arendt is concerned with the way that the rise of reason and rationality is challenging the quintessence of the human condition—at least as that human condition has been experienced and known since the dawn of humanity. The rise of the social sciences, she writes over and over, are subjecting the mystery and fecundity of human action to the law of large numbers. While each and every human action may in itself be surprising and mysterious, it is nevertheless true that studied in groups and analyzed over time, human action does fall into comprehensible patterns. The more we study and know these patterns, the more we come to think of humans as predictable animals rather than surprising and spontaneous selves. This sociological and psychological reduction of man to animal is very much at the heart of what Arendt is opposing in her book.
Nowhere is the rationality of our times more visible than in the victory of labor and the marginalization of art. We are, all of us, laborers today. That is why the first question we ask others we meet is: What do you do? Our labor defines us. It gives our lives meaning in that it assigns us a use and a value. Even professors, judges, and presidents now say regularly: this is my job. By which we mean, don’t blame us for what we do. Don’t hold me to some higher standard. Don’t expect miracles. It is our job to do this. We do this to make a living.
The one group in society who is at times excepted from this reduction to labor is artists. But even the artist is today is taken less and less seriously. Insofar as artists are enthusiasts consumed with the infinite, they are ignored or viewed as marginal. Art is reduced to playfulness. A hobby. “From the standpoint of “making a living,” every activity unconnected with labor becomes a “hobby.”” And those artists who are taken seriously, whose work is bought and sold on the art market, turn artistic work into the job of making a living.
Art, Arendt writes, is a process of magic. Citing a poem by Rainer Maria Rilke, she insists that the magic of art is the artist’s transfiguration of something ordinary—the canvas, clay or word—into something extraordinary, an expression of the infinite in the finite world of things.
Because art figures the infinite, poetry is the “most human” of the arts and the art that “remains closest to the thought that inspired it.” The poem, of all artworks, is the most lasting because its medium is the least subject to decay. It is the closest expression of the infinite we humans possess.
Ralph Waldo Emerson, whose resonance with Arendt in so many things has been too infrequently remarked, agrees that poetry is the art form in which the individual artist can access and figure in the world a public and common truth. In “The Poet,” Emerson writes:
It is a secret which every intellectual man quickly learns, that beyond the energy of his possessed and conscious intellect, he is capable of a new energy (as of an intellect doubled on itself ), by abandonment to the nature of things; that, beside his privacy of power as an individual man, there is a great public power on which he can draw by unlocking, at all risks, his human doors and suffering the ethereal tides to roll and circulate through him: then he is caught up into the life of the universe; his speech is thunder; his thought is law, and his words are universally intelligible as the plants and animals. The poet knows that he speaks adequately, then, only when he speaks somewhat wildly, or, “with the flower of the mind”; not with the intellect used as an organ but with the intellect released from all service…inebriated by nectar. As the traveler who has lost his way throws his reins on his horse’s neck and trusts to the instinct of the animal to find his road, so must we do with the divine animal who carries us through this world. For if in any manner we can stimulate this instinct, new passages are opened for us into nature, the mind flows into and through things hardest and highest, and the metamorphosis is possible. This is the reason why bards love wine, mead, narcotics, coffee, tea, opium, the fumes of sandalwood and tobacco, or whatever other species of animal exhilaration. All men avail themselves of such means as they can to add this extraordinary power to their normal powers, and to this end they prize conversation, music, pictures, sculpture, dancing, theaters, traveling, wars, mobs, fires, gaming, politics, or love, or science, or animal intoxication, which are several coarser or finer quasi-mechanical substitutes for the true nectar, which is the ravishment of the intellect by coming nearer to the fact.
I take this quotation from Emerson’s “The Poet” from an exceptional recent essay by Sven Birkirts. The essay appears in the latest edition of Lapham’s Quarterly, an entire issue focusing on the merits and need for inebriation.
As Birkirts writes:
For Emerson, the intoxication is not escape but access, a means of getting closer to “the fact,” which might, with heartfelt imprecision, be called life itself. What he means by “public power,” I think, is something like what Carl Jung and others later meant by the phrase collective unconscious, the emphasis falling on the unconscious, that posited reservoir of our shared archetypes and primordial associations—that which reason by itself cannot fathom, for it is, in essence, antithetical to reason.
Birkirt’s reflects not only on the need for inebriation in the pursuit of artistic infinity, but also on the decreasing potency of intoxicants today. For him, the rise of the mass market in art, the globalization of experience, the accessibility of all information all have made the world smaller, knowable, and accountable. What is lost in such access is precisely the portal to the infinite.
Artistically and in almost every other way ours has become a culture of proliferation. Information, perspectives, as well as the hypercharged clips and images of our global experience are within the radius of the keystroke. Nothing is unspoken, nothing is unaccounted. Every taste is given a niche and every niche is catered to. Here, one might argue, is more material than ever; here are opportunities for even greater acts of synthesis. But I am skeptical. Nietzsche wrote in Thus Spoke Zarathustra, “Nothing is true, everything is permitted.” The temptation is to invert the phrases and ascribe causality: where everything is permitted, nothing is true. Where nothing is true, where is the Emersonian fact to be found? This bears directly on the artist’s task. The idea that writers can keep producing grandly synthesizing or totalizing work—that has the ring of truth, of mattering—is debatable.
Birkirt’s essay may not be the intoxicant of your choice this weekend, but it should be. It is your weekend read. And you might check out the surprising selection at the bar at Lapham’s Quarterly as well.
And for those with time to spare: Arthur Koestler, from whom I first learned of the Louis Pasteur quote at the top of this essay, was consumed with the connection between intoxication and the infinite. I have discussed Koestler’s pursuit of the infinite at length. You can read that discussion here.
-RB
The “E” Word, Part Two
This Weekend Read is Part Two in “The “E” Word,” a continuing series on “elitism” in the United States educational system. Read Part One here.
Peter Thiel has made headlines offering fellowships to college students who drop out to start a business. One of those Thiel fellows is Dale Stephens, founder of Uncollege. Uncollege advertises itself as radical. At the top of their website, Uncollege cites a line from the movie "Good Will Hunting":
You wasted $150,000 on an education you coulda got for a buck fifty in late charges at the public library.
The Uncollege website is filled with one-liners extolling life without college. It can be and often is sophomoric. And yet, there is something deeply important about what Uncollege is saying. And its message is resonating. Uncollege has been getting quite a bit of attention lately, part of a culture of obsession with college dropouts that is increasingly skeptical of the value of college.
At its best, Uncollege does not simply dismiss college as an overpriced institution seeking to preserve worthless knowledge. Rather, Uncollege claims that college has become too anti-intellectual. College, as Uncollege sees it, has become conventional, bureaucratic, and not really dedicated to learning. In short, Uncollege criticizes college for not being enough like college should be. Hardly radical, Uncollege trades rather in revolutionary rhetoric in the sense that Hannah Arendt means the word revolution: a return to basic values. In this case, Uncollege is of course right that colleges have lost their way.
Or that is what I find interesting about Uncollege.
To actually read their website and the recent Uncollege Manifesto by Dale Stephens, is to encounter something different. The first proposition Uncollege highlights has little to do with education and everything to do with economics. It is the decreasing value of a college education.
The argument that college has ever less value will seem counter intuitive to those captivated by all the paeans to the value of college and increased earning potential of college graduates. But Uncollege certainly has a point. Currently about 30% of the U.S. adult population has a degree. But among 20-24 year olds, nearly 40% have a college degree. And The Obama administration aims to raise that number to 60% by 2020. Uncollege calls this Academic Inflation. As more and more people have a college degree, the value of that degree will decrease. It is already the case that many good jobs require a Masters or a Ph.D. In short, the monetary value of the college degree is diminished and diminishing. This gives us a hint of where Uncollege is coming from.
The Uncollege response to the mainstreaming of college goes by a number of names. At times it is called unschooling. Unschooling is actually a movement began by the legendary educator John Holt. I recall reading John Holt’s How Children Learn while I was in High School—a teacher gave it to me. I was captivated by Holt’s claim that school can destroy the innate curiosity of children. I actually wrote my college application essay on Holt’s educational philosophy and announced to my future college that my motto was Mark Twain’s quip, “I never let school interfere with my education”—which is also a quotation prominently featured in the Uncollege Manifesto.
Unschooling—as opposed to Uncollege—calls for students to make the most of their courses, coupling those courses with independent studies, reading groups, and internships. I regularly advise my students to take fewer not more courses. I tell them to pick one course each semester that most interests them and pursue it intently. Ask the professor for extra reading. Do extra writing. Organize discussion groups about the class with other students. Go to the professor’s office hours weekly and talk about the ideas of the course. Learners must become drivers of their education, not passive consumers. Students should take their pursuit of knowledge out of the classroom, into the dining halls, and into their dorms.
Uncollege ads that unschooling or “hacking your education” can be done outside of schools and universities. With Google, public libraries, and free courses from Stanford, MIT and Harvard professors proliferating on the web, an enterprising student of any age can compose an educational path today that is more rigorous than anything offered “off-the-shelf” at a college or university. I have no problem with online courses. I hope to take a few. But it is a mistake to think that systems of massive information delivery are the same thing as education.
What Uncollege offers is something more and something less wholesome than simply a call for educational seriousness. It packages that call with the message that college has become boring, conventional, expensive, and unnecessary. In the Uncollege world, only suckers pay for college. The Uncollege Manifesto promotes “Standing out from the other 6.7 billion”; it derides traditional paths pointing out that “5,000 janitors in the United States have Ph.Ds.”; and cautions, “If you are content with life and education you should probably stop reading… You shall fit in just fine with society and no one will ever require you to be different. Conforming to societal standards is the easy and expected path. You are not alone!”
At the core of the Uncollege message is that dirty and yet all-so-powerful little word again: “elitism.” Later in the Uncollege Manifesto we are told that young people have a choice between “real accomplishments” and the “easy path to mediocrity”:
To succeed without a college degree you will have to build your competency and reputation through real world accomplishments. I am warning now: this is not going to be easy. If you want to take the easy path to mediocrity, I encourage you to go to college and join the masses. If you want to stand out from the crowd and change the world, Uncollege is for you!
At one point, the Uncollege Manifesto lauds NPR’s “This I Believe” series and commends these short 500 word essays on personal credos. But Uncollege adds a twist: instead of writing what one believes, it advises its devotees to write an essay answering the question: “What do you believe about the world that most others reject?” It is not enough simply to believe in something. You must believe in something that sets you apart and makes you different.
Uncollege is at least suggesting that it might be cool to want, as it has not been for 50 years, to aim for excellence and to yearn to be different. In short, Uncollege is calling up students at elite institutions to boldly grab the ring of elitism and actively seek to stand outside and above the norm. And it is saying that education is no longer elite, but conventional.
It is hard not to see this embrace of elitism as refreshing although no doubt many will scream the “e” word. I have often lectured to students at elite institutions and confronted them with their fear of elitism. They or someone spends upwards of $200,000 on an education not to mention four years of their lives, and then they reject the entire premise of elitism: that they are different or special. By refusing to see themselves as members of an elite, these students too often refuse to accept the responsibility of elites, to mold and preserve societal values and to assume leadership roles in society.
Leading takes courage. In Arendtian terms, it requires living a public life where one takes risks, acts in surprising ways, and subjects oneself to public judgment. Leading can be uncomfortable and dangerous, and it is often more comfortable and fun to pursue one’s private economic, familial, and personal dreams. Our elite colleges have become too much about preparing students for private success rather than launching young people into lives of public engagement. And part of that failure is a result of a retreat from elitism and a false humility that includes an easy embrace of equality.
That Uncollege is selling its message of excellence and elitism to students at elite institutions of higher learning is simply one sign of how mainstream and conformist many of these elite institutions have become. But what is it that Uncollege offers these elite students who drop out and join Uncollege?
According to its website, Uncollege is selling “hackademic camps” and a “gap year program” that are designed to teach young people how to create their own learning plans. The programs come with living abroad programs and internships. Interestingly, these are all programs offered by most major universities and colleges. The difference is money and time. For $10,000 in just one year, you get access to mentors and pushed to write op-eds, and the “opportunity to work at hot Silicon Valley startups, some of them paid positions.” In the gap year program, participants will also “build your personal brand. Speak at a conference, Write an op-ed for a major news outlet. Build a personal website.”
None of this sounds radical, intellectual, or all-that elitist. On the contrary, it claims that young people have little to learn from educators. Teachers are unimportant, to be replaced by mentors in the world. The claim is that young people lack nothing but information and access in order to compete in the world.
What Uncollege preaches often has little to do with elitism or intellectual growth. It is a deeply practical product being sold as an alternative to the cost of college. In one year and for one-twentieth of what a four-year elite college education costs, a young person can get launched into the practical world of knowledge workers, hooked up with mentors, and set into the world of business, technology, and media. It is a vocational training program for wannabe elites, training people to leap into the creative and technology fields and compete with recent college graduates but without the four years of studying the classics, the debt, and the degree. The elitism that Uncollege is selling is an entrepreneurial elitism measurable by money. By appealing to young students’ sense of superiority, ambition, and risk-taking, Uncollege stands a real chance of attracting ambitious young people more interested in a good job and a hot career than in reading the classics or studying abstract math.
Let’s stipulate this is a good thing. Not everybody should be going to liberal arts colleges. People unmoved by Nietzsche, Einstein, or Titian who are then forced to sit through lectures, cram for exams, and pull all-nighters writing papers cribbed from the internet are wasting their time and money on an elite liberal arts education. What is more, they bring cynicism into an environment that should be fired by idealism and electrified by passion. For those who truly believe that it is important in the world to have people who are enraptured by Sebald and transformed by Arendt, it is deeply important that the liberal arts college remain a bastion apart, a place where youthful exuberance for the beautiful and the true can shine clearly.
We should remember, as well, that reading great books and studying Stravinsky is not an activity limited to the academy. We should welcome a movement like Uncollege that frees people from unwanted courses but nevertheless encourages them to pursue their education on their own. Yes, many of these self-educated strivers will acquire idiosyncratic readings of Heidegger or strange views about patriotism. But even when different, opinions are the essence of a human political system.
One question we desperately need to ask is whether having a self-chosen minority of people trained in the liberal arts is important in modern society. I teach in an avowedly liberal arts institution precisely because I fervently believe that such ideas matter and that having a class of intellectuals whose minds are fired by ideas is essential to any society, especially a democracy.
I sincerely hope that the liberal arts and the humanities persist. As I have written,
The humanities are that space in the university system where power does not have the last word, where truth and beauty as well as insight and eccentricity reign supreme and where young people come into contact with the great traditions, writing, and thinking that have made us whom we are today. The humanities introduce us to our ancestors and our forebears and acculturate students into their common heritage. It is in the humanities that we learn to judge the good from the bad and thus where we first encounter the basic moral facility for making judgments. It is because the humanities teach taste and judgment that they are absolutely essential to politics. It is even likely that the decline of politics today is profoundly connected to the corruption of the humanities.
Our problem, today, is that college is caught between incompatible demands, to spark imaginations and idealism and to prepare young people for employment and success. For a long while now colleges have been doing neither of these things well. Currently, the political pressure on colleges is to cut costs and become more efficient. The unspoken assumption is that colleges must more cheaply and more quickly prepare students for employment. For those of us who care about college as an intellectual endeavor, we should welcome new alternatives to college like internet courses, vocational education, and Uncollege that will pull away young people for whom college would have been the wrong choice. Maybe, under the pressure of Uncollege, colleges will return to their core mission of passionately educating young people and preparing them for lives of civic engagement.
I encourage you this weekend to read the Uncollege Manifesto. Let me know what you think.
-RB
What is a House?
Hannah Arendt spoke of having acquired, through her life, a "love of the world." When writing about education she argues that "education is the point at which we decide whether we love the world enough to assume responsibility for it." And in politics, she insists, we must care for and love the world more than oneself. What then is the world?
The world is related to human making and to the things and artifacts that human beings make. What defines the things of a world is that those things gather individuals together.
In the public realm, a politician is that person who speaks and acts in such a way that those around him come to see those institutions and values that they share and treasure. The common world is the world that emerges when a plurality of people bind themselves to stories, traditions, institutions, rituals, and practices that they share and that they love. Like a table that unites those who sit around it in a common conversation or feast, the common world brings different people together. It stands between them, both joining and separating them.
In the private realm, a world is founded in property, and property has an essential role in the public realm too. For property is what one owns, what is proper to one, and thus defines one over against others in the common world. Property provides the boundaries between people and also serves as the boundary between the commonality of the public realm and the uniqueness of the private realm. It is no accident that original Greek word for law, nemein, also means to distribute and to possess, as well as to dwell. Property, in English, also names the laws of propriety, what is right and given to each.
In both the public and the private realms the world consists of things that endure. Worldly things must not only be common. They must also last. Since we must love the world more than our own lives—since we must be willing to pursue the world as an ideal and sacrifice ourselves to the glory and good of the world we share with others—the world must offer us the promise of permanence and thus immortality.
How are to understand the worldly conditions of permanence and immortality? We might ask: What is a house?
This is one of the many questions at issue in Jonathan Franzen's essay "House For Sale," about his return to his mother's house in Webster Grove, Missouri to sell the house after her death. Here is how Franzen describes his mother's house.
This was the house where, five days a month for ten month, while my brothers and I were going about our coastal lives, she had come home alone from chemotherapy and crawled into bed. The house from which, a year after that, in early June, she had called me in New York and said she was returning to the hospital for more exploratory surgery, and then had broken down in tears and apologized for being such a disappointment to everyone and giving us more bad news. The house where, a week after her surgeon had shaken his head bitterly and sewn her abdomen back up, she'd grilled her most trusted daughter-in-law on the idea of the afterlife, and my sister-in-law had confessed that, in point of sheer logistics, the idea seemed to her pretty far-fetched, and my mother, agreeing with her, had then, as it were, put a check beside the item "Decide about the afterlife" and continued down her to-do list in her usual pragmatic way, addressing other tasks that her decision had rendered more urgent than ever, such as "Invite best friends over one by one and say goodbye to them forever." This was the house from which, on a Saturday morning in July, my brother Bob had driven her to her hairdresser, who was Vietnamese and affordable and who greeted her with the words "Oh, Mrs. Fran, Mrs. Fan, you look terrible," and to which she'd returned, an hour later, to complete her makeover, because she was spending long-hoarded frequent-flyer miles on two first-class tickets, and first-class travel was an occasion for looking her best, which also translated into feeling her best; she came down from her bedroom dressed for first class, said goodbye to her sister, who had traveled from New York to ensure that the house would not be empty when my mother walked away from it—that someone would be left behind—and then went to the airport with my brother and flew to the Pacific Northwest for the rest of her life. Her house, being a house, was enough slower in its dying to be a zone of comfort to my mother, who needed something larger than herself to hold on to but didn't believe in supernatural beings. Her home was the heavy (but not infinitely heavy) and sturdy (but not everlasting) God that she'd loved and served and been sustained by, and my aunt had done a very smart thing by coming when she did.
Franzen offers us a house in many valences.
It was where his mother lived. Where she was sick. Where she thought about dying and God. Where she recovered from surgery and made herself up. Above all, it was his mother's house. Later he writes that the house was "my mother's novel, the concrete story she told about herself." In this house she "pondered the arrangement of paintings on a wall like a writer pondering commas." It was a house in which she showed herself. It was thus an invitation. And "she wanted you to want to stay."
The problem is that Franzen does not want to stay in his mother's house. He grew up in the house, but he resents it. The house his mother made, was filled with "sturdy and well made" furniture that "my brothers and I couldn't make ourselves want." He has fled the house and returns only to remove those photos that for his mother made the house hers, to act like a conqueror, he admits, and repossess the house from his mother. But only to then sell it.
If Mrs. Fanzen's house is her novel and if it was a house in which she both concealed and showed herself, her son's house in NYC is something else entirely. Here is how Franzen describes his own dwelling place:
I now owned a nice apartment on East Eighty-first Street. Walking in the door, after two months in California, I had the sensation of walking into somebody else's apartment. The guy who lived here was apparently a prosperous middle-aged Manhattanite with the sort of life I'd spent my thirties envying from afar, vaguely disdaining, and finally being defeated in my attempts to imagine my way into. How odd that I now had the keys to this guy's apartment.
House for sale is, amongst other themes like the loss of religion, the loss of family, and the loss of the American middle class, about the loss of the American house. It is also therefore, in an Arendtian vein, a story about the loss of our world, the property that both hides and nurtures our souls and separates and distinguishes us from our fellow citizens. Denuded of our habitus and property, we are defenseless against the conformity of society. Without desks and bookshelves passed down over generations that fit us, over and against our choices, into a private world, we are consumers who build a temporary bulwark whether styled by Ikea or the local antique store. Such a house is not meant to last and to be passed down across the generations. It will be used and, eventually, sold or walked away from. With nothing that defines us in a lasting and immortal vein, our lives have no depth or meaning beyond our accomplishments. There is no weight or law that claims us and obligates. We are free, but free, unsure why we are here or what it all means.
I recently encountered Jonathan Franzen's essay within an extraordinary theatrical experience. The play "House For Sale" is based on his essay by the same name.
It has been adapted for the stage by Daniel Fish. I have now been to see it twice. The play is hilarious, brutal, and shattering. It makes Franzen's essay come alive in ways miraculous and uplifting. The final scene itself is worth dropping every plan you have, flying to NYC, and rushing to the Duke Theatre on 42nd St. to catch it. I can't recommend this highly enough. But hurry, it is playing for only a few more performances. You can buy tickets here.
Or, if you simply can't get to NYC, buy The Discomfort Zone, Franzen's book of essays in which "House For Sale" originally appeared. It is your weekend read.
-RB
Corruption Takes Root
What is the essence of corruption? This is a question raised by the recent Supreme Court jurisprudence around Citizens United v. FEC. For Justice Kennedy and the Court has concluded, as a matter of law, that only quid pro quo corruption is corruption. An out and out bribe is corrupting, but throwing a congressman a $100,000 party or treating them to fancy meals and trendy restaurants, that is just exercising the right to freely speak with one's elected representatives. That such lavish expenditures come with expectations is, the Court insists, improvable and simply part and parcel of our democratic system.
In Republic, Lost: How Money Corrupts Congress—and a Plan to Stop It, Lawrence Lessig explores fully the impact of such "soft" corruption. He writes that the enemy we face today is not a Hitler or even the good Germans who would enable a Hitler. "Our enemy," Lessig writes, "is the good Germans (us) who would enable a harm infinitely less profound, yet economically and politically catastrophic nonetheless. A harm caused by a kind of corruption. But not the corruption engineered by evil souls. Indeed, strange as this might sound, a corruption crafted by good souls. By decent men. And women." Such a crime, he insists, is banal, but "not the banal in the now-overused sense of Hannah Arendt's The Banality of Evil—of ordinary people enabling unmatched evil (Hitler's Germany). Our banality is one step more, well, banal."
Lessig is right to worry that Arendt's phrase is overused, but what is more banal in the banality he so penetratingly describes in his book? In any case, his book better describes the kind of endemic corruption that infects our political system than any other. It should be read.
It is also important to remember that real corruption still exists in our world. It may be more a rarity at a time when one can accomplish so much corruption through legal means, but examples of bold and brazen corruption remain.
Lance Armstrong's web of corruption that silenced and intimidated dozens of his colleagues for over a decade is one example of how corruption can succeed, against all odds, but only for a time. Rumors of Armstrong's drug use floated around for a decade, and yet he still denies it. It took years for the web of deceit to break. As the NY Daily News wrote in an excellent review of the scandal:
The Armstrong myth was so lucrative that suppressing the truth came to require an endless behind-the-scenes campaign to bully and intimidate people into silence. Some of it bordered on gangsterism. Some of it was dressed up in the respectable wardrobe of elite law firms. But mostly it was just hot air - a fact that by 2010 had become clear enough to Floyd Landis that he stepped up and burst the bubble, blowing the whistle on the whole big fraud.
We tend to ignore corruption because it seems so inconceivable in our age of transparency. Corruption requires that the truth be kept hidden. This is extremely difficult and possible only through force and violence and even terror. But eventually, the truth comes out. As Hannah Arendt wrote in another context, "holes of oblivion do not exist." Eventually, the truth will emerge, no matter how many interests and how much money and violence is spent in the futile effort to prevent that from happening.
What brings to mind these brief reflections on the continued efficacy of corruption as well as its eventual failure is an article recently published in The Nation on the Hershey Trust. The author of the story is Ric Fouad, who is also a member of the Arendt Center's Board of Advisors. He is a graduate of the Milton Hershey School and together with a handful of other activists has been fighting a lonely battle against what he sees as the corruption of the Hershey Trust's Board, a fight that for him is inspired by Hannah Arendt's insistence on both truth, courage, and public action.
A little background. Milton Hershey was not just a brilliant chocolatier who had a radical vision of making chocolate—previously marketed only to the wealthy—available to the masses. He was also profoundly philanthropic. Unable to have children, Hershey left his entire personal fortune to the Hershey Trust, whose mission was to administer The Milton Hershey School, a school that Hershey founded to help and educate orphaned boys—the school is now coed and serves children with living parents. That fortune is now worth nearly $8 billion.
By his own account, Milton Hershey's life work would be to help orphaned children, whose plight touched him deeply. Hershey wanted his school to bring orphans into a revolutionary new kind of school, free from industrial buildings common to orphanages. The children were to live in beautiful homes in a bucolic paradise on 12,000 acres of land. They were to work on farms to learn character and attend a school that includes a vocational curriculum as well and have great teachers. It had all the potential to be an extraordinary facility set in truly magnificent settings.
So what is not to like? Well, for one thing, the Hershey Trust has been under investigation for six years, with no resolution and amidst plenty of accusations and charges about misspent funds and broken trust. The bucolic community-wide children's home was telescoped into a crowded centralized campus; the farms were all closed; the vocational program barely survives; and the poorest children, wards of the court, and foster care children came to be rejected in favor of what the administrators deemed a "better" class of child. Local developers made tens of millions in the process.
Tasked with administering the Milton Hershey School, the Trust's incredible resources enabled it to do much else besides. This could be an amazing opportunity to do good. It could also and become a magnet for powerful and connected people who finagled their ways onto the Hershey Trust board in order to access and control the vast wealth the Hershey Trust possessed. And that is what the article in The Nation, as well as numerous investigative articles here, here, and here, in The Philadelphia Inquirer, have alleged. You can also watch Ric Fouad's Harvard Law School lecture "Hershey's Broken Trust" here.
In Republic, Lost, Lessig writes:
The great threat to our republic today comes not from the hidden bribery of the Gilded Age, when cash was secreted among members of Congress to buy privilege and secure wealth. The great threat today is in plain sight. It is the economy of influence transparent to all, which has normalized a process that draws our democracy away from the will of the people. A process that distorts our democracy from ends sought by both the Left and the Right: For the single most salient feature of the government that we have evolved is that it discriminates against all sides to favor itself.
As true as that is about government, it is also true for cycling legends and political clubs. When corruption of all kinds pervades institutions throughout our society, it is only natural that cynicism abounds and we lose faith in the process of government as well as in the integrity of business. It is time to take corruption seriously in this country, and not explain it away as something that happens elsewhere in less civilized and less democratic countries.
You can read an excerpt of Lessig's Republic, Lost... here, at Amazon.com, where you can also buy his book.
-RB
The Flipped Classroom
For those of us who care about education, at either the college or high school level, there is nothing more exciting and terrifying today than the promise of the use of technology in teaching. At this moment, numerous companies around the country are working with high schools and colleges to create online courses, tutorials, and webinars that will be able to provide training and information to millions of people around the world. In fact, I just took a webinar today, required by the New York Council for the Humanities, a mandatory course that was supposed to train me to facilitate a Community Conversation on democracy that will be held next week at the Arendt Center.
Many of these web-based courses are offered free. They will be taught by leading experts who teach at the best universities in the world. And they will be available to anyone in any country of any income with a computer. The possibilities and potential benefits of such courses are extraordinary. And yet, as with any great new technology, these courses are also dangerous.
A recent article in the Chronicle of Higher Education describes Tony Hyun Kim, a MIT graduate who moved to Mongolia and spent three months tutoring and teaching local high school students as they took a course in circuits-and-electronics class, a class that is usually taken by MIT sophomores. The class offered free online by edX, a consortium of MIT and Harvard, uses video and interactive exercises and is available to anyone who signs up. What Mr. Kim did is use this advanced course taught by MIT professors as a basic resource for his high school students in Mongolia. He then helped the young students to take the course. Twelve of his students passed the course and earned a certificate of completion. "One 15-year-old, Battushig, aced the course, one of 320 out of students worldwide to do so." According to the Chronicle:
The adventure made the young MIT graduate one of the first to blend edX's content with face-to-face teaching. His hybrid model is one that many American students may experience as edX presses one of its toughest goals: to reimagine campus learning. EdX ended up hiring Mr. Kim, who hopes to start a related project at the university level in Mongolia.
What is now being called the "flipped classroom"—authoritative professors lecture thousands or hundreds of thousands in their dorm rooms while young facilitators then meet with students physically in classrooms—has enormous consequences for education around the world and also in the United States.
Currently, every university hires Ph.D.s as professors to teach courses and high schools hire teachers. These professors and teachers teach their own courses, set their curriculum, and are responsible for creating an educational environment. Often they are large lectures or poor classes in which students learn very little. Sometimes at research universities the professors have graduate students who spend time with the undergrads while professors do their own work. Often these graduate students in turn care less about teaching than their own research, leaving poor undergraduates to fend for themselves. In most instances, large lecture courses provide students with painfully little personal attention, the kind of one on one or small group interaction in which real education happens. What is more, these courses are expensive, since the universities subsidize the research and training of the professors.
Now imagine that community colleges and even large universities embrace the flipped classroom? Why not have students take a course from edX or Coursera, another similar service. The course is free. The college or university could then hire facilitators like Mr. Kim to work one on one with students. These facilitators can be cheap. They may even be free. As the Chronicle reports, Harvard professors E. Francis Cook Jr. and Marcello Pagano are working to mobilize a crowd of volunteers to help teach their courses.
The veteran professors will teach a class on epidemiology and biostatistics this fall, one of Harvard's first on edX. Details are still being worked out, but they hope to entice alumni to participate, possibly by moderating online forums or, for those based abroad, leading discussions for local students. Mr. Cook sees those graduates as an "untapped resource. We draw people into this program who want to improve the health of the world," he says. "I'm hoping we'll get a huge buy-in from our alums."
There will be many young people who will volunteer to facilitate such courses. In return they will learn something. They will meet smart young potential employees and recruit them to work in their business ventures. And they will do a service to their alma maters. This enlistment of free labor to help with online learning is already happening. And it will upend the teaching profession at all levels, just as star doctors at major hospitals will increasingly diagnose hundreds of patients a day from their offices while assistants around the world simply follow their instructions.
Will the new educational regime offer a better education for the students? In some cases yes. There are unmistakable advantages both in cost and maybe even in quality that such flipped courses offer. But there is also a profound loss of what might be called educational space and, more importantly, educational authority.
If such facilitators are recent college graduates, like Mr. Kim, or if they are Ph.D.s but hired not as professors and thus without the authority of present professors, there is a loss of the very sense of what a university or college is—a space for the transmission of knowledge from scholars and scientists to young citizens. What does it mean to lose the community of professors who currently populate these educational institutions?
And what about when this hollowing out of the professoriate infects elite universities like MIT and Harvard themselves? The Chronicle asks:
One question is how edX might improve elite universities, which are late to the e-learning game. In the spring, MIT tested the edX circuits class with about 20 on-campus students. It was a hit: A majority said they would take another Web class....Another benefit: Students could rewind or fast-forward their professor. Data showed MIT students tended to watch the videos at 1.5 speed, which makes voices sound almost like chipmunks but delivers information more rapidly. "I do want MIT to offer more online education," Ms. LaPenta says.
A hit with students it may be. And they may indeed learn the material and pass the course. But listening to their professor's lectures at 1.5 speed—that is fascinating and frightening. We all are aware of the ways that technology divorces us from the traditional pace of human life. We drive or fly and travel distances in hours that used to take years. We send mail at the speed of the internet. But what will it mean when we speak at 1.5 speed? And speaking is one thing. But teaching and learning?
I have no doubt that studies are being done right now to measure the optimal speeds at which students can listen to lectures and still process the information. Pretty soon students will watch lectures like many of us now watch t.v., on delay so that it can be fast-forwarded, rewound, and sped up. It is one thing to imagine this as useful for individuals who want to learn how to program a computer or fix an engine or publish a book. But to think that our most illustrious liberal arts institutions will adopt the motto of education at the personal speed of the internet is more than simply strange.
Education, writes Hannah Arendt in The Crisis in Education, is predicated on the basic fact that human beings are born into the world. Young people come into the world and, because they are newcomers and uninitiated, need to be educated, which means they must be introduced to the world. Parents do this to some degree in the home, bringing the child from the home into the wider world. But the primary institutions in which children are educated, in which they are led into the world, are schools.
Normally the child is first introduced to the world in school. Now school is by no means the world and must not pretend to be; it is rather the institution we interpose between the private domain of the home and the world in order to make the transition from the family to the world possible at all.
For Arendt, the key element of education is the authority of the parent, teacher or professor. The teacher takes responsibility for bringing the child into the world, which requires authority:
The teacher's qualification consists in knowing the world and being able to instruct others about it, but his authority rests on his assumption of responsibility for that world. Vis-à-vis the child it is as though he were a representative of all adult inhabitants, pointing out the details and saying to the child: This is our world.
The authority of the teacher is, at bottom, a matter of his or her willingness to take responsibility for the world. In other words, the teacher must be conservative in the sense that his or her role is to "cherish and protect something—the child against the world, the world against the child, the new against the old, the old against the new." The teacher conserves both the world as it is—insofar as he teaches the child what is rather than what should be or what will be—and the child in her newness—by refusing to tell the child what will be or should be, and thus allowing the child the experience of freedom to rebel against the world when and if the time is right.
Arendt's point is that education requires that a child be confronted with the world as it is, not how the student wants it to be. This will often be painful and uncomfortable. It requires authority, and it requires that the student learn to conform to the world. An essential part of education, therefore, is that the student not be in control and that students be led by an external, adult, and respected authority. Which is why, for Arendt, education depends upon the authority of teachers and professors. The idea that our best institutions are imagining an educational present where students spend more and more of their time online where they, and not the professors, control and determine their way of learning does present a threat to education.
Of course, the goal of education is to create independent thinkers. The capstone experience at Bard College, where I teach, and at Amherst College, where I studied, is a senior thesis (at Bard this is mandatory, at Amherst only for honors students). The senior thesis is the transition from education to adulthood and it can be an extraordinary and moving experience. But it is a mistake when students insist—as they often do—on doing too many tutorials or seminars too early in their careers. Students must first learn and such learning requires being led by an authority. Too many students and professors today ignore the importance of authority in education. Technology threatens to feed that already present cultural tendency to free students from their tutelage to professors.
Amongst the myriad of benefits promised by distance learning and the flipped classroom, it is imperative to see where the real dangers and pitfalls lie. The grave danger of the flipped classroom is precisely in the perpetuation of the dominant trend of progressive education that has infiltrated teaching at all levels since Piaget and Dewey. It is the claim that students can and ought to be in charge of their own education.
In freeing students from the classroom, in distancing them further from the authority figure of a professor, in replacing Ph.D.s and professors with lesser trained facilitators, in giving students the power to speed up or slow down the professor's lecture, we are empowering and liberating students and giving them ever more control over their education. This may allow them to learn better or graduate more quickly. It may reduce the cost of college and high school and it may train people better for certain jobs. They may enjoy their education more. But such an education does not teach students what the world is like. It does not insist that they first learn what is before they begin to fashion the world as they want it to be. It comes from a loss of faith in and love for the world as it is, a loss that pervades our society that no longer believes in itself. Such an attitude does not assume responsibility for the world and insist that young people must first learn about the world, at least as the world is now. And it is just such a responsibility that educators must adopt.
The real problem with the rush towards technological education is that is focused interminably on the future. On qualifications for jobs and preparation for what is to come. Education, at least education that might succeed in introducing young people into a common world which they love and treasure, requires a turn towards the past. Just such a turn from the backwards-glancing education of the liberal arts to the forward-thrusting education to prepare students for jobs and careers is the real threat inherent in the present mania for technologically-enhanced pedagogy. Technology is not evil; it can be greatly helpful. But we must first understand why it is we are so desperate for it if we are to integrate it into our world. Otherwise, it will break the world.
On this weekend, I encourage you to take up Hannah Arendt's essay, The Crisis in Education. You can order it here from Amazon. Or listen to Hannah Arendt read from her essay in animated form here.
-RB
Miracles and Politics
In one of the Facebook comments responding to my post about Paul Ryan, a friend suggested I read Jon Rauch's book Government's End. The specific Facebook friendly recommendation read: "does the most cogent job of explaining why the US is stuck in rut." I tend to take such recommendations seriously, so I did.
The first quotation that stopped me was this one:
If the business of America is business, the business of government programs and their clients is to stay in business. And after a while, as the programs and the clients and their political protectors adapt to nourish and protect each other, government and its universe of groups reach a turning point—or, perhaps more accurately, a point from which there is no turning back. That point has arrived. Government has become what it is and will remain: a large, incoherent, often incomprehensible mass that is solicitous of its clients but impervious to any broad, coherent program of reform. And this evolution cannot be reversed. What you see now in Washington is basically what you will get for a very long time to come, even though many people, in fact probably a majority of people, may both wish and vote for something quite different.
Rauch presents himself, first, as a teller of hard truths. The hard truth Rauch tells is that the price we pay for stable societies is sclerosis—he calls it Demosclerosis to emphasize that it is a particular affliction of liberal democracies. He builds his theory out of Mancur Olson's The Logic of Collective Action, a book that argues "the larger the group, the less it will further its common interests." Smaller groups will out organize larger groups, which means that smaller groups will have an outsized interest in politics. As groups proliferate, these groups will succeed in pursuing their parochial interests over the national majority. This will, in the end, lead to a government fully answerable to a myriad of interest groups and resistant to any will by the majority to resist those interests.
Rauch insists that this is not because there are bad people in government. Nor is it because of liberals or conservatives. Nor is it a failure of specific policies or electoral methods. The media is not to blame. The people are not at fault. Better education and better civic engagement will not solve the problem. No, for Rauch, this is simply the fact of government in the late 20th and now early 21st century. The best thing we can do, he writes, is to accept it.
Second, Rauch argues that his point is non-partisan and that both liberals and conservatives are equally indebted to and caught up in the system of Demosclerosis he describes.
" Many liberals have long assumed that Washington can do almost anything it puts its mind to, if only the right people are in charge." Against the liberals, he argues that more and more programs will not solve the problem. Indeed, it makes it worse. Anyone who has witnessed well-meaning efforts to fight poverty, improve education, or protect the environment blossom and fail over the last century has to have sympathy with Rauch's basic point. While countless individuals have been educated by state schools and fed by state programs, and while particular rivers are cleaner than they would be without state intervention, it is hard to argue that poverty is less or the environment is healthier. The overwhelming benefactor of the state's enormous largesse has been the state and the people who feed off it.
Conservatives are more comfortable with the idea that government cannot solve all of our problems. But conservative rhetoric about limiting government ignores what Rauch sees as the basic fact: " Demosclerosis turns government into more and more of a rambling, ill-adapted shambles that often gets in the way but can't be eliminated." While conservatives may decry big government, they have refused and continue to refuse to honestly tell the voters what a smaller government would actually mean: "Less stuff for you." As Rauch writes,
In their eagerness to make government-cutting sound easy and fun, conservatives have helped persuade the electorate that there is no reason to support any actual hard work of cutting anything except "waste" (read: somebody else's programs). Thus has American conservatism become handmaiden to the "big government" that it so stridently condemns."
Third, Rauch argues that there is simply no realistic alternative to Demosclerosis. It is simply part of Mancur Olson's social scientific theory of the way the world works. Thus, the best thing we can do is abandon our unrealistic hope to change the system. We must expect less of government, and "reward politicians who chip away at the empire of the entrenched interests." "Real-world success means not "returning government to the people" (or whatever) but simply putting additional pressure on particular lobbies at every opportunity, a less dramatic but far more attainable goal." We need to reward incrementalism, small but determined efforts to free parts of the nation from sclerotic special perks.
Above all, then, Rauch argues that we must change our expectations of government. We should accept that government is a sclerotic and sickly beast that is poor at solving problems and honestly expect it to do less and less for us. This analytical and honest approach will bring about the "End of government," namely the end of the expectation in and hope for a government that truly reflects the will and serves the needs of the people. It is important, Rauch writes, for "Americans of the broad center not to expect miracles."
Even as I was reading Rauch's Government's End, I was also reading Hannah Arendt's essay What is Freedom? Near the end of this exceptional essay Arendt writes:
Hence it is not in the least superstitious, it is even a counsel of realism, to look for the unforeseeable and unpredictable, to be prepared for and to expect “miracles” in the political realm. And the more heavily the scales are weighted in favor of disaster, the more miraculous will the deed done in freedom appear; for it is disaster, not salvation, which always happens automatically and therefore always must appear to be irresistible.
What Arendt reminds us is that the very kinds of automatic processes that in Rauch's telling comprise the irreversible system of governmental sclerosis are, as human creations, changeable. It is precisely at those times when the government seems most automated and when disaster seems most unavoidable that salvation appears in the form of miracles.
In speaking of miracles, Arendt does not have in mind a deus ex machina. Instead, she affirms the basic fact of human life, that human beings are surprising and spontaneous. While it may seem an inviolable scientific law that humans in large groups don't organize together in the common interest, at times they do. Such organizations happen, as they recently did in Egypt and Tunisia, and as they did in this country in the late 18th century. Social scientists will also be shocked and surprised by such uprisings of revolutionary common sense as they were in Egypt, because human beings are free. That means that humans are in the end unpredictable. What that means as well is that it is simply folly to say, as Rauch does, that our current situation cannot be reversed.
Of course it may be that Rauch's conclusion is less folly than it is a sad hope. For all of Rauch's talk of telling of hard truths, one cannot but also sense that Rauch finds the situation of Demosclerosis he describes oddly satisfactory. In his final section, titled "Why Dreams Must Be Buried," Rauch writes:
In truth, this demise [of the dream of good government] is no disaster. The Social Security checks will still go out, the budget will still be passed (most years), and patchwork reforms and emergency bills will still be approved....In some ways, in fact, the death of the dream may be to the good. Americans tend to be obsessed with government. Liberals hunt for a governmental solution for every problem; conservatives hunt for a governmental cause for every problem.... All of them are governmentalists, in the sense that they define their ideologies and social passions in relation to government.
That Americans are governmentalists could also have its root in the fact that Americans love freedom. One basic premise of freedom is self-government, the insistence that we can as a people govern ourselves wisely and freely. To turn our back on government is to abandon not simply big government, but the ideal of freedom itself.
There are, of course, different ideas of freedom. Traditional liberals like Thomas Hobbes and John Stuart Mill, see freedom as something pursued in the private sphere. Government exists simply to protect our private pursuit of individual ends. For Arendt, however, and for Americans over the last 200 years, freedom has meant as well public freedom, the dream that we can, as a people, collectively create something meaningful and great.
I have deep respect for Rauch's telling of hard truths. His book should be read. That is why it is this week's weekend read. His account of demosclerosis may be truthful. It is a critique liberals and conservatives must take to heart. But his enthusiastic rejection of the miracle of political freedom is decidedly less realistic.
Read an excerpt of Government's End here. Better yet, download Government's End on either Amazon.com or an Itunes. Or support a used bookstore and order it here.
-RB
Circumcision and Segregation
A German Court this week declared that circumcision is illegal. The court decided that the time immemorial Jewish law—the mark of a Jewish boy's covenant with God—is an inhumane act that does "grievous bodily harm" to young Jews and Muslims (the case actually originated when the parents of a four-year-old Muslim boy had him circumcised). But the Court's ruling went further. According to Der Spiegel:
The court ruled that the child's right to physical integrity is more important than the parent's basic rights. The ruling stated that a mother's or father's right to freedom of religion as well as their right to determining how they raise their child would not be limited if they were forced to wait and allow their child to decide for himself if he wanted to be circumcised. The ruling states a child's right to self-determination should come first.
The regional court in Cologne, Germany, held that the "fundamental right of the child to bodily integrity outweighed the fundamental rights of the parents." You can read about the decision here.
This is an amazing decision for many reasons, not the least of which is that a court in Germany has basically said that Jewish and Muslim families do not have a right to practice their religious obligations, which for Jews include the requirement of circumcision as a mark of their covenant with God. A Jewish father who does not circumcise his son on the 8th day after birth is in violation of basic Jewish commandments. This prohibition on what is a fundamental matter of Jewish law and practice is especially shocking given Germany's history.
The blogosphere has erupted over the anti-Jewish and anti-Muslim implications of the decision, even as the U.S. mainstream press has ignored it. You can find a helpful and typically smart recap of the dispute over at ViaMeadia.
Beyond the questions of antisemitism and Islamophobia, the decision to outlaw circumcision reveals the frequently overlooked conflict between human rights and the basic rights of privacy. The German court's decision imagines the parental rights to practice religion as a right to privacy—to determine how to raise their child. Against this right it balances the child's human right to bodily integrity. And the court decides the matter on the side of human rights over the right of privacy.
This conflict between human rights and privacy recalls Hannah Arendt's essay "Reflections on Little Rock." Arendt's essay on the school desegregation controversy has been roundly criticized. It has been less well understood. Arendt's argument against forced-federal desegregation turns on her worry about the private realm. She makes four arguments:
1. Arendt is in favor of politically invalidating all laws supporting segregation.
2. She is against forced desegregation of social discrimination that in places such as vacation spots, which she argues are not relevant to the public life. In such spaces, integration may be desirable, but it is not publicly necessary.
3. She supports forced desegregation of social worlds that are publicly necessary (buses and hotels in business districts). Schools would of course usually fit here.
4. But Arendt is against forced integration of schools. Schools are different. Why? Because education is a question of how a parent raises his or her children, and this is the quintessential private right.
Arendt's rejection of forced school integration was not based on a social defense of all discrimination since she clearly thinks that some kinds of discrimination are subject to forced integration. Instead, her rejection of forced school integration is based on her insistence on the need to preserve private rights. For many, her argument does not take seriously enough the public role of education. But Arendt insisted that education must be seen as part of the private sphere.
For Arendt, there is no more basic private right than the right to raise one's children as one sees fit. Since education of one's children is the quintessential private right, Arendt reasons that to deprive people of such a right is to eradicate the very idea of an inviolable sphere of the private realm. If we can tell people how to educate their children, what can't we tell them about how to live their private lives?
Arendt clearly understands education as a private practice. It is in this sense similar to the rights of religious practice and circumcision that, likewise, go to the fundamental authority of parents to raise their children as they see fit. It is important to be vigilant against the rise of antisemitism and Islamophobia, and those who have been critical of the German Court's decision are right. But there is a more pressing threat that this decision raises, which is the desire to continually restrict or eviscerate the realm of the private in the name of humane and efficient regulation.
Private rights are deeply important. It is in the private realm where young people grow up and are led into the world by parents, teachers, and friends. If we value plurality, difference, and individuality, it is essential that we protect the private realm—that world in which individuals are formed in their singularity and uniqueness. As well meaning as human rights advocates may be, they are antagonistic to the private realm. They will forever seek to impose a world of humane conformity at the expense of the singularity suffering. This is the tension that Arendt provokes us to consider.
It is in such conflicts between the private and the social realms that Arendt takes her stand against the social conformity of the regulatory state. She makes fine distinctions that are too frequently overlooked. Thus, she defends the absolute right of mixed marriage (and also by extension gay marriage) as important rights to live privately and uniquely—since these are rights to live privately as one wishes. It is justified for the federal government to overturn discriminatory anti-miscegenation laws. She rejects federal intervention to combat discrimination in vacation spots, but supports such a federal role in matters of buses, hotels and business districts. But she would surely not defend the federal imposition of the right to bodily integrity when it interferes with the right to raise one's child as one wants.
Reading Arendt reminds us that the real controversy in the German Court's decision is less about antisemitism (although it is about that too) and more about the danger that a human rights agenda seeking to eradicate suffering poses to freedom and meaningful difference. It is easy (and right) to get riled up about antisemitism. It is also fairly easy (and right) to speak up for the right to circumcise one's children for religious reasons. What is more difficult, and thus even more necessary, is defending private and often unpopular uniqueness from the social conformism of those who would eradicate suffering in the name of human rights.
There is no more clear-headed articulations of the need for a private sphere of uniqueness than Hannah Arendt's essay "Reflections on Little Rock." It is, this fourth of July weekend, your weekend read.
-RB
Moral Leadership and the New Era of Responsibility
I had the pleasure of discussing and debating at a Hannah Arendt Center event last night with John Cassidy, staff writer of The New Yorker and author of How markets fail : the logic of economic calamities as well as Dot.con : the greatest story ever sold. The topic was the presidential election.
I asked Cassidy about Matt Taibbi's recent comment that Obama was going to win the election easily. Actually, Taibbi's phrasing was more colorful:
But this campaign, relatively speaking, will not be fierce or hotly contested. Instead it'll be disappointing, embarrassing, and over very quickly, like a hand job in a Bangkok bathhouse. And everybody knows it. It's just impossible to take Mitt Romney seriously as a presidential candidate.
The view that Obama will cruise to victory is widespread. Cassidy largely affirmed it, although he rightly said that much depends on the continued economic recovery. If the economy turns south again, that plays into Romney's claim that he as a businessman is better able to right the ship of commerce.
I am no prognosticator. I think the election will be quite close and do not think Obama will win in a landslide. But where I really differ with Cassidy and Taibbi is over the question of whether Romney is an interesting candidate and on what he is running. To my mind, this election will be decided less on policy and social issues and more around a moral debate. It is here that Romney becomes interesting.
The President of the United States is not first and foremost a policy maker. He (or she one day) is the moral leader of the nation. FDR knew this well. As he once said:
The Presidency is preeminently a place of moral leadership. All our great Presidents were leaders of thought at times when certain historic ideas in the life of the nation had to be clarified.
The United States is at an inflection point. The 20th century has had three great presidential moments. In the 1930s, amidst the depression, FDR led the country down a new path and helped create the modern welfare state. In the 1950's, Eisenhower, a Republican, did not seek to roll back the New Deal and confirmed the new direction of the nation. Ronald Reagan's presidency was the beginning of an effort to resist the welfare state. We are now in a strange limbo, where much of the country has embraced the conservative credo while still remaining addicted to and desirous of their particular welfare perks. This is an untenable situation in the long run.
Obama is a defender of the status quo, but his defense is timid and pragmatic. He doesn't really believe in the welfare state as a moral good so much as a pragmatic necessity. It is all about budgets and saving money and rational arguments. We must, he tells us, spend now so that we can cut later. What will we cut later? Does he believe that everyone should have a pension in addition to social security? Should Wall Street bankers have received bonuses in 2009 after they were bailed out by taxpayers? Should they have been fired? Should public pensions be honored or cut? Should we have unlimited taxpayer supported healthcare after we retire at 63 or 65 and then live for decades afterward? Should people who bought homes they can't afford be given new mortgages so that they can stay in their homes? On all of these questions, the President has offered technocratic answers rather than moral visions. Amidst an economic but also a moral crisis, the President has not been a leader.
If Romney wins the election, it will not be because he has better jobs policies or economic policies. It will be because people see in him a leader. His one strength, whatever you think of him personally or politically, is his history of leadership. He did build one of the largest and most successful private companies in the United States. He did win the governorship of one of the country's most liberal states and govern effectively with democratic legislators. And he did take over a failing Olympic Games in Salt Lake City and made it a success. People downplay these accomplishments and say there is no evidence he can lead as President. That is of course true. But the promise that he can lead is the key to Romney's appeal.
On one level, this is an election between two pragmatic, centrist, technocrats. They differ on much and most deeply on social issues. They also differ on taxes (especially on taxing the wealthiest amongst us). These are important differences. But most people do not vote on policy.
The election will be decided on who makes the better claim to being able to lead the country. Obama is still searching for his theme and what he wants to accomplish. He of course is a deeply intelligent and moral man. On social issues, he can be a leader, as his endorsement (finally) of same-sex marriage proves. But the election will not likely be decided on social issues.
So what is the moral issue at stake in this election? It is clear. Romney and the Republicans are saying: we have spent too much, taken on too much debt, and lived beyond our means. Government programs, however well meaning, have not made us better off. We need to retrench. Romney has defended a very minimal welfare state to stop people from starving, but he clearly doesn't have much sympathy for people who are poor, unemployed, and homeless. His moral promise is a return to an America of individualism that promotes success and tolerates failure. It is a moral vision that galls many liberals and even some conservatives, and yet it clearly has enthralled many Tea Party enthusiasts around the nation.
Obama's moral issue is, thus far, fairness and inequality. It is simply wrong and unfair that the very wealthy are paying so little in taxes while the middle class is struggling. And he is undoubtedly right. But a Buffet Rule, as justified as it surely is, is too small an idea to build a campaign around. Obama is hemmed in by his own unwillingness to moralize the economy. He will not take on the wealthy, and his instincts are to work with Wall Street, not against them and to value individual responsibility over government support. He is simply constitutionally unable to take a populist tack. He cannot give the speech FDR gave in 1936 where FDR said:
We had to struggle with the old enemies of peace: business and financial monopoly, speculation, reckless banking, class antagonism, sectionalism, war profiteering.
They had begun to consider the Government of the United States as a mere appendage to their own affairs. We know now that Government by organized money is just as dangerous as Government by organized mob.
Never before in all our history have these forces been so united against one candidate as they stand today. They are unanimous in their hate for me – and I welcome their hatred.
So if Obama is not going to become a populist, what option is left?
Over three years ago in his inaugural address, Obama called for a "new era of responsibility." He talked about shared sacrifice. He talked about living within our means and admitting that we were living beyond ourselves. He said:
Our challenges may be new. The instruments with which we meet them may be new. But those values upon which our success depends -- honesty and hard work, courage and fair play, tolerance and curiosity, loyalty and patriotism -- these things are old. These things are true. They have been the quiet force of progress throughout our history.
What is demanded, then, is a return to these truths. What is required of us now is a new era of responsibility -- a recognition on the part of every American that we have duties to ourselves, our nation and the world; duties that we do not grudgingly accept, but rather seize gladly, firm in the knowledge that there is nothing so satisfying to the spirit, so defining of our character than giving our all to a difficult task.
This is the price and the promise of citizenship. This is the source of our confidence -- the knowledge that God calls on us to shape an uncertain destiny. This is the meaning of our liberty and our creed, why men and women and children of every race and every faith can join in celebration across this magnificent mall; and why a man whose father less than 60 years ago might not have been served in a local restaurant can now stand before you to take a most sacred oath. (Applause.)
His inauguration is the last time that Obama really set out a far-reaching moral argument that responds to the economic crisis and the crises of our times. The vision he then hinted at was one of shared sacrifice towards a renewal of American values. One that admitted with the Republicans that we had promised ourselves too much, had lived beyond our means, and had become too entitled in our expectations. It was a vision that returned an ethic of work and grit, but also one that affirmed American ideals of fairness and justice.
It is the vision that most Americans seemingly affirm, that involves both a pullback of entitlement programs and a progressive increase in taxes. It is a moral vision of common sense. It may be too late for President Obama to embrace that vision again. And yet a meaningful articulation of a new era of responsibility is, quite possibly, the path to a vision of moral leadership open to the President.
It is worth taking a look back at Obama's inaugural speech. It is your weekend read.
-RB
Note: Matt Taibbi is a Bard graduate ('92.)
The Way Forward
It is a fallacy to think that political thinking can exist separately from economic thinking. Hannah Arendt, no economist, saw clearly that the origins of totalitarianism were, in large part, traceable to the importing of economic thinking (unlimited growth) into the political realm, where politics is concerned with geographical, social, and moral limits. The economic victory over politics at that time went under the name of imperialism. Today, under the rubric of globalization, economic thinking continues to subsume political thinking to economic calculations.
The economic crisis of the last four years has brought with it a particular challenge to politics. The crisis is so large and so devastating and it so completely threatens to undermine our ways of life that there is a feeling of political futility. What possibly can be done to address this crisis? From out of this futility arises a kind of head-in-the-sand approach that denies the crisis instead of addressing it. One end point of such an approach is the kind of technocratic governance by bureaucrats now holding sway in Greece and Italy, as well as in a selection of American cities and counties. If we are to avoid giving up our political self-determination and if we want to engage the crisis rather than submit to it, we must first understand it, something that few politicians have been willing to do.
To confront the depth of our ongoing crisis, it is helpful to look at a new report out from the New America Foundation, authored by Daniel Alpert, Robert Hockett, and Nouriel Roubini. This report was sent to me by a long-time supporter of the Arendt Center. It is well worth reading in full. A few basic facts to set the stage:
•Four years into the Great Recession, more than 25 million working-age Americans remain unemployed or underemployed;
•The employment-to-population ratio lingers at a near-historic low of 58.3 percent;
•Consumption expenditure remains weighed down by massive private sector debt overhang left by the bursting of the housing and credit bubble a bit over three years ago (even if debt levels are coming down, as Floyd Norris argued today in the NY Times.)
The basic argument that Alpert, Hockett, and Roubini make is that economists and politicians have misunderstood the nature of the financial crisis. As a result, our responses have been ineffective. As they write: "The principal problem in the United States has not been government inaction. It has been inadequate action, proceeding on inadequate understanding of what ails us. "
So what is really the problem? Alpert, Hockett, and Roubini argue that the crisis is a conjunction of an extreme a credit crisis along with two other long-term trends that exacerbate that crisis. While most commentary and political response has focused on the credit crisis, the importance and impact of the two long-term trends have been largely overlooked. The two trends are:
First, the steady entry into the world economy of successive waves of new export- oriented economies, beginning with Japan and the Asian tigers in the 1980s and peaking with China in the early 2000s, with more than two billion newly employable workers.
Second, the "long term development that renders the current debt-deflation, already worse than a mere cyclical downturn, worse even than other debt-deflations is this: The same integration of new rising economies with ever more competitive workforces into the world economy also further shifted the balance of power between labor and capital in the developed world. That has resulted not only in stagnant wages in the United States, but also in levels of income and wealth inequality not seen since the immediate pre-Great-Depression 1920s."
The upshot of these two trends is that wage labor in developed countries is under continuing downward pressure. Whether the limpid economic recovery continues or not, the wage levels of the pre-crisis period will not return and those workers who earn wages for their performance will continue to experience lower real wages and thus a deteriorating standard of living.
What many still have not wanted to see is that the crisis itself was a response to these trends. For the last 20 years, the decreasing wages of workers in developed countries was hidden and compensated for by increasing debt, both private and public. As the report sees,
Easy access to consumer credit and credit-fueled rises in home values – themselves facilitated by recycled savings from emerging economies’ savings – worked to mask this widening inequality and support heightening personal consumption.
There is a chart in the report that itself shows the problem with crystal clarity. In Figure 2, we see that until 1982, the wages of workers and the income of non-wage earners (thus the higher-paid supervisory workers) was largely equal. Beginning in 1982, however, the earnings of non-wage earners began to rise significantly faster than the income of wage workers. This is at least one original source of the increasing inequality of the American populous and it is exacerbated by an increasingly less-progressive tax code and also by the increasingly profitability of capital investments in the global economy. As the report concludes,
Because many workers were no longer sharing the fruits of the economy’s impressive productivity gains, capital was able to claim a much larger share of the returns, further widening wealth and income inequality which by 2008 had reached levels not seen since the fateful year of 1928.
For anyone concerned with politics in the 21st century, understanding our current economic predicament is essential. That is why reading such a lucid report as this one from the New America Foundation is so important. It is, this weekend, your weekend read.
New America Foundation Article, The Way Forward
-RB
The Correspondance of Hannah Arendt & Eric Voegelin
It is well known that Eric Voegelin reviewed Hannah Arendt's The Origins of Totalitarianism in The Review of Politics. Arendt responded and she and Voegelin had a lifelong correspondence. They respected each other's work, even when they disagreed. Arendt contributed to a Festschrift for Voegelin's 60th birthday. Voegelin invited Arendt to speak at his institute in Münich, in 1961.
Less known is that Arendt and Voegelin also discussed her book in an exchange of letters before he penned his review.
In response to an introductory letter by Voegelin, Arendt wrote two letters, but only sent the second and shorter letter. According to Peter Baehr, who recently has edited and reconstructed the history of their correspondence, Arendt's first letter is one her earliest attempts to situate her thoughts on totalitarianism within her emerging thinking about plurality and politics. As Baehr writes:
In his letter of March 16, 1951, Voegelin had introduced himself and offered an informal verdict on Origins of Totalitarianism. On April 8, Arendt typed a letter in response but never sent it. On April 22, she tried again and this time the result was mailed to its addressee. The first version, however, is not only longer but also more informative than the second. Why did she rework and truncate it? The letter she did send offers a plausible reason: “At the moment my own thinking is just at the stage (the in-between stage) at which it is both too late and too early to be brief.” Arendt may simply not have wished to articulate ideas that were still embryonic. The result of this omission was to deprive him, however, of intimations that we now think of as the very signature of Arendt’s political thought. Notably, the unsent letter contains an early statement of Arendt’s concept of “plurality,” a leitmotif of her postwar work.
One particularly fascinating excerpt from Arendt's never sent letter is concerns the loss of the idea of the human, a theme that is central in The Origins of Totalitarianism and forms the opening leitmotif of The Human Condition. Arendt writes:
The omnipotence of man makes men superfluous (just as monotheism is necessarily the consequence of the omnipotence of God), then totalitarianism’s power to destroy humans and the world lies not only in the delusion that everything is possible, but also in the delusion that there is such a thing as man. ... But man exists only as God’s creature. The power of man is limited by the fact that he has not created himself, whereas the power of men is limited not so much by nature as by the fact of plurality—the factual existence of my kind. It does not help me, as the humanists would have it, that I see man in every human being, as this by no means necessarily leads to respect or recognition for human dignity, but can equally well mislead us into believing in a surplus and in superfluity.
Here we see Arendt seeking to identify limits on human power, engaged in the problem of about thinking human and political limits to totalitarian power. If her first book focuses on the loss of human limits and the consequent rise of totalitarianism, her later work turns more and more to the possibility of political limits on human action. Her never-sent letter to Voegelin is, it turns, an important part of that transition in her thinking.
Baehr has done an admirable job of situating these letters in the context of Arendt's thought and his article, which includes translations of Voegelin's letter and Arendt's sent and unsent responses, is well worth reading. You can read Baehr's excellent essay in the October 2012 issue of History and Theory (vol. 51). You can read Arendt's letter here. It is your weekend read.
A Common Faith
Academics ignore novelists at their peril. Especially in the case of Marilynne Robinson. Robinson's novels are extraordinary (my favorite is Gilead) but her essays are equally illuminating. Take for instance her most recent offering "A Common Faith" published by Guernica.
One hazards to simplify an essay whose essential thrust is to oppose simplification. Robinson begins with the common yet startling observation that "the human brain is the most complex object known to exist in the universe." She then proceeds to show how scientists and academics, not to mention columnists and commentators, set out to simplify human life and explain it in accordance with theories such as capitalism and Darwinism.
Both capitalism and Darwinism are examples of what Robinson calls "simple faiths:" truths that we are so attracted to that we hold to their veracity and power even in the face of facts to the contrary. The capitalist, for example, assumes that human beings are driven by a desire for wealth, profit, and efficiency. This in spite of thousands of years of human history filled with examples of altruism and non-capitalist motivations. And Darwinists insist that human beings are essentially animals, adapted for relative advantages in survival. In doing so, they ignore or downplay all those aspects of humanity like art, religion, and the human spirit that seem to have only tenuous contributions to human survival and yet are nevertheless part of human being.
Both capitalism and Darwinism are part of what Robinson calls Simple Faiths, common faiths we embrace with a moralistic devotion even in the face of evidence to the contrary. There is, she writes, an "urge, driven by righteousness and indignation, to conform reality to theory." Later Robinson adds:
My point is that our civilization has recently chosen to identify itself with a wildly oversimple model of human nature and behavior and then is stymied or infuriated by evidence that the models don't fit.
The demand for a consistent worldview in the face of facts to the contrary is one of the central features of totalitarianism. A mendacious consistency is, in Arendt's telling, a product of the homelessness and loneliness of the modern age and the desire to find meaning in belonging to a movement, an ideology, that gives our lives sense and significance.
If one wants to find examples of the ways that the deep desire for simple coherency continues to operate in our world, reading Marilynne Robinson's "A Common Faith" is a great place to start. As the sun shines and spring springs, print out this essay and make it your weekend read.
-RB
The Commonality of Occupy Wall Street & the Tea Party
Are the Tea Party and Occupy Wall Street part of the same phenomenon? Both are populist responses to increasingly out of touch political, business, and intellectual elites. Many on the left point out that the Tea Party is predominantly white and older. That is true. And yet these privileged, older, white people feel they are losing control of their country. They are resentful. Many on the right point out that the Occupy Wall Street movement is largely made up of privileged liberal arts graduates. They are right. But these graduates have been sold a false bill of goods, told that their gold-plated educations would guarantee them the ability to live well while doing what they want. They see their colleagues working on Wall Street making millions in questionable ways. They are also resentful.
Beyond resentment, both sides also can articulate claims of justice. For Tea Partiers, the coddling of illegal immigrants has become a defining issue of the unwillingness of the elite to enforce the law. For Occupiers, the extraordinary wealth of the upper 1% (actually, the top .5%) is a rallying cry that something truly is wrong with our political system.
This week in the New York Review of Books, Sam Tanenhaus takes a closer look at the Tea Party phenomenon and its influence on Republican politics. One surprising conclusion is that the Tea Party is not the force that is driving Republicans to their most conservative and right wing positions. On the contrary, Tanenhaus portrays the Tea Partiers as more moderate than extremist:
In The Tea Party and the Remaking of Republican Conservatism, Theda Skocpol and Vanessa Williamson, Harvard scholars who have interviewed adherents of the new insurgency in different regions of the country, report that
fully 83% of South Dakota Tea Party supporters said they would prefer to “leave alone” or “increase” Social Security benefits, while 78% opposed cuts to Medicare prescription drug coverage, and 79% opposed cuts in Medicare payments to physicians and hospitals…. 56% of the Tea Party supporters surveyed did express support for “raising income taxes by 5% for everyone whose income is over a million dollars a year.”
These views, which are aligned with those of moderate Republicans and Democrats, corroborate the findings in a 2010 New York Times poll of Tea Partiers, which concluded: “Despite their push for smaller government, they think that Social Security and Medicare are worth the cost to taxpayers.”
The Tea Party that Tanenhaus describes is one that overwhelmingly wants to preserve social security and Medicare, two programs that are often targeted angrily by Republican politicians. While the Tea Party activists are eager to shrink government, they do not seem to welcome an decimation of the welfare state.
What unites the Tea Party and Occupy Wall Street movement is a conviction that America is abandoning its exceptional history as a land of freedom, law, and equality. For the Tea Party, we are experiencing a cultural decline, one epitomized by illegal immigration and welfare—two issues that have been wrongly painted in overly racial hues. For Occupy Wall Street, the decline is imagined as a takeover by the rich of an American meritocracy and also of our democratic politics—although often forgotten is the fact that the wealthy are neither homogeneous nor exclusively conservative.
What the Tea Party represents is the latest version of a long-standing conservative insurgency in the United States, a movement that has wielded influence but never had the votes or power to dominate the Republican party or the country. Occupy Wall Street offers a new force in recent American Politics, a left-wing insurgency. As such, it has much to learn from and even work with in the Tea Party. One might begin by thinking more deeply about the place of the Tea Party in American politics, and for that there are few better places to begin that Tanenhaus' essay. Enjoy it for this weekend's Weekend Read.
Vigilance in the Name of Freedom
I recently was sent the following quotation by Friedrich Hayek, the economist and political thinker.
Personally, I find that the most objectionable feature of the conservative attitude is its propensity to reject well-substantiated new knowledge because it dislikes some of the consequences which seem to follow from it – or, to put it bluntly, its obscurantism. I will not deny that scientists as much as others are given to fads and fashions and that we have much reason to be cautious in accepting the conclusions that they draw from their latest theories. But the reasons for our reluctance must themselves be rational and must be kept separate from our regret that the new theories upset our cherished beliefs. I can have little patience with those who oppose, for instance, the theory of evolution or what are called “mechanistic” explanations of the phenomena of life because of certain moral consequences which at first seem to follow from these theories, and still less with those who regard it as irrelevant or impious to ask certain questions at all. By refusing to face the facts, the conservative only weakens his own position. Frequently the conclusions which rationalist presumption draws from new scientific insights do not at all follow from them. But only by actively taking part in the elaboration of the consequences of new discoveries do we learn whether or not they fit into or prove to be dependent on factual assumptions shown to be incorrect, it would hardly be moral to defend them by refusing to acknowledge facts.
The quote is from an essay titled "Why I am Not a Conservative." Hayek is still today labeled a conservative (for whatever labels are worth). Here Hayek rejects the label, while also disdaining the modern conceptions of both liberalism and socialism. His efforts to stake out a position that defends freedom is as honest as it is relevant. It deserves to be read.
Hayek's quote is making the rounds not because of an interest in Hayek. Rather, the quote is being used (dare I say abused?) because it is thought to show the anti-science obscurantism and thoughtlessness of those who refuse to believe in evolution or global warming. The duplicitous refusal of politicians to even acknowledge the now undeniable scientific consensus about global warming is just the kind of obscurantism Hayek disdains. But it is a mistake to find in Hayek's attack common cause with efforts to enlist the government in the environmental cause.
Hayek's chief complaint with conservatism is its often uncritical defense of authority. The "main point" he takes issue with is the "characteristic complacency of the conservative toward the action of established authority and his prime concern that this authority be not weakened, rather than that its power be kept within bounds." In other words, the conservative is willing to put so much trust in authority and leadership that he tends to overlook those instances when government exceeds its authority and impinges on individual freedoms. This is why Hayek argues that conservatives are often closer to socialists than to liberals. Like socialists, conservatives are willing to excuse governmental action they agree with, even when such action impedes on liberty.
It should be clear that many who go by the name liberal today are not liberal in the sense Hayek means--which is closer to libertarian, although he also rejects that label and what it represents. His problem is with all those who would excuse government overreach for particular ends, when that regulation will restrict individual liberty.
Hayek's thought warns about the political dangers for freedom posed by both conservatism and socialism, two forms of increased respect for authority, one in the persona of a charismatic leader and the other in the rationality of bureaucracy and the welfare state. On both scores, Hayek's impassioned defense of freedom shares much with Hannah Arendt, although she undoubtedly disagrees with Hayek and liberalism's location of freedom in the private sphere.
For Arendt, liberal constitutional government is absolutely essential insofar as it is the best way to protect the realm of private liberty Hayek values so highly. For Arendt, however, it is not enough to protect freedom as a private citizen. Freedom includes not simply the right to do as one will in private, but also the right and the ability to act and speak in public. Freedom—human freedom—is more than the freedom simply to live well. Freedom also demands spaces of appearance, those institutionally protected realms where free citizens can engage in the debate and action about the dreams and hope of their life together. It is this freedom to be participate and act directly in government that is too frequently forgotten by those like Hayek.
That said, few thinkers better call us to vigilance in the cause of freedom. You can read the entirety of Hayek's "Why I am Not a Conservative" here.
-RB
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