Death and the Public Realm
"There is perhaps no clearer testimony to the loss of the public realm in the modern age than the almost complete loss of authentic concern with immortality, a loss somewhat overshadowed by the simultaneous loss of the metaphysical concern with eternity."
-Hannah Arendt, The Human Condition,
Hannah Arendt was one of the first to remark upon the loss of the public realm, or what Jürgen Habermas called the public sphere. As indicated by the terms realm and sphere, along with related phrases such as public space and public sector, we are referring here to a kind of environment, or as Arendt puts it, "the world itself, in so far as it is common to all of us and distinguished from our privately owned place in it" (p. 52). The private realm, the subject of a previous post of mine (The Deprivations of Privacy) is defined in relation (and opposition) to the public, but both are differentiated from the natural environment according to Arendt. Both are human artifacts, human inventions:
To live together in the world means essentially that a world of things is between those who have it in common, as a table is located between those who sit around it: the world like every in-between, relates and separates men at the same time. (p. 52)
The table is an apt metaphor, as it has the connotation of civilized discourse, and a willingness to sit down for peaceful negotiation. Indeed, it is much more than a metaphor, as the table does create a shared space for individuals, a medium, if you will, around which they can communicate. But the table also keeps individuals separate from one another, establishing a buffer zone that allows for a sense of safety in the company of individuals who might otherwise be threatening. Sitting at a table restricts the possibilities of sudden movement, providing some assurance that the person seated across from you will not suddenly spring at you with sword or knife in hand, especially if both parties keep their hands visible on the table top. No wonder, then, that as the practice of sitting around a table for a meal emerges in the Middle Ages, it becomes the focal point for what Norbert Elias refers to as the civilizing process.
The table is a medium, an in-between, as Arendt puts it, and each medium in its own way serves as a means by which individuals connect and relate to one another, and also are separated and kept apart from one another. In Understanding Media, Marshall McLuhan expressed the same idea in saying that all media, meaning all technologies and human innovations, are extensions of some aspect of individuals, but at the same time are amputations. As I have explained elsewhere, the medium that extends us into the world comes between us and the world, and in doing so becomes our world. Or as I like to put it, with apologies to McLuhan, the medium is the membrane.
The public realm then is a shared human environment, a media environment. As Arendt explains,
everything that appears in public can be seen and heard by everybody and has the widest possible publicity. For us, appearance—something that is being seen and heard by others as well as by ourselves—constitutes reality. (p. 50)
Paul Watzlawick has argued that our reality is constructed through our communication, rather than mere reflected or represented by our messages. And this means that our reality is shaped by our means of communication, our media. It is through publicity that we create the public realm. And for the public realm to exist, there must also be the possibility for some communication to take place privately, in a context where it cannot be seen and heard by everybody, where there are barriers to people's perception and their access to information, what Erving Goffman referred to as the back region.
The public realm is not a media environment we typically associate with tribal societies, where the distinction between public and private is, for the most part, non-existent. Rather, it is strongly tied to the city as a human environment (and a medium of communication in its own right). Lewis Mumford insightfully observed that cities are a type of container technology, indeed the container of containers, and what they contain includes great concentrations of population. As settlements evolved into the first urban centers in the ancient world, they gave rise to the first true crowds and mobs, and also to audiences made up of people who do not necessarily know one another, or have strong social ties to each other.
These new kinds of audiences required a new form of communication: public address. They required new kinds of physical environments: the agora, the forum, the marketplace. And they required new forms of education: the art of rhetoric.
The invention of writing is intimately bound up in all of these developments. Without reasonably well-developed systems of notation, human populations were not able to handle the complexity of large populations. In tribal societies, as population increases, groups split up in order to keep their affairs manageable. Writing, as a container for language, whose primary form is the spoken word, develops side by side with the city as container, and allows for the control and coordination of large populations and diverse activities. And writing, in allowing language to be viewed and reviewed, made it possible to refine the art of public address, to study rhetoric and instruct others in the techniques of oratory, as did the Sophists in ancient Greece. It is no accident that the introduction of the Greek alphabet was followed by the first forms of study, including rhetoric and grammar, and by the first forms of democracy.
Writing also has the peculiar effect of introducing the idea of the individual, of breaking people apart from their tribal, group identity. The ability to take one's thoughts, write them down, and observe them from the outside, made it possible to separate the knower from the known, as Eric Havelock put it, which also separated individuals from their traditions.
Written law, beginning with Hammurabi and Moses, took judicial matters out of the concrete realm of proverbs and parables, and reasoning by analogy, opened the door to the view that everyone is equal, as an individual, before the law. The fact that literacy also facilitated increasingly more abstract modes of thought also was of great importance, but the simple act of reading and writing alone, in isolation, had much to do with the genesis of individualism.
The origin of the public realm is closely tied to the medium of the written word, in highly significant but limited ways. Script gave us the civic public, rooted in rhetoric, but it was the printing revolution in early modern Europe that made the public intro a national, mass phenomenon. As McLuhan noted in his preface to The Gutenberg Galaxy,
Printing from movable types created a quite unexpected new environment—it created the PUBLIC. Manuscript technology did not have the intensity or power of extension necessary to create publics on a national scale. What we have called "nations" in recent centuries did not, and could not, precede the advent of Gutenberg technology any more than they can survive the advent of electric circuitry with its power of totally involving all people in all other people. (p. ii)
A reading public is quite different from a listening public, as readers are separated in time and space from one another, and this form of mediation also had the effect of making individualism a ruling ideology. And yes, Habermas did place a great deal of emphasis on people gathering in public places like coffee shops to discuss and debate the issues of the day, but they did so based on what they read in print media such as newspapers, pamphlets, and the like. Moreover, historian Elizabeth Eisenstein explained in The Printing Press as an Agent of Change, the printers' shops were the first places that people gathered for such intellectual exchanges, long before they gravitated to the coffee shops and taverns. The point is that the content of these discussions were based on typographic media, the mindset of the discussants was shaped by print literacy, and both were situated within the print media environment. Within such an environment, a population of individuals could gain common access to ideas and opinions through print media, which in turn could provide the basis for political action; in this way publics came into being.
Publics were formed by publicity, and publicity was achieved through publication. As much as books, pamphlets, catalogs, calendars, periodicals, and all manner of ephemera were the products of the printing press, so too, as McLuhan observed, was the reading public. Print technology gave us our first form of mass communication, characterized by wide and relatively rapid dissemination of multiple, identical copies of the same text, a democratizing process, as Walter Benjamin observed.
But printing also created a new sense of immortality, of the author's words living on through the ages, and of posterity as the ultimate judge. Elizabeth Eisenstein explains that the very multiplication of texts, however perishable any single copy might be, established what she referred to as the preservative powers of print far beyond anything previously known. This idea of immortality goes hand in hand with the rise of a new kind of historical consciousness, which also emerged out of print culture.
Eternity, by way of contrast, is situated outside of historical time, within what Mircea Eliade calls sacred time. It is a time that looks back towards the moment of creation or a golden age. Through ritual, we can step out of the profane time of everyday life, and in enacting the myth of eternal return enter the sacred time that intersects with all of history—in this sense always a part of it and yet at the same time apart from it.
Traditional cultures look backward to creation or the golden age as a time superior to the present, a time they strive to reclaim. Oral cultures are particularly associated with a cyclical understanding of time. The invention of writing makes possible first chronology, then historical narrative, and this opens the door to the idea of progress. The shift begins with the biblical narrative in ancient Israel, and the secular history writing of ancient Greece and Rome. But a complete reversal in orientation from looking to the past as the ideal towards anticipating the future as a continual process of getting better, perhaps culminating in utopia, is closely associated with the printing revolution and the modern world it gave rise to. This is, in turn, superseded by a present-centered orientation brought on by the electronic media, as I have discussed in On the Binding Biases of Time. The instantaneity and immediacy of electronic communication not only moves our focus from history and futurity to the present moment, but it translates the remembered past and the anticipated future into the present tense, the now of the computer program and digital simulation.
Arendt's insight that the loss of a concern with immortality is intimately bound up with the loss of the public realm implies a common denominator, specifically the electronic media environment that has superseded the typographic media environment. If literacy and print go hand in hand with citizenship, civics, and the public realm, what happens when these media are overshadowed by electronic technologies, from the telegraph and wireless to radio and television now to the internet and mobile technology?
We still use the word public of course, but we have seen a great blurring of the boundaries between public and private, the continuing erosion of privacy but also a loss of the expectation that dress, behavior, and communication ought to be different when we are in a public place, and that there are rules and obligations that go along with being a part of a public. And we have experienced a loss of our longstanding sense of individualism, replaced by an emphasis on personalization; a loss of citizenship based on equality, replaced by group identity based on grievance and all manner of neo-tribalism; a loss of traditional notions of character and personal integrity, replaced by various forms of identity construction via online profiles, avatars, and the like; the loss of separate public and private selves, replaced by affiliations with different lifestyles and media preferences.
As consumers, members of audiences, and participants in the online world, we live for the moment, and we do so with disastrous results, economically, ethically, and ecologically. Arendt suggests that, "under modern conditions, it is indeed so unlikely that anybody should earnestly aspire to an earthly immortality that we probably are justified in thinking it is nothing but vanity" (p. 56). Along the same lines, Daniel Boorstin in The Image argued that the hero, characterized by greatness, has been replaced by the celebrity, characterized by publicity, famous for appearing on the media rather than for any accomplishments of historical significance. Heroes were immortal. Celebrities become famous seemingly overnight, and then just as quickly fade from collective consciousness. Heroes, as Boorstin describes them, were known through print media; celebrities make up the content of our audiovisual and electronic media. These are the role models that people pattern their lives after.
Arendt explains that a public realm " cannot be erected for one generation and planned for the living only; it must transcend the life span of mortal men" (p. 55). And she goes on to explain,
It is the publicity of the public realm which can absorb and make shine through the centuries whatever men may want to save from the natural ruin of time. Through many ages before us—but now not any more—men entered the public realm because they wanted something of their own or something they had in common with others to be more permanent than their earthly lives. (p. 55)
Without this concern with a public realm that extends across history from the past into the future, what becomes of political action based on the common good, rather than private interests?
With the loss of any concern with immortality, have we witnessed not merely the erosion, but the irrevocable death of the public realm?
And perhaps most importantly of all, without the existence of a public, can there still exist, in something more than name only, a republic?
-Lance Strate
Thinking Metaphors
This Quote of the Week post was first published on August 27, 2012.
“What connects thinking and poetry [Dichten] is metaphor. In philosophy one calls concept what in poetry [Dichtkunst] is called metaphor. Thinking creates its “concepts” out of the visible, in order to designate the invisible.”
-Hannah Arendt, Denktagebuch, vol. 2, p. 728 (August 1969) (translation my own)
Arendt’s Denktagebuch is less a “book” than a collection of “thought fragments”. These fragments, such as the one quoted above, are perhaps best considered not as advocating some position, but as specific angles or starting points from which we are invited to think something through.
All too often, her published works are understood in an “advocatory” fashion. Accordingly, The Human Condition, is sometimes read as a “plea” in favor of the vita activa over and against the vita contemplativa. In fact, however, Arendt explicitly denies that she wishes to reverse the traditional hierarchy between the two ways of life. Rather, she is questioning the conceptual framework within which both ways of life have traditionally been understood.
Hence, I take it to be her aim not only to liberate acting [Handeln] from its being reduced to nothing more than an instrument in the process of making [Herstellen], but, analogously, to liberate the activity of thinking from its being reduced to nothing more than an instrument in the process of cognition culminating in contemplation, in “seeing” the truth which, in turn, serves as blueprint for the process of making. She notes that both the process of making, which uses mute violence, and the end of contemplation, which is reached in a state of speechless wonder, entail a loss of language.[1] As a consequence, the element of speech has disappeared not only from our conception of action (including politics), but also from our conception of thinking (including philosophy).
If not from the model of the passive contemplation, how does Arendt wish to understand the activity of thinking? In my view, there are at least three thinking “motifs” which can be traced throughout her oeuvre. The first, and certainly the best known, is that of “dialectical thinking”, that is, the soundless dialogue between me and myself (“two-in-one”). It is used in The Origins of Totalitarianism, and it keeps recurring in many of her later works, including The Life of the Mind. The second, somewhat less prominent motif is that of “representative thinking”, which denotes the capacity of placing oneself in the perspectives of (more than two) fellow human beings, and which prepares the formation of opinions and judgments. The notion itself occurs for the first time in ‘The Crisis in Culture’ (1960), but it is clearly related to, if not identical with, the “communicative” thinking introduced in her essays on Karl Jaspers a few years earlier.
The third motif, “poetic thinking”, is perhaps the most interesting one. Although she uses the term itself exclusively in her essay on Walter Benjamin (1968), a description of the underlying phenomenon recurs in The Life of the Mind, more specifically in its two chapters on metaphor. Arendt describes the function of metaphor as “turning the mind back to the sensory world in order to illuminate the mind’s non-sensory experiences for which there are no words in any language.” (The Life of the Mind, vol.1, p. 106)
As soon as we realize, as do the poets, that all language is metaphorical, we will, as thinkers, be able to assess the crucial role of our language in bridging the gap between the visible phenomena of the outer world and the invisible concepts of our inner mind. To give an example, by tracing a concept – such as “politics” – to its originally underlying experience – the Greek polis – we will be able to assess whether the way in which we employ it, is “adequate”, that is, whether we actually employ it in any meaningful way, whether it really “makes sense”.
In concluding her chapters on metaphor, Arendt raises the challenging question whether there exists a metaphor that could serve to illuminate the invisible activity of “thinking” itself. The most she is willing to offer, however, is the metaphor of “the sensation of being alive”, of which she herself readily admits that it “remains singularly empty” (idem, p. 124).
Why does she not mention the metaphor of poetry here? In the Denktagebuch fragment quoted above, written while she was preparing The Life of the Mind, Arendt clearly points to a certain correspondence between the role of metaphor in poetry and the role of concept in thinking. Perhaps we may go so far as to suggest that she uses poetry – or rather, since she uses the substantivized German verb “Dichten”, the activity of “making poetry” – as a metaphor for thinking.
However, the word “poetry” itself is derived from the Greek word “poièsis”, which should be rendered as “making” [Herstellen]. Hence, she might have thought that by using poetry as a metaphor for thought, she would have reiterated the traditional problem of the activity of thinking having been overlaid with the contemplative element in the experience of making. Indeed, in The Human Condition, in the section titled ‘The Permanence of the World and the Work of Art’, she seems to imply that writing poetry involves “the same workmanship which, through the primordial instrument of human hands, builds the other durable things of the human artifice.” (The Human Condition, p. 169)
Yet, in the very same section another, more promising, understanding of “poetry” is beginning to emerge. Arendt calls music and poetry “the least “materialistic” of the arts because their “material” consists of sounds and words” – note her use of quotation marks here – and she adds that the workmanship they demand is “kept to a minimum”.
Moreover, after having suggested that the durability of a poem is not so much caused by the fact that it is written down, but by “condensation”, she speaks of poetry as “language spoken in utmost density and concentration” (idem, p. 169). The German word for condensation is “Verdichtung” and for density “Dichte”. While being absent in the English expression of “making poetry”, both words clearly resonate in the German verb “dichten”.
Arendt does not draw any explicit connection between the activity of condensation and the use of metaphor. Still, she might have had it in mind. One page earlier (idem, p. 168), she referred to a poem by Rilke in order to illustrate the “veritable metamorphosis” a work of art is capable of bringing about, being more than a mere reification, more than a matter of “making” in the ordinary sense. Consider especially the second strophe, which simultaneously articulates and demonstrates the power of metaphor in “calling” the invisible:
Here is magic. In the realm of a spell
the common word seems lifted up above...
and yet is really like the call of the male
who calls for the invisible female dove.[2]
- Wout Cornelissen
See You Again
“To my dear Hannah,
In these years our friendship has stood the test.
In this relationship we no longer need to have any worries.
Goodbye,
Your Kurt.
New York, April 30th 1945.”
“Meiner lieben Hannah,” reads a handwritten inscription in a copy of Franz Kafka’s Der Prozess (The Trial), gifted from publisher Kurt Wolff to Hannah Arendt in New York; the book is a Schocken Verlag 1935 edition published in Berlin. “In diesen Jahren hat sich unseren Freundschaft bewährt,” Wolff writes: “Wir brauchen in dieser Beziehung keine Sorge mehr zu haben. Auf Wiedersehen, Dein Kurt. New York, 30. April 1945.”
This inscription stands as a symbol of survival on many levels: from the survival of the names mentioned – Hannah Arendt, Franz Kafka, and Kurt Wolff as well as Schocken Publishing House – to the survival of friendship, to the implications of the date which invite this reading.
Kurt Wolff, who founded the publishing house Kurt Wolff Verlag in Leipzig in 1912 and soon became one of the leading publishers of expressionist literature in Germany, worked extensively with Kafka’s works up until the author’s death in 1924. With the exception of the unfinished, posthumously published writings, Wolff published the majority of Kafka’s works. A look at their correspondence indicates how significant Wolff was in convincing a hesitant Kafka to prepare his manuscripts for publication. Despite his efforts to come to terms with the gap between what the public wants to read and what the public should want to read, a problem which troubled him personally and financially throughout his publishing career, Wolff closed down the Kurt Wolff Verlag in 1933.
Wolff came from a German-Jewish family and, after fleeing to the United States, he started a new publishing house with his wife, Helen Wolff, what was to become Pantheon Books in New York. It was there in New York in the early 1940s that he first made Hannah Arendt’s acquaintance.
Although Arendt never met Kafka personally (she was 17 when Kafka died), she did seriously engage with his work during the last thirty years of her life. Indeed, after immigrating to the United States in 1941 she resolved to ‘save’ or ‘rescue’ many eastern-European Jewish authors threatened by abandonment through an idea for a ‘Jewish Journal’ (Jüdische Zeitschrift) featuring these writers. As Marie Luise Knott writes in her co-authored book with Barbara Hahn on Arendt, Von den Dichtern erwarten wir Wahrheit, this goal was something which, while never reaching fruition, endured throughout Arendt’s career.
Kafka, in particular, represented for Arendt a distinct voice articulating the alienation involved in the assimilation into a new place or society. In fact, after finally meeting Salman Schocken (of Schocken Verlag) in 1945 and accepting a position as a Chief Editor at Schocken Books (which had also recently recently moved its offices from Berlin to New York), her initial project was to edit the first English translation of Kafka’s diaries. Even before that, Arendt wrote an essay in 1944 for the 20th anniversary of Kafka’s 1924 passing, entitled “Franz Kafka: A Revaluation”; she spends the first half of the essay discussing The Trial (the novel Kurt Wolff chose for his inscription a year later). Kafka also appears in Arendt’s essay “The Jew as Pariah”, and she would go on to work with Helen Wolff, after Kurt’s death, for example, to co-edit Walter Benjamin’s Illuminations in 1968.
With all of this in mind, why did Wolff send this particular book of Kafka’s to Arendt, and why at this specific date?
“April 30th 1945” has become a historically significant date: it is the date of Adolf Hitler’s suicide, marking a turning point and a near-end to World War II. It is unlikely, though, that anyone in New York knew of this on the actual day it happened. For Wolff and Arendt, however, both transplanted German Jews, the date after the fact also connects them symbolically to their survival of Hitler’s Third Reich and the Holocaust.
Postcard from Kafka to Wolff
In a different yet related reading, the date concerns Kurt Wolff’s publishing ventures in New York where he started Pantheon Books in January 1943. In Kurt Wolff: A Portrait in Essays and Letters, he is quoted as having written that “Pantheon was founded on an extremely small amount of initial capital to give me the chance to earn a living. It was an experiment- and since no matter what the balance sheet says on April 30, 1944, a profit is unavoidable- the experiment is a success.” One can read this, in conjunction with the Kafka inscription, as April 30 taking on a new meaning in his life. It marks, in addition to his personal survival, the survival of his first publishing undertaking in the United States, and it now points to his valuable lasting friendship with Hannah Arendt.
Wolff, though Kafka’s first publisher, never published The Trial. Max Brod prepared the manuscript from Kafka’s Nachlass for Verlag Die Schmiede in Berlin in 1925, then in 1931 gave full publishing rights of Kafka’s works and manuscripts to Schocken Verlag. That The Trial itself was not published by Wolff, but more importantly, was not published in Kafka’s lifetime, speaks to this theme of survival in the inscription. The Trial survived Kafka, this copy published in 1935 survived World War II, and Arendt, through her essays and editorial work, helped Kafka to survive and arrive in the public world after 1945.
Wolff sent this book to Arendt certainly not as a reading recommendation, but rather as a symbolic gift. For Arendt, as Wolff surely knew, had not only already read The Trial, but had also written essays on it. Thus, in contrast to other books in her personal library, there are no annotations or markings to be found anywhere else in the book. This particular copy was not meant to be read, it seems, but to be appreciated in a different way.
To conclude the inscription, Wolff writes Auf Wiedersehen. To translate this as the usual “Goodbye” gives this entire gift - of the book, of their friendship, of their survival – a perhaps unnecessarily ominous and melancholic feeling. Rather, the literal meaning is here the more accurate one: “See you again”.
- Kerk Soursourian, Bard College
Ned Curthoys’ Recovery of Arendt’s Intellectual Dialogue with Ernst Cassirer
Ernst Cassirer is an oft-neglected thinker in contemporary continental philosophy. He is typically eclipsed by Martin Heidegger, whom he faced in the now famous disputation at Davos, Switzerland in the spring of 1929, which had such a dramatic effect on continental philosophy that the young Emmanuel Levinas, who attended the debate, felt as if he were "present at the creation and end of the world". In spite of Cassirer's attempt to make his three-volume Philosophie der symbolischen Formen (1923-1929) more accessible to an English speaking audience through a concise redaction in An Essay on Man (1944), he remains a marginal figure in contemporary philosophy.
However, Ned Curthoys, a researcher at the Australian National University's School of Cultural Inquiry, has recently recovered a latent conversation between Cassirer and Hannah Arendt that casts new light on the impact and significance of his work.
Arendt's vigorous annotations in her copy of Cassirer's An Essay on Man indicate that she was a diligent and consistent reader of Cassirer. Her personal library housed in the Arendt Collection at Bard College contains over a dozen titles by Cassirer. Most Cassirer’s works in Arendt's personal library contain heavy annotations and marginalia, which suggest a critical and substantive engagement with Cassirer's work. Although Arendt's references to Cassirer in her major works are sparse—once in her essay "The Concept of History: Ancient and Modern" in Between Past and Future, and four times in The Human Condition—it is clear that Cassirer had an influence on Arendt's postwar writings. The question is: What was the extent of this influence?
From Arendt's library at Bard College.
Curthoys has recently taken up this question and offers a persuasive argument that Arendt's philosophy of history and her philosophical anthropology were shaped significantly by her reading of Cassirer. Curthoys' early essays on Arendt explored the political significance of narrative in her work and her use of "thought-figures," like Charlie Chaplin, Franz Kafka, Karl Jaspers, Walter Benjamin, and Isak Dinesen, all of whom attempted to subvert the authoritative discourses of their times by means of counter-narratives. Curthoys discerns the marks of a German émigré consciousness in Arendt's postwar writings that suggests an intellectual dialogue with other German émigrés like Karl Jaspers, Walter Benjamin, and Ernst Cassirer. He foregrounds Arendt's status as a conscious pariah and engages in a postcolonial reading of her work that highlights her development of a counter-narrative to the Eurocentric metanarratives of her age.
More recently, Curthoys has begun excavating a latent conversation between Arendt and Cassirer. In his essay, "The Pathos and Promise of Counter-History: Hannah Arendt and Ernst Cassirer's German-Jewish Historical Consciousness" (in Power, Judgment, and Political Evil,), Curthoys explores Arendt's philosophy of history, and argues that she found a "counter-history" in Walter Benjamin and Ernst Cassirer that allowed her to challenge the Eurocentric discourse on history that had rendered her an outsider, a pariah. It is precisely this location outside the dominant identities and political narratives of Europe, Curthoys avers, that served as Arendt's Ansatzpunkt, or starting point, and allowed her to engage in a recursive investigation of history.
What is most significant in this essay is Curthoys' claim that Arendt's engagement with Cassirer's "philosophy of symbolic forms" was instrumental in the development of her philosophy of history, and his suggestion that it led to her reconsider Cassirer's defense of neo-Kantianism in the Davos debate, a reconsideration that Curthoys sees as the impetus for Arendt's return to Kant in her final years. This engagement was not a wholesale adoption of Cassirer's approach to history, Curthoys argues, but a critical and creative renewal of his thought.
Curthoys has extended this exploration of the connection between Arendt and Cassirer in a subsequent article titled, "Ernst Cassirer, Hannah Arendt, and the Twentieth-Century Revival of Philosophical Anthropology." Curthoys argues that Arendt's focus on philosophical anthropology in The Human Condition, Men in Dark Times, The Life of the Mind, and her final lectures on Kant is the result of her ongoing critical engagement with Cassirer's work. At the heart of this article is Curthoys’ assertion that Cassirer's theory of symbolic forms is refracted in Arendt's notion of a common world. Cassirer had argued in his Philosophie der symbolischen Formen that human beings are symbolic animals that express themselves in systems of signs, which mediate reality in networks of meaning. These systems of signs take form in language, myth, religion, art, science, and history. Readers of Patchen Markell's "Arendt's Work: On the Architecture of The Human Condition" will recall his claim that "work" plays a mediating role, which resonates with Cassirer's notion of symbolic forms.
Curthoys' investigation and recovery of the intellectual conversation between Arendt and Cassirer is compelling, but more needs to be done to make this influence explicit. Curthoys' new book The Legacy of Liberal Judaism: Ernst Cassirer's and Hannah Arendt's Hidden Conversation (Forthcoming in September 2013, Berghahn Books) promises to offer more evidence for Arendt's creative development of Cassirer's thought. Curthoys' research opens up a new line of inquiry into the wider connections between Arendt and the German-Jewish intellectual tradition and offers further confirmation of her fidelity to Jewish thought in general.
-John Douglas Macready (University of Dallas)
The Laughter of Hannah Arendt
Franz Kafka is hung in Israel for being a Nazi. Hannah Arendt laughs in the face of Auschwitz. Walter Benjamin cries for the lost revolution. With such visions, the Berlin-based-artist Volker März has carved out a space for himself as an artist of the thoughtful and the absurd. I met him last month at MEINBLAU, a gallery on Christinenstraße, his most recent exhibit in Berlin.
I was quickly ushered into an alternate reality. As you walk in, you must become acquainted with the März' artificial world.
This it the tale of Franz Kafka, who, in 1924, aged 41, does not die of tuberculosis but rows with his ape, Mr. Rotpeter, to Palestine, where he still lives to this day in Tel Aviv, aged 126. From here he provides a commentary on world events of the last 85 years, including the history of Israel in brief comments that I have gleaned from his letters and emails.
The exhibit that follows is titled "Israel Hangs Kafka." In März’s world, Kafka was tried and executed in Israel in 2009. He was accused of being a Nazi. In heaven Kafka finds "only a crowd of Kafkas, who tell him that every individual ends up in his own personal heaven in which he has to put up with hundreds of copies of himself." In 2010 there is a new government elected in Israel. Ashamed that the country had framed Kafka, the new government petitions God to have Kafka exonerated and return him to Israel. But as Kafka is falling back to earth, he goes astray and lands on the back of a Donkey in Ramallah in the West Bank. The Donkey carries Kafka to Pina Bausch who, like Kafka, is recently returned from heaven.
And this is just the textual frame for März's playful, gripping, and unexpected figures. The artworks themselves are thousands of miniature clay figures, hanging from the ceilings, attached to walls, and climbing throughout the exhibition hall.
They comprise a suggestive and inventive visual world. Kafka is naked, often erect, sometimes carrying an elephant or with his ape. He rides a donkey. He dances with Pina Bausch. He shoots a gun, he is blown up or drowned. Sometimes he addresses the Knesset. Behind each figure or scene is a story, but the exhibition does not provide the full narrative. For that, one should buy März's two bi-lingual volumes, Kafka In Israel, and In Search of Pina Bausch (Kafka: Auf der Suche nach Pina Bausch).
Volker März is tall, affable, and funny. "Kafka Hangs Israel" is the last of his "trilogy" of work on German-speaking Jewish intellectuals of the 20th century. His first show in the series, "Auratransfer," was inspired by Walter Benjamin. "The Laughter of Hannah Arendt/The Concentration Camp as Space of Thinking" is the show that brought März to my attention, along with his piercing motto that gets right to the heart of brutal reality of Arendt's thesis of the banality of evil: "Auschwitz is human." März pierces Arendt's insight that the evil of the holocaust—as evil—was enabled not by monsters but by human beings who were merely human, or, in other words, who did not think. The banality of evil is an expression of the awful potentiality of human action when mankind abandons the truly human capacity to think.
There is a sense in which the provocative motto “Auschwitz is human” gets Arendt wrong in a small way. For Arendt, the fact that Eichmann is banal is not to say that he is human. It is rather to point to the loss of his humanity. This is the reason that Arendt disavowed a connection between her work and the Stanley Milgram experiments, in which people applied increasing doses of electricity to test subjects when told to do so by the scientists running the experiment. For Arendt, the fact that most people do act with banality shows not that humans are evil, but that in the modern age human beings are in danger of losing their humanity. The motto “Auschwitz is human” gets at the heart of Arendt’s insight that Eichmann—and all real evil in the modern era of the bureaucratic machinery of evil—was rather thoughtless than monstrous. But she never acquiesces to the motto that thoughtlessness is human. On the contrary, the highest activity of humanity is to think.
The transformative power of thinking lies behind Arendt’s own interest in Franz Kafka. For Arendt, Kafka's parables and texts were examples of thinking. Arendt is taken above all by Kafka’s account of the space between past and future, an image she took as the title of her 1954 book Between Past and Future. The parable concerns a person shoved forward from the past, pressed backwards by the future, someone who can jump outside the forces of history and find a space for thinking freely outside of history and free from social scientific predictions of the future. The space of thinking is found, she writes, in "the experience of thinking."
März’s exhibition in Berlin contained only a fraction of the Kafka figures he has created and tell only a fragment of the elaborate story that knits them together. That story is told in his two books on Kafka that can hardly be called the exhibition's catalogues. They are rather books in themselves, bilingual in German and English, and fantastic to read.
The first book is Kafka in Israel. It tells the story I have outlined above, up until Kafka's execution. In it we are introduced to Kafka and also Rotpeter, Kafka's ape. On the occasion of Kafka's 100th birthday the writer is invited to address the Israeli Knesset where he says: "Among all human beings, the Monkey is the one and only outsider." The ape, human but inhuman, is excluded. Which is why "we're pretty much agreed now that an ape is in urgent need of a continent of its own, one inaccessible to humans."
The second book, Kafka in Search of Pina Bausch, takes place after Kafka has been executed by Israel and returns to the West Bank where he meets the German choreographer Pina Bausch, herself recently returned from the beyond. More political than the first volume, the search for Pina Bausch is a raucous and often biting look at the hypocrisies and tensions in the political and culture divisions between Israel and Palestine.
Together, these two volumes make a fascinating journey in both pictures and text. They are accessible and brief, but compelling. You could do worse than to order yourself a copy. And while you are at it, don’t forget to order also März’s volume on Hannah Arendt, The Laughter of Hannah Arendt. These books by Märx are your weekend read.
-RB
Arendt’s Plurality of Languages
“Plurality of languages: [...] It is crucial 1. that there are many languages and that they differ not only in vocabulary, but also in grammar, and so in mode of thought and 2. that all languages are learnable.”
-Hannah Arendt, Denktagebuch, i.e. Thinking Diary, p. 42f
Hannah Arendt learned English quickly. In the year after her arrival to the USA in 1941, her work was already being printed by American magazines and publishers. In November 1950, as she wrote the above sentences on the “plurality of languages,” her groundbreaking book The Origins of Totalitarianism (1951) was ready for publication. Contemporaneously with the publication of her first book in English, and shortly before her “naturalization” as an American citizen, Arendt began her Denktagebuch; it was written in several languages—often, like the entry above, in German.
According to Arendt, the fact that an entity designed to bear and present things can be called both “table” and “Tisch” suggests that something of the “true essence” escapes from that which we produce and name ourselves. The belief that we can positively comprehend the essence of a table with the word “table” would only function under the assumption of a “homogenous human collective.” This hypothesis is in Arendt’s eyes just as “absurd” as the idea of a universal “world language” or one “human condition.” Such conceptions imply the danger of an “artificial forcible disambiguation of the ambiguous,” the entry in the Denktagebuch continues. In political terms this would mean: the abolition of plurality.
Plurality is a fundamental concept in Arendt’s writing. The many and the various are for Arendt the starting point from which to think in new ways about the political, whose meaning is freedom, in the age of totalitarianism. Arendt’s theoretical project responds to the political circumstances of the time: in more than one language. This passage written in German in the Denktagebuch on the “plurality of languages,” for example, is framed by a note in French and one in English—the languages of Arendt’s exile (she left Berlin in 1933 in flight from the Nazis, spent the next eight years in Paris and fled further to New York when Hitler invaded France.).
Interestingly, one German word of the quoted entry is put in quotation marks and thereby emphasized: “Entsprechungen” (“counterparts”). Arendt draws a correspondence between the experience of the “wavering ambiguity of the world and the uncertainty of people within it” and the experience that (mediated by the learnability of other languages) there are “yet other ‘counterparts‘ for our mutual-identical world.” In the echo chamber of the bordering entries in French and English, what would be the counterpart of the German “Entsprechungen”? Pendants, adéquations, équivalents – equivalences, analogies, counterparts? Or perhaps correspondences – correspondences?
Arendt came to speak again of “correspondences” almost twenty years later in her essay on Walter Benjamin. “What fascinated him,” she wrote of Benjamin, “was that the spirit and its material manifestation were so intimately connected that it seemed permissible to discover everywhere Baudelaire’s correspondences, which clarified and illuminated one another if they were properly correlated, so that finally they would no longer require any interpretative or explanatory commentary.”
In the same context, Arendt characterizes Benjamin’s special mode of thinking as “poetic thinking.” Is this to be read also as a response to her fundamental question, noted in her Denktagebuch in December 1950, in close proximity to her entry on the plurality of languages: “Is there a mode of thinking that is not tyrannical?”
A considerable portion of Arendt’s books and essays is written not in one, but in two languages. Depending on the situation, for example, first in English and then later in German, when the same text was published on the other side of Atlantic. Particularly fascinating in this respect is a comparative reading of Arendt’s The Human Condition (1958) and the German version Vita activa oder Vom tätigen Leben (1960). Literally every page, every paragraph, and every sentence of both books shows how Arendt thinks and writes in two languages, “not only in vocabulary, but also in grammar.”
Take for example the presumably well-known division of human activity that Arendt deals with in The Human Condition: labor, work, action. As Patchen Markell has presented in his essay “On the Architecture of The Human Condition,” this conceptual triad is best understood “not as a single, functionally continuous three-part distinction,” but rather as “the fraught conjunction of two different pairs of concepts— labor and work, and work and action.” In a dense passage of §12 of The Human Condition, Arendt puts these distinctions into words in the following way:
Needed by our bodies and produced by its laboring, but without stability of their own, these things [consumer goods] for incessant consumption appear and disappear in an environment of things that are not consumed but used, and to which, as we use them, we become used and accustomed. As such, they give rise to the familiarity of the world, its customs and habits of intercourse between men and things [labor, work] as well as between men and men [action]. (p. 94)
In the placing together of “to use” and “to get used to,” Arendt’s systematic reflections on labor, work, and action as distinct and connected concepts verbally echo her thought. In the German version of the same passage in Vita Activa the scope and radicality of this thought is made clear in another way. Here Arendt works with the words “verbrauchen” (to consume) and “gebrauchen” (to use). While the first one refers to labor and the second to work, their conceptual proximity becomes visible in the shared stem: “brauchen.” In the same passage of Vita Activa, Arendt transforms the work-related activity into a noun, “Gebrauch” (use), which is a collective singular, while the plural form is “Gebräuche,” i.e. when the word enters the realm of plurality it opens up what the English version calls “customs and habits,” including manners and morals, i.e. phenomena belonging to the world of (political) practice and leaning towards action. All the terms in Arendt’s constellation of distinct yet related concepts share the word “brauchen.” Ironically or aptly, this German word means not only “to use” but also “to need” and in its reflexive form “to need each other.”
We need to read Hannah Arendt in the plurality of her languages, so that their differences can illuminate each other, if we want to grasp the political and poetic, poetic and political spectrum, legacy, and provocation of her thinking. Well, I might rather say: we need to begin.
-Thomas Wild, with Anne Posten
The Marriage of Reason and Emotion
"We need to learn ‘simplicity’ and to unlearn ‘the simplification of abstract thinking’, to become fluent in the art and the language of ‘concrete’ thoughts and feelings, and thus to comprehend that both abstract notions and abstract emotions are not merely false to what actually happens but are viciously interconnected.”
-Hannah Arendt: Introduction to J. Glenn Gray: The Warriors. Reflections on Men in Battle, New York: Harcourt 1970, p. viii
This is not a declaration of intent: passions and emotions play an essential role in Arendt’s work.
In her book about totalitarianism Arendt described the “Eiseskälte”, the ice-cold reasoning (Hitler), of the totalitarian ideology withdrawing itself from each concrete earthly world into the self-motion of the logic of abstract ideas, where no concrete feelings towards others existed anymore but only abstract feeling towards the own people, the nation or the enemy.
When there still existed any concrete feelings, then they were feelings of impotence, loneliness and of fear not to conform oneself in the right way to the coercive force of logicality but to contradict it. This fear according to Arendt can be compared with the fear of death.
The totalitarian ice-cold reasoning was already germinating in the early part of the 20th century after the catastrophe of WWI by "behavioral theories of coldness" (Helmuth Lethen), noticeable in the "Neue Sachlichkeit" (the New Objectivity) and the writings of Ernst Jünger, Gottfried Benn and Carl Schmitt, but also of Bertolt Brecht and Walter Benjamin.
Hannah Arendt criticized the coldness and addressed the warmth. She spoke of the impartial but not indifferent spectator of our common world which only appears through interpersonal relationships, and of passions accompanying the right use of reason: the critical attitude to the world, laughter as an emotion of thinking and friendship being more important than truth. Reading the police interrogations of Eichmann, Arendt had to laugh several times, “but loud!”, because of the discrepancy between his words and deeds. At another occasion she highlighted Brecht’s remarks about Arturo Ui in 1948 portraying Hitler: “The great political criminals must certainly be exposed, and preferably through ridicule. Because above all, they are not great political criminals, but the perpetrators of great political crimes, which is something utterly different.” Very moved, in her book about the Eichmann trial, Arendt described the scene when the story of the rescuer Anton Schmidt was told: “A hush settled over the courtroom; it was as though the crowd had spontaneously decided to observe the usual two minutes of silence … which were like a sudden burst of light in the midst of the impenetrable, unfathomable darkness”.
In her sympathetic characterization of Gotthold Ephraim Lessing, Arendt shows that critical thinking can go along with passions.
Lessing “never made his peace with the world in which he lived. He enjoyed 'challenging prejudices’ and 'telling the truth to the court missions.’ Dearly though he paid for these pleasures, they were literally pleasures. Once when he was attempting to explain to himself the source of 'tragic pleasure’, he said that 'all passions, even the most unpleasant, are as passions pleasant’ because, they make us ... more conscious of our existence, they make us feel more real."
More real were also the feelings of the French resistance fighters during WWII, the insurgents in Budapest in 1956 and all those spontaneously acting persons, whom Arendt always mentioned. To act, to dare the risk of entering the public space means to feel the reality more intensively, to be more alive. Her book Men in Dark Times deals with examples of this liveliness. In her ‘Thought Diaries’ Arendt wrote down: “An excess of reason is indifference: the created space makes an unbridgeable distance; the relation breaks off. An excess of feeling is destructiveness, together with the in-between, the object is being destroyed, even and particularly the loved object’.“ (1968)
In 1967 during the Vietnam War, Arendt wrote the introduction cited above for the new edition of her friend’s book, The Warrior. Jesse Glenn Gray was a professor of philosophy at Colorado College and in 1957 published for the first time his memories of being a US agent of the Counter Intelligence Corps during WWII in Italy, France, and Germany. For Arendt it was a ”singularly earnest and beautiful book”, talking about “life and death, love, friendship, and comradeship, about courage and recklessness, about sensuality and the ‘surge of vitality’, about ‘inhuman cruelty’ and ‘superhuman kindness’, not as stereotypical opposites but as being simultaneously present in the same person.” Especially moving, also for Arendt, is the description of the friendly encounter J. Glenn Gray had with an illiterate hermit in the Italian mountains who did not even know that there was a war going on. Glenn Gray was dismayed with himself after the encounter, for though he held a PhD in philosophy, he was left wondering what he actually knew about life?
-Wolfgang Heuer
Prisoner of Time
Adam Gopnik’s piece in the January 30th edition of The New Yorker, “The Caging of America,” offers sober and sobering commentary on our country’s predilection for mass incarceration. Gopnik passionately denounces the indifference if not callous disregard that many Americans exhibit toward prisons and prisoners, and he unsettles some of the rigid certainties that dog run-of-the-mill discussions of criminal justice. And yet my appreciation is also mixed with a degree of unease, in no small part because his rendering of the experience of incarceration strikes me as one-sided. This one-sidedness in turn has implications for how we might conduct public conversations about this vital facet of contemporary American life.
Full disclosure: I am not a prison activist or expert, and I have never been imprisoned. I instead write as an anthropologist and educator with the Bard Prison Initiative (BPI), a program that offers a rigorous liberal arts education to incarcerated students in five New York prisons.
This work affords me a measure of insight into the social dynamics of American incarceration, but my angle of vision is also (inevitably) limited and partial. I therefore approach this topic with considerable humility, but as shall become clear, such humility is precisely my point.
Many of us tend to think of imprisonment first and foremost in terms of physical confinement, but one of the real strengths of Gopnik’s article is his attention to the centrality of time. Indeed, the nature of American prison life gives new meaning to the “empty, homogeneous time” that Walter Benjamin diagnosed as a hallmark of modern existence. In Gopnik’s words:
“It isn’t the horror of the time at hand but the unimaginable sameness of the time ahead that makes prisons unendurable for their inmates…. The basic reality of American prisons is not that of the lock and key but that of the lock and clock.”
My own experience with BPI certainly attests to this tyranny of time. Two of my students once asked if they could remove the clock from the classroom wall so that they would not have to look at it. They explained that time would pass faster this way, and making the time pass, in whatever way possible, was one of their chief concerns.
Yet even as inmates recognize the heavy weight of carceral time, many insist that they are not powerless in the face of it. As another of my students noted, inmates urge one another to take control of their situation to the extent that they are able. “You do the time,” the common injunction apparently goes. “Don’t let the time do you.” That is to say, many inmates aspire to endure and even exert a measure of autonomy, despite the regimentation, dreariness, and pain that often pervade their existence.
Gopnik says too little for my taste about this dimension of incarceration. I sympathize with his claim that “the scale and the brutality of our prisons are the moral scandal of American life." And he is right to emphasize the anxiety, boredom and fear that so often suffuse prison life, just as he is to note the frequency of physical violence, including rape, committed by and against prisoners. But we do a disservice to inmates if we believe that they are entirely at the mercy of the institutions in which they reside—and that the time they serve is merely (to paraphrase Gopnik) “something being done to them.” Most of the inmates I know through BPI seek actively to give shape and direction to the time during and after their imprisonment. They are not defeated and destroyed by their current circumstances, but acutely reflective and articulate about them.
We would do well not merely to hold incarcerated men and women accountable for the offenses they have committed, but also to include their perspectives in necessary public deliberation over the ongoing epidemic of incarceration. They have inhabited and negotiated social worlds that many Americans cannot readily imagine, and they could contribute a great deal to debates where glib self-assurance and easy moralizing are far too common.
There is a pressing need for a more nuanced and democratic conversation about the state of American prisons, particularly when the poor and people of color bear the brunt of incarceration. But such a conversation will not happen if we disqualify current and former inmates from public discussion, either because we believe we know what prison is like and can therefore speak for them, or because we believe that they are not worthy or capable of participating.
-Jeff Jurgens
Violence, Power, Technology, and Identity-Lance Strate
Last week I attended a public lecture at Fordham University given by Richard Bernstein, a philosopher on the faculty of the New School, the subject of the lecture being "Hannah Arendt on Power and Violence" and the sponsor being Fordham's Philosophy Department.
The lecture began with some discussion of who Hannah Arendt was, e.g., German-Jewish intellectual, had an affair with Martin Heidegger when she was an 18-year-old student and he was a married professor in his 30s, wrote her dissertation on St. Augustine, escaped from Nazi Germany before things got really bad, met and became friends with Walter Benjamin in Paris, unlike Benjamin was able to escape to the United States, and famously wrote about totalitarianism, and the trial of Adolf Eichmann (architect of the Nazi concentration camps) and the banality of evil (which sums up my own previous encounter with Arendt's thought). Of course, that's just a cursory summary of a rich and eventful life.
I joined a few of my colleagues from the Philosophy Department at Fordham and met with Bernstein prior to the lecture for some discussion, and he mentioned that, although Arendt was not a practicing Jew, at the end she asked that someone say Kaddish for her at her funeral.
Admittedly, it's not all that unheard of for folks to suddenly get religion when the end is near (no atheists in foxholes, as the saying goes), and for individuals who have been disconnected from their traditions to suddenly want to reconnect. But what I found poignant about this request is that she asked for someone, rather than someone specific, which I take to be a sign of isolation in that typically it would be the immediate family who would say the prayer. No doubt, there were many who said Kaddish on her behalf, not the least on account of her significant work during and after World War II on behalf of Jewish victims of the Holocaust, and in general as a political philosopher with a strong sense of social justice.
And that brings me back to Bernstein's lecture, the main part of which was a summary of an influential essay that Arendt wrote for the New York Review of Books back in 1969, entitled, "Reflections on Violence". And if you haven't read it already, I do recommend it. It's clear that Arendt wrote the essay in response to the escalating violence occurring in the United States during the late 1960s, which included increasingly more violent antiwar demonstrations, the assassination of Martin Luther King and Bobby Kennedy, the rise of militant movements especially within the African-American community, and rioting in inner city slums, which caused harm especially to African-American populations. No doubt, the escalation of violence bore some similarity to the rise of Nazism in Germany, motivating this essay.
I won't reproduce this rather lengthy essay in its entirety here, but I do want to note some salient points.
To begin with, Arendt thinks it's important to distinguish between violence and power (as well as force and strength). Violence, unlike power, is technological in nature--violence "always needs implements" so that:
The revolution in technology, a revolution in tool-making, was especially marked in warfare. The very substance of violent action is ruled by the question of means and ends, whose chief characteristic, if applied to human affairs, has always been that the end is in danger of being overwhelmed by the means, which it both justifies and needs. Since the end of human action, in contrast with the products of fabrication, can never be reliably predicted, the means used to achieve political goals are more often than not of greater relevance to the future world than the intended goals.
Now what she's saying here is very much in keeping with the intellectual tradition known as media ecology, the type of approach associated with scholars such as Marshall McLuhan, Walter Ong, and Neil Postman. Whereas McLuhan said that "the medium is the message," for all intents and purposes, Arendt here is saying that the means is the message!
Arendt goes on to note that traditionally, violence has been seen as an instrument of power, but that technological advances in warfare (she mentions the possibility of robot soldiers!), weapons of mass destruction (especially biological weapons that can be used by small groups rather than large states), and guerrilla warfare (and what we now call terrorism) have led to a reversal of that relationship. In many ways, this is a very prescient observation:
What all these very uncomfortable novelties add up to is a reversal in the relationship between power and violence, foreshadowing another reversal in the future relationship between small and great powers. The amount of violence at the disposal of a given country may no longer be a reliable indication of that country's strength or a reliable guarantee against destruction by a substantially smaller and weaker power. This again bears an ominous similarity to one of the oldest insights of political science, namely that power cannot be measured by wealth, that an abundance of wealth may erode power, that riches are particularly dangerous for the power and well-being of republics.
Arendt also goes on to make a similar point about the use of violence for revolutionary aims. Noting the leftist leanings of the baby boomer generation (e.g., the hippies), she points out:
This is the first generation that grew up under the shadow of the atom bomb, and it inherited from the generation of its fathers the experience of a massive intrusion of criminal violence into politics - they learned in high school and in college about concentration and extermination camps, about genocide and torture, about the wholesale slaughter of civilians in war, without which modern military operations are no longer possible even if they remain restricted to "conventional" weapons.
But noting the then recent shift to militancy within "the movement" (as it was known), she again invokes a key critique of the technological environment and its discontents:
Their behavior has been blamed on all kinds of social and psychological causes… Still, it seems absurd, especially in view of the global character of the phenomenon, to ignore the most obvious and perhaps the most potent factor in this development, for which moreover no precedent and no analogy exist–the fact that, in general, technological progress seems in so many instances to lead straight to disaster, and, in particular, the proliferation of techniques and machines which, far from only threatening certain classes with unemployment, menaces the very existence of whole nations and, conceivably, of all mankind. It is only natural that the new generation should live with greater awareness of the possibility of doomsday than those "over thirty," not because they are younger but because this was their first decisive experience in the world. If you ask a member of this generation two simple questions: "How do you wish the world to be in fifty years?" and "What do you want your life to be like five years from now?" the answers are quite often preceded by a "Provided that there is still a world," and "Provided I am still alive."
That sense of pessimism became very much characteristic of the 1970s, and continued into the 1980s, eventually dispelled by Reagan's rhetoric of optimism, economic recovery, and the fall of the Soviet bloc, but also coincided with the revolution in personal computing that in turn led to the rise of the internet. Has that sense of pessimism returned anew, in the post 9/11 decade where concern about terrorism, warfare, and the loss of liberty are still present, and especially in light of the financial disaster of 2008 that continues to affect the global economy? Are movements such as the Arab Spring and Occupy Wall Street leading the way to increased freedom and justice both in the world? Or are they a prelude to increased violence?
I think Hannah Arendt at least helps us to formulate some important questions, and reminds us that however unpredictable the ends may be, we would do well to pay close attention to the means being employed.
There is also some further common ground between Arendt and McLuhan (a point first brought to my attention by my old classmate Paul Lippert, who was also in attendance at Bernstein's lecture). For Arendt, violence requires technology. For McLuhan, technology is a form of violence. The relationship between the two is certainly worth considering, even in relation to the seemingly benign technologies we refer to as new media. What is the violence that they do, to our political arrangements, our economic and financial arrangements, our social organization and way of life?
To return to Arendt's essay, her essay was primarily concerned with the differences between power and violence, which she argues amounts to an almost diametrical opposition. Arendt notes that most scholars and intellectuals see violence as a manifestation of power, perhaps its ultimate manifestation. But they're wrong. And noting the connection between power and rule, Arendt makes a rather interesting aside about bureaucracy in discussing the traditional equation of power with violence:
These definitions coincide with the terms which, since Greek antiquity, have been used to define the forms of government as the rule of man over man - of one or the few in monarchy and oligarchy, of the best or the many in aristocracy and democracy, to which today we ought to add the latest and perhaps most formidable form of such dominion, bureaucracy, or the rule by an intricate system of bureaux in which no men, neither one nor the best, neither the few nor the many, can be held responsible, and which could be properly called the rule by Nobody. Indeed, if we identify tyranny as the government that is not held to give account of itself, rule by Nobody is clearly the most tyrannical of all, since there is no one left who could even be asked to answer for what is being done. It is this state of affairs which is among the most potent causes for the current world-wide rebellious unrest.
Now, I'm not sure I would agree with her about bureaucracy being the most tyrannical of systems, but I would note that bureaucracy is what James Beniger referred to as an invisible technology, and what Lewis Mumford viewed as a type of machine, in some instances a megamachine. Bureaucracy is a reflection of machine ideology, inhuman and inhumane, and inorganic as well. So I think Mumford probably agreed with her point when he read the essay, as I assume he did, back in 1969.
Back to the point, Arendt argues that power is not simply about domination, that obedience and command go hand-in-hand, so that individuals who are willing to obey are also willing to give orders to others, and vice versa, and conversely individuals who resist obedience to authority also resist being placed in a position of authority over others.
But more importantly, she stresses the role of consent of the ruled, or governed, the centrality of cooperation to the establishment of power. This is consonant with Kenneth Burke's view that rhetoric is not about conflict, but rather about identification, about establishing, maintaining, and increasing common ground. This also falls in line with Jacques Ellul's arguments about the role of propaganda in technological societies, especially integrative and sociological propaganda, where the main goal is to establish and reinforce the legitimacy of the society, and keep people from questioning or acting in ways that work against the effective functioning of the social machine.
Some may also note the similarity of Michel Foucault's views on power, but then there's the question of whether he was aware of Arendt's work and just didn't acknowledge her influence (as he didn't acknowledge the influence of others, e.g., Erving Goffman). But let's take Jean Baudrillard's advice, and "forget Foucault" and stick with Arendt (and I would venture to predict that by the end of the century Foucault will largely be forgotten, and Arendt's thought will still be discussed).
Anyway, all this is not to say that power minus violence is necessarily a good thing, as Arendt explains:
Indeed, it is one of the most obvious distinctions between power and violence that power always stands in need of numbers, whereas violence relying on instruments up to a point can manage without them. A legally unrestricted majority rule, that is, a democracy without a constitution, can be very formidable indeed in the suppression of the rights of minorities and very effective in the suffocation of dissent without any use of violence. Undivided and unchecked power can bring about a "consensus" that is hardly less coercive than suppression by means of violence. But that does not mean that violence and power are the same.
Consensus may be tacit, and can continue as long as the power structure is not challenged. That is how a single master can control many slaves who outnumber him and could otherwise overpower him. That's how political systems in decline can still cling to power, as long as no one internally, or externally, challenge their rule. Now, let's hear some more of what Arendt has to say:
To switch for a moment to conceptual language: Power is indeed of the essence of all government, but violence is not. Violence is by nature instrumental; like all means, it always stands in need of guidance and justification through the end it pursues. And what needs justification through something else cannot be the essence of anything. The end of war – end taken in its twofold meaning – is peace or victory; but to the question, And what is the end of peace? there is no answer. Peace is an absolute, even though in recorded history the periods of warfare have nearly always outlasted the periods of peace. Power is in the same category; it is, as the saying goes, "an end in itself." (This, of course, is not to deny that governments pursue policies and employ their power to achieve prescribed goals. But the power structure itself precedes and outlasts all aims, so that power, far from being the means to an end, is actually the very condition that enables a group of people to think and act according to means and ends.) And since government is essentially organized and institutionalized power, the current question, What is the end of government?, does not make much sense either. The answer will be either question-begging -- to enable men to live together -- or dangerously Utopian: to promote happiness or to realize a classless society or some other nonpolitical ideal, which if tried out in earnest can only end in the worst kind of government, that is, tyranny.
Arendt does acknowledge that power needs legitimacy, which brings us back to consent, and which she differentiates from justification. Is there a difference that makes a difference here? Perhaps. Justification requires some sort of rationale, some logic, some explanation. Legitimacy is merely a matter of agreement, of assent on the part of the group, or the majority. In this sense, legitimacy works on the relationship level of communication, as a form of metacommunication, whereas justification works on the content level of communication, to use the terms developed by Paul Watzlawick and his colleagues, based on the systems view of Gregory Bateson.
Given that violence is different and distinct from power, Arendt notes that violence has the potential to disrupt and overcome power, and to do so quite easily:
Violence, we must remember, does not depend on numbers or opinion but on implements, and the implements of violence share with all other tools that they increase and multiply human strength. Those who oppose violence with mere power will soon find out that they are confronted not with men but with men's artifacts, whose inhumanity and destructive effectiveness increase in proportion to the distance that separates the opponents. Violence can always destroy power; out of the barrel of a gun grows the most effective command, resulting in the most instant and perfect obedience. What can never grow out of it is power.
So, violence can destroy power, but it cannot create power. When governments resort to violence, it is a reflection of their loss of power. And the use of violence to maintain or gain power has unwanted, often unanticipated effects (typical of technology, after all), boomerang effects. Arendt notes, "the much-feared boomerang effect of the 'government of subject races' (Lord Cromer) upon the home government during the imperialist era meant that rule by violence in far-away lands would end by affecting the government of England, that the last 'subject race' would be the English themselves." Or as Edmund Carpenter (and Marshall McLuhan) put it, drawing on the Book of Psalms, they became what they beheld.
In keeping with the Arendtian approach, I think it's correct to say that violence is not war, and I would say that there can in fact be war without violence. A state of war can exist without any battles actually taking place. This has been the case in the Middle East between Israel and various Arab states since Israel declared its independence. And of course it was the situation we referred to as the Cold War. War, as Kenneth Burke pointed out, requires a massive amount of cooperation within each society at war, and a certain amount of agreement on the ground rules for war (e.g., the Geneva Convention). Indeed, terrorism can be distinguished from war insofar as terrorists do not play by any rules, and do not seek any form of agreement on how to conduct hostilities. War is violence constrained by rules, therefore akin to a game, whereas violence itself knows no rules, and is no game. McLuhan observed that war is a very effective form of education. Violence, on the other hand, teaches us about nothing except itself. Violence only teaches us to be violent, or to avoid violence.
Image by Francois Robert
Arendt also differentiates between violence and terror: "Terror is not the same as violence; it is rather the form of government that comes into being when violence, having destroyed all power, does not abdicate but, on the contrary, remains in full control." Of course, this concept of terror is an older understanding of state-produced terror, the "reign of terror" as it were. But perhaps we can base a more contemporary understanding of terrorism based on this view, with the idea that terrorists seek to destroy power, and to exert a form of control without actually taking power. This perhaps would be a way to distinguish between terrorists and genuine rebels and revolutionaries.
So, Arendt summarizes the distinction between power and violence in this way:
Power and violence are opposites; where the one rules absolutely, the other is absent. Violence appears where power is in jeopardy, but left to its own course its end is the disappearance of power. This implies that it is not correct to say that the opposite of violence is nonviolence: to speak of nonviolent power is actually redundant. Violence can destroy power; it is utterly incapable of creating it.
Arendt also discusses the role of rage as a cause of violence, and this leads her to consider "black rage" as it was known in the 60s, the anger expressed by African-Americans and the violent acts that stem from that anger, notably the riots that occurred in Harlem, Watts, Newark, and elsewhere. This leads to an interesting comment on expressions of "white guilt" as a collective phenomenon:
Where all are guilty, however, no one is; confessions of collective guilt are always the best possible safeguard against the discovery of the actual culprits. In this particular instance, it is in addition a dangerous and obfuscating escalation of racism into some higher, less tangible regions: The real rift between black and white is not healed when it is being translated into an even less reconcilable conflict between collective innocence and collective guilt. It is racism in disguise and it serves quite effectively to give the very real grievances and rational emotions of the Negro population an outlet into irrationality, an escape from reality.
A controversial comment, to be sure, but one that is quite thought-provoking. And it is an altogether basic point, coming from a Marxist perspective, that one way that those in power maintain power is via a strategy of divide and conquer, and nowhere has this been more apparent in US history than in the division between black and white in the lower classes (as well, between the German working class and German Jews that was encouraged and capitalized upon by the Nazis).
Arendt also criticizes those scholars who argue for the inherent naturalness of violence as a biological imperative, and therefore its inherently irrationality. Instead, she notes that "violence, being instrumental by nature, is rational to the extent that it is effective in reaching the end which must justify it. And since when we act we never know with any amount of certainty the eventual consequences of what we are doing, violence can remain rational only if it pursues short-term goals."
I can't help but note the interesting result if we substitute technology for violence in this quote: "technology being instrumental by nature, is rational to the extent that it is effective in reaching the end which must justify it. And since when we act we never know with any amount of certainty the eventual consequences of what we are doing, technology can remain rational only if it pursues short-term goals."
The danger of introducing violence bring us back to Arendt's implicit take on McLuhan's medium is the message, that the means are the message, which is to say that the means become the ends.
Still, the danger of the practice of violence, even if it moves consciously within a nonextremist framework of short-term goals, will always be that the means overwhelm the end. If goals are not achieved rapidly, the result will not merely be defeat but the introduction of the practice of violence into the whole body politic. Action is irreversible, and a return to the status quo in case of defeat is always unlikely. The practice of violence, like all action, changes the world, but the most probable change is a more violent world.
Interestingly, Arendt suggests that "the greater the bureaucratization of public life, the greater will be the attraction of violence." This returns to the point of bureaucracy as technology, that it is impersonal and dehumanizing, that you cannot question it or argue with it. Thinking about it, what Plato criticizes about writing in the Phaedrus applies to bureaucracy quite well, at least on those two points. Otherwise, in regard to Plato's 3rd major point about writing, we could modify the original critique and note that bureaucracy gives the appearance of a knowledgeable and accountable government, but in fact represents the complete absence of those qualities.
In his lecture, Bernstein stated that what people want is the freedom to act, to participate. That is what the exercise of power by bureaucracy, power without accountability, without responsibility (the key to responsibility being response as Martin Buber has insightfully stated), resists and essentially prevents.
Power based on participation is the formula for a just and stable society. Can technology, which is arguably inherently violent, actually increase genuine participation in the establishment of a legitimate order and power structure? Proponents of new media, such as my friend and colleague Paul Levinson, believe the answer to be unequivocally yes. There is no question that new media are undermining existing power structures all around the world, and here in the US. But can they form the basis of a new political order? Arendt's arguments cast some doubt on the possibility (and Neil Postman would undoubtedly agree), and should give us pause, as we ought to recall the unpredictability of the ends, and the overwhelming "power" of the means.
Arendt's essay also made me think about the close association that Marshall McLuhan made between violence and identity. According to McLuhan, violence is a response to the loss of identity, and constitutes an attempt to regain identity. In his final television appearance, with Mike McManus at the end of 1977, McLuhan stated,
All forms of violence are quests for identity. When you live out on the frontier, you have no identity. You're a nobody. Therefore you get very tough. You have to prove that you are somebody, and so you become very violent. And so identity is always accompanied by violence. This seems paradoxical to you? Ordinary people find the need for violence as they lose their identities. So it's only the threat to people's identity that makes them violent. Terrorists, hijackers, these are people minus identity. They are determined to make it somehow, to get coverage, to get noticed.
Adding McLuhan's insight to Arendt's commentary, we can equate identity with power, loss or lack of identity with a loss of power and impotency. Identity not only tells us who we are, it binds us together in common cause, as a group identity.
This brings us back to Kenneth Burke's view of rhetoric as a means to foster identification. Through the forging of a common identity, we create the basis for cooperation and consent, and therefore, in Arendt's sense, power.
When group identity breaks down, cooperation and consent go into decline (this sounds chillingly familiar, come to think of it), and the power of the state/government ebbs. Violence then becomes the means to compensate for it. On the other side of the coin, when individuals or groups do not feel that they are part of the larger group identity, and consequently may feel a loss or lack of identity in contrast to the majority, they may resort to violence as a means of compensation.
Bringing Burke back into play (and, for that matter, Alfred Korzybski), it becomes clear that power and identity are very much symbolic phenomena. Identity typically is established by having and/or gaining a name. When we share the same name, the same surname, or the same nationality-name, we indicate that we have a shared identity. That is why shifts in language and also bilingualism can be seen as a threat to identity (witness the overwhelming resistance to Spanish in the US, and the problem of Quebec in Canada, which McLuhan was trying to address). Power is a function of symbolic order, and identity is a function of symbolic assignment.
Anomie is the sociological term for lawlessness, for being an outlaw, rejecting society's laws and rules and norms. But it also means, in a sense, being without a name. Being nameless grants a license to kill, or otherwise commit violent acts that violate law, ethics, and morality. Anonymity reduces the barriers to violence, and distance aids in anonymity. It is harder to commit violence with one's bare hands than to pull the trigger of a gun, easier still to drop bombs from a plane, and easier still to push a button and launch a missile. Technology creates distance (as Max Frisch observed, it is the art of never having to experience the world), and grants a measure of anonymity.
Violence is a response to a lack of power. Technology is a response to a lack of power. Violence is a response to a lack of identity. Technology is a response to a lack of identity.
Lacking identity, the individual may try to make a name for himself or herself. This may involve achievement, typically through competition and success in surpassing others, which might be understood as a form of symbolic violence. But often enough, individuals make names for themselves through genuinely violent acts.
Violence is a response to loss of power/identity, but violence cannot restore power/identity, that is, cannot restore it to its previous state of being, its positive existence.
Violence can produce a new kind of power/identity, but only a negative form of identity/power, e.g., villainy/tyranny.
Technology is a response to loss of power/identity, but technology cannot restore power/identity, that is, cannot restore it to its previous state of being, its positive existence. Technology can produce a new kind of power/identity, but only a negative form of identity/power, e.g., villainy/tyranny.
Violence/technology/innovation is associated with the loss of our name/language/symbolic order. Violence/technology/innovation cannot restore our name/language/symbolic order.
Only we, as human beings, can bestow a name, can employ language. Only we, as human beings, can create an identity, can establish symbolic order. Only we, as human beings, can create power, and we have the potential to create power in a manner that Hannah Arendt would insist on, within an ethical framework, and grounded in peace, justice, and human rights.
Violence is divisive. Violence separates the hunters from the prey, the attacker from the target, the winner from the loser, the victor from the victim (as the saying goes, you're either one or the other, which represents a cynical worldview, of course). Violence is a zero sum game. Violence performed on one's self is internally divisive, but that's another story.
Technology is divisive. Technology separates the user from the used, the individual from the world, the actor from the acted upon, the subject from the object (technology objectifies the world, and the others who inhabit it).
Violence/technology is an I-It relationship, to use Martin Buber's terminology.
Power is unifying. Power brings together the ruler and the ruled, government and citizen, in consent and cooperation. Power binds us together (for good or for ill), in creating, maintaining, repairing, renewing, and revising the symbolic order.
Identity is unifying. Identity is a shared sense of self, group membership, imagined community, a common ground, a common name, an interconnectedness.
Power/identity is an I-You relationship, an I-You becoming Us.
All too often, power/identity is established through some larger form of divisiveness, a shared identity among insiders in contrast to outsiders, the identification of the other against which we define ourselves. Identity established through divisiveness is the same as power established through violence, it carries the seeds of its own disintegration, it is not sustainable. Divisiveness corrupts because any insider group can sense that they might, at some point, become outsiders, and that the only way to prevent this is to single out some other insider group and treat them as outsiders.
The problem before us is one that we have faced throughout our long history: How to overcome division and forge a truly unified identity. The name for this identity is no mystery: it is humanity. To achieve a global human identity there must be a global human power, a symbolic order, a mutual empowerment based on consent and cooperation.
Does this sound utopian? I am reminded of Buckminster Fuller's remark that we are in a race between utopia and oblivion. And even if it's not possible to achieve absolute unity, we certainly have made some significant progress towards that goal, and it certainly seems to me that we have the potential to make a great deal more progress if we have the will to do so.
And I think Hannah Arendt would agree that this positive sense of a will to power begins with thought, I believe she would agree with McLuhan that nothing is inevitable if we are willing to contemplate the possibilities and the consequences of our actions. And I think Arendt would say that we have to start by thinking, that it's only when we stop thinking that solutions seem hopelessly utopian and problems become insurmountable.
-Lance Strate
Dr. Lance Strate is Professor of Communication and Media Studies and Director of the Professional Studies in New Media program at Fordham University. He is the author of Echoes and Reflections: On Media Ecology as a Field of Study, and On the Binding Biases of Time and Other Essays on General Semantics and Media Ecology.
Click here to visit his blog.
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