By Martin Wagner
“Kafka envisioned a possible world that human beings would construct in which the actions of man depend on nothing but himself and his spontaneity, and in which human society is governed by laws prescribed by man himself rather than by mysterious forces, whether they be interpreted as emanating from above or from below.”
-- Hannah Arendt, "Frank Kafka, Appreciated Anew"
If we made a survey asking people to name one writer whose works convey a negative outlook on life, Franz Kafka’s name is likely to come up at the very top. And at least at first sight, this ranking seems rather appropriate. Take, for instance, Kafka’s novel The Trial. It tells the story of Josef K., who is persecuted--and in the end executed--by an amorphous justice system without knowing what he is accused of. The novel presents a dark allegory of modernity, focusing on the hopeless struggle between the individual and the judicio-bureaucratic apparatus.
By Jeffrey Champlin
"[W]hat is wrong with the world in which Kafka's heroes are caught is precisely its deification, its pretense of representing divine necessity. […] The modern reader, or at least the reader of the twenties […] is quite serious when it comes to Kafka's sarcasm about the lying necessity and the necessary lying as divine law."
-- “Franz Kafka: A Revaluation (On the occasion of the twentieth anniversary of his death)”, Essays in Understanding
Arendt's reflection on Kafka emerged during World War II, appearing for the first time in the Partisan Review in 1944. The passage cited above occurs in the essay's section on The Trial. The manuscript then moves to The Castle, the stories in general, and concludes with an analysis of "A Common Confusion." Throughout the piece, Arendt repeatedly returns to the question of Kafka's modernity. She contrasts his contemporary readers of the 1920s with those of her time, who saw his prophecy of bureaucratic totalitarianism come true. The issue of Kafka's sarcasm has a key place in this contrast, and I see it pointing to a broader question of the relation between fiction and action in the present day.
By Jennifer M. Hudson
“The force of the machinery in which the K. of The Trial is caught lies precisely in this appearance of necessity on the one hand, and in the admiration of the people for necessity on the other. Lying for the sake of necessity appears as something sublime; and a man who does not submit to the machinery, though submission may mean his death, is regarded as a sinner against some kind of divine order.… It has been characteristic of our history conscious century that its worst crimes have been committed in the name of some kind of necessity or in the name--and this amounts to the same thing--of the ‘wave of the future.’”
-- Arendt, “Franz Kafka: A Revaluation (On the occasion of the twentieth anniversary of his death)”, Partisan Review
Necessity signifies the absence of choice; therefore, freedom and necessity, as principles, are logically opposed. Enlarging the concept of simple necessity, imagining it as a type of perpetual motion “machinery” or “the ‘wave of the future’ amplifies this opposition. Necessity as “progress,” or providence, becomes a deterministic force that would take away our capacity to shape our human world and future. Arendt’s concern in this passage is not, however, the myriad ways in which real human needs restrict sovereign human action. Instead, she points to an ideology of necessity--“the admiration of the people for necessity”--through which human beings abdicate responsibility for their common world by way of false beliefs in their own helplessness in an uncertain world and, simultaneously, their power to control this world using artificial means. Bureaucracy, both symbolically in Kafka’s novels and in Arendt’s appraisal of actually existing configurations, is the tangible manifestation of this ideology.
“To my dear Hannah,
In these years our friendship has stood the test.
In this relationship we no longer need to have any worries.
New York, April 30th 1945.”
“Meiner lieben Hannah,” reads a handwritten inscription in a copy of Franz Kafka’s Der Prozess (The Trial), gifted from publisher Kurt Wolff to Hannah Arendt in New York; the book is a Schocken Verlag 1935 edition published in Berlin. “In diesen Jahren hat sich unseren Freundschaft bewährt,” Wolff writes: “Wir brauchen in dieser Beziehung keine Sorge mehr zu haben. Auf Wiedersehen, Dein Kurt. New York, 30. April 1945.”
This inscription stands as a symbol of survival on many levels: from the survival of the names mentioned – Hannah Arendt, Franz Kafka, and Kurt Wolff as well as Schocken Publishing House – to the survival of friendship, to the implications of the date which invite this reading.
Kurt Wolff, who founded the publishing house Kurt Wolff Verlag in Leipzig in 1912 and soon became one of the leading publishers of expressionist literature in Germany, worked extensively with Kafka’s works up until the author’s death in 1924. With the exception of the unfinished, posthumously published writings, Wolff published the majority of Kafka’s works. A look at their correspondence indicates how significant Wolff was in convincing a hesitant Kafka to prepare his manuscripts for publication. Despite his efforts to come to terms with the gap between what the public wants to read and what the public should want to read, a problem which troubled him personally and financially throughout his publishing career, Wolff closed down the Kurt Wolff Verlag in 1933.
Wolff came from a German-Jewish family and, after fleeing to the United States, he started a new publishing house with his wife, Helen Wolff, what was to become Pantheon Books in New York. It was there in New York in the early 1940s that he first made Hannah Arendt’s acquaintance.
Although Arendt never met Kafka personally (she was 17 when Kafka died), she did seriously engage with his work during the last thirty years of her life. Indeed, after immigrating to the United States in 1941 she resolved to ‘save’ or ‘rescue’ many eastern-European Jewish authors threatened by abandonment through an idea for a ‘Jewish Journal’ (Jüdische Zeitschrift) featuring these writers. As Marie Luise Knott writes in her co-authored book with Barbara Hahn on Arendt, Von den Dichtern erwarten wir Wahrheit, this goal was something which, while never reaching fruition, endured throughout Arendt’s career.
Kafka, in particular, represented for Arendt a distinct voice articulating the alienation involved in the assimilation into a new place or society. In fact, after finally meeting Salman Schocken (of Schocken Verlag) in 1945 and accepting a position as a Chief Editor at Schocken Books (which had also recently recently moved its offices from Berlin to New York), her initial project was to edit the first English translation of Kafka’s diaries. Even before that, Arendt wrote an essay in 1944 for the 20th anniversary of Kafka’s 1924 passing, entitled “Franz Kafka: A Revaluation”; she spends the first half of the essay discussing The Trial (the novel Kurt Wolff chose for his inscription a year later). Kafka also appears in Arendt’s essay “The Jew as Pariah”, and she would go on to work with Helen Wolff, after Kurt’s death, for example, to co-edit Walter Benjamin’s Illuminations in 1968.
With all of this in mind, why did Wolff send this particular book of Kafka’s to Arendt, and why at this specific date?
“April 30th 1945” has become a historically significant date: it is the date of Adolf Hitler’s suicide, marking a turning point and a near-end to World War II. It is unlikely, though, that anyone in New York knew of this on the actual day it happened. For Wolff and Arendt, however, both transplanted German Jews, the date after the fact also connects them symbolically to their survival of Hitler’s Third Reich and the Holocaust.
In a different yet related reading, the date concerns Kurt Wolff’s publishing ventures in New York where he started Pantheon Books in January 1943. In Kurt Wolff: A Portrait in Essays and Letters, he is quoted as having written that “Pantheon was founded on an extremely small amount of initial capital to give me the chance to earn a living. It was an experiment- and since no matter what the balance sheet says on April 30, 1944, a profit is unavoidable- the experiment is a success.” One can read this, in conjunction with the Kafka inscription, as April 30 taking on a new meaning in his life. It marks, in addition to his personal survival, the survival of his first publishing undertaking in the United States, and it now points to his valuable lasting friendship with Hannah Arendt.
Wolff, though Kafka’s first publisher, never published The Trial. Max Brod prepared the manuscript from Kafka’s Nachlass for Verlag Die Schmiede in Berlin in 1925, then in 1931 gave full publishing rights of Kafka’s works and manuscripts to Schocken Verlag. That The Trial itself was not published by Wolff, but more importantly, was not published in Kafka’s lifetime, speaks to this theme of survival in the inscription. The Trial survived Kafka, this copy published in 1935 survived World War II, and Arendt, through her essays and editorial work, helped Kafka to survive and arrive in the public world after 1945.
Wolff sent this book to Arendt certainly not as a reading recommendation, but rather as a symbolic gift. For Arendt, as Wolff surely knew, had not only already read The Trial, but had also written essays on it. Thus, in contrast to other books in her personal library, there are no annotations or markings to be found anywhere else in the book. This particular copy was not meant to be read, it seems, but to be appreciated in a different way.
To conclude the inscription, Wolff writes Auf Wiedersehen. To translate this as the usual “Goodbye” gives this entire gift - of the book, of their friendship, of their survival – a perhaps unnecessarily ominous and melancholic feeling. Rather, the literal meaning is here the more accurate one: “See you again”.
- Kerk Soursourian, Bard College