Federalism should not be a partisan issue. This has been forgotten as the Federalist Society has turned federalism into a rhetorical sledgehammer to bludgeon liberal policies. But rightly understood, federalism is about freedom.
Federalism promotes freedom for at least two reasons. First, because citizens will only act and speak in public when they believe their actions will be seen and heard.
The smaller the stage, the more likely is action to be meaningful. If freedom and action are the same, as Arendt writes, then we should be wary of the erosion of federalism. Only when local political institutions have meaningful power will they attract citizens to become politically involved. The danger in the loss of federalism today is the increasing sense that individual citizens have little if any power, which leads to cynicism and apathy.
We can see this cynicism and apathy, surprisingly, in Occupy Wall Street. The fact that Occupy Wall Street became a protest movement, and not an alternative locus of power, is at least partly the result of the fact that local power structures have been rendered increasingly impotent by the vampire squid of national power. As people rightly feel ever-more alienated from political institutions that can make a difference, they retreat from politics. Why did Occupy eschew local politics? Why did it seek a megaphone on the national stage instead of working in the pits of village, town, and state politics? Because everyone knows that the power of local institutions has been decimated. The result is a feeling of powerlessness and hopelessness; the present response is to embrace an ethic of permanent protest as the only meaningful way to personal empowerment. But the elevation of protest to the apogee of political action in Occupy Wall Street is, unfortunately, just another example of the vanishing of politics in our time.
The second way federalism promotes freedom is through constitutional structure. The best way to prevent government from attaining totalitarian or tyrannical power is, as Arendt argues, to multiply the sources of political power. Arendt credits the United States Constitution because it created not only the division of powers on the federal level, but also the constitutional federalism of the early Republic. By empowering states, counties, towns, and villages, the United States Constitution ensured that nearly every citizen would have both opportunity and reason to act in public and to engage in politics.
Arendt’s thoughts on the freedom found in federalism come to mind as I’ve been reading—at the urging of my colleague David Kettler—the classic Small Town in Mass Society, by Arthur J. Vidich and Joseph Bensman. Originally published in 1958, Small Town in Mass Society is still an important and now sadly forgotten book. The argument, in short, is that local towns and villages are losing their distinctiveness. Studying class, religion, power, and politics in small town America, Vidich and Bensman argue that local governments are voluntarily abandoning the political powers they constitutionally possess and thus emptying their lives of meaningful political engagement.
What Vidich and Bensman find is a fundamental contradiction between the way that small town culture sees itself and the way it actually exists in mass society. In their self-image, the residents of “Springdale”—the name for the town they study— think of themselves as a community. They distinguish themselves from “urban dwellers” who are anonymous. They imagine that “Here no man counts more than any other.” “It is unthinkable for anyone to pass a person on the street without exchanging greetings;”
“Almost all of rural life receives its justification on the basis of the direct and personal and human feelings that guide people’s relations with each other.” And, above all, the Springdale residents of rural New York see themselves as independent from urban-mass society:
While he realizes that machinery and factory products are essential to his standard of life and that taxation and agricultural policy are important, he feels that he is independent of other features of industrial and urban life, or, better, that he can choose and select only the best parts. The simple physical separation from the city and the open rural atmosphere make it possible to avoid the problems inherent in city life.
Against this feeling of independence, Vidich and Bensman argue that small towns are actually part of and integrated into mass society to an extent that their self-image cannot and will not admit. Against the view that Springdalers can choose those parts of mass society they want and reject the rest, Vidich and Bensman argue that they are more influenced and subjected to mass society.
In almost all aspects of culture, even to speech forms, and including technology, literature, fashions and fads, as well as patterns of consumption, to mention a few, the small town tends to reflect the contemporary mass society. Basically, a historically indigenous local culture does not seem to exist.
For our purposes, one telling section of Small Town in Mass Society is called “The Political Surrender to Mass Society.” While Springdale has a local government and possesses the power of taxation and governance, the authors argue that the town seeks at nearly every turn to abdicate self-governance. Examples include:
•“Solutions to the problem of fire protection are found in agreements with regionally organized fire districts.”
•The town prefers to have its road signs provided in standard form by state agencies “without cost to the taxpayer[s]” in Springdale.
•Springdale accepts the state’s rules and regulations on roads built and maintained by the state. It works with the foreman of the state highway maintenance crew to have his teams clear village roads, thus saving the expense of organizing and paying for this as a town.
• State construction programs “present local political agencies with the alternative of either accepting or rejecting proposed road plans and programs formulated by the state highway department.”
•The town at every point adjusts its actions to the regulations and laws defined by state and federal agencies; or they accede to the rule of these outside agencies because the agencies have the power to withhold subsidies.
What Springdale actually does in its own politics is forego self-governance and submit itself to outside control. It repeatedly accepts grants of aid offered by the state and subsidies by the state, even when such aid comes with strings and demands for control. The result is that the “village board in Springdale accepts few of the powers given to it. Instead, it orients its action to the facilities and subsidies controlled and dispensed by other agencies and, by virtue of this, forfeits its own political power.” What is more, this economic and political dependence leads to a “habituation to outside control to the point where the town and village governments find it hard to act even where they have the power.”
For Vidich and Bensman, the loss of local power leads to a psychologically damaging sense of dependence on outside agencies, bureaucracies, and governments.
“State police, regionally organized fire districts, state welfare agencies, the state highway department, the state youth commission, the state conservation department—these agencies and others are central to the daily functioning of the village.” There is a “pattern of dependence,” according to which the “important decisions are made for Springdale by outside agencies.” On the one hand, Springdalers resent these services provided by outsiders because they negate the local villagers’ self image as independent. But the villagers accept these services “because they are free or because acceptance of them carries with it monetary grants-in-aid for the local community.”
The conclusion Vidich and Bensman reach is that the Springdale town government does increasingly little. It seeks whenever possible to avoid providing services itself—e.g. snow or garbage removal. Instead, it seeks to have these services provided by the state in order to avoid having to raise taxes. The ultimate result is the “avoidance of innovation and the minimization of decision.” The village “tends to limit its function to the conduct of routine “housekeeping” business.” “It is a common complaint among all groups in the community that the village board does nothing.”
This political irrelevance at the local level is radical change from the American tradition of citizen democracy. When Alexis de Tocqueville visited America in the 19th century, he was impressed by the active participation of citizens in local government. 100 years later, when Hannah Arendt arrived in the United States, she too was amazed by the sense of common citizens that their voice mattered in politics.
Shortly after Arendt’s arrival, she traveled to a provincial town in Massachusetts to live with a family as a way of learning everyday English and experiencing something of American mores. While she had little in common with this family whose puritanical ways clashed with her own, she was captivated by them and by what Antonia Grunenberg has called their republican self-consciousness.
Arendt described her host family to Karl Jaspers as "thoroughly average people—what would have been called 'petty bourgeoisie' in Germany." And yet, these average Americans embodied the American love of freedom that so impressed Arendt. As she wrote to Jaspers shortly after they resumed contact in 1946:
There is much I could say about America. There really is such a thing as freedom here and a strong feeling among many people that one cannot live without freedom. The republic is not a vapid illusion, and the fact that there is no national state and no truly national tradition creates an atmosphere of freedom or at least one not pervaded by fanaticism. (Because of the strong need the various immigrant groups feel to maintain their identity, the melting pot is in large part not even an ideal, much less a reality.) Then, too, people here feel themselves responsible for public life to an extent I have never seen in any European country. For example, when all Americans of Japanese descent were locked up willy-nilly in concentration camps at the beginning of the war, a genuine storm of protest that can still be felt today went through the country. I was visiting with an American family in New England at the time. They were thoroughly average people--what would have been called 'petty bourgeoisie' in Germany—and they had, I'm' sure, never laid eyes on a Japanese in their lives. As I later learned, they and many of their friends wrote immediately and spontaneously to their congressmen, insisted on the constitutional rights of all Americans regardless of national background, and declared that if something like that could happen, they no longer felt safe themselves (these people were of Anglo-Saxon background, and their families had been in this country for generations), etc.
The extraordinary embrace of political freedom in America had a flip side, namely social oppression: To allow people local rule and governance means that parochial and racist communities can oppress minorities and impose socially conservative mores. There is a fundamental tradeoff between political freedom and social oppression. But Arendt thought the choice was easy: social oppression is simply a cost of what she came to see as the miracle of America.
For Arendt, America embodied, in Leon Botstein’s words, "a federal system of government not based on race or designed to rectify social inequalities, but established to ensure political equality among all citizens, to maintain the freedom of the public realm, social differences notwithstanding."
America, in Arendt's writing and especially in her book On Revolution, is an enduring image of public freedom that so animates her life-long thinking.
Occupy Wall Street failed for many reasons. Above all, however, it failed because even at a time when our democratic and representative institutions are seen as corrupt and broken, OWS offered no meaningful alternative. It failed, therefore, in the basic requirement of any truly revolutionary political movement: to pick up power when it is lying the streets, as Arendt writes in On Violence. And one reason it did so is that we have all lost the basic experience of citizenship and freedom that Arendt so valued when she arrived in America. If we are to resurrect such a practice and habit of citizen-politics, we need to reinvigorate local politics. But we can only do that if we reclaim federalism as a matter of freedom outside of partisan debates.
One first step is to confront honestly and clearly the depth of the loss of political power in America. This has become difficult because federalism and local power have been politicized and polarized. We need to move beyond that. To do so, there are few better books that Small Town in Mass Society. It is your weekend read. And if you cannot get the book, take a look at their article The New Middle Classes: Their Cultures and Life Styles.
Did the Arab Spring come from nowhere, or was it preceded by modes of social and political action that might have eluded our common conceptual frames? How do ordinary people in the Middle East manage and even alter the conditions of everyday life despite the recalcitrance of authoritarian governments? These questions formed the starting point for Asef Bayat’s lecture “Non-Movements and the Power of the Ordinary,” which he gave in Olin Hall on Thursday evening, February 7th. Bayat is the Catherine and Bruce Bastian Professor of Global and Transnational Studies at the University of Illinois, Urbana-Champaign, where he teaches in the sociology and Middle East Studies departments. Throughout his illustrious career, his research has focused on social movements, religiosity, and urban space in Iran, Egypt, and other Middle Eastern states.
Contrary to common public perception, Bayat insisted that these countries’ subaltern populations do not resign themselves to adverse economic and political circumstances. Indeed, the region has well established traditions of activism among leftists, unionists, women, Islamists, and post-Islamists, among many other constituencies. But it has often proven difficult to create and sustain organized social movements when Middle Eastern states have been so reluctant to tolerate opposition. How then might citizens foster meaningful political change?
Bayat argued that many Middle Easterners, rather than overtly confronting authoritarian governments, have resorted to what he calls “social non-movements.” Such non-movements are defined not by formal lobbying and protest, but rather by fleeting moments of mundane but nevertheless contentious action. Such action constitutes a “quiet encroachment of the ordinary” to the extent that it slowly alters everyday conditions in a manner that authoritarian state forces must respond to but cannot easily prevent. At the same time, social non-movements are propelled not by bureaucratic organizations that governments can readily identify and target, but rather by constituencies of dispersed individuals and groups who mobilize around common experiences and grievances.
In an effort to lend empirical weight to these general claims, Bayat offered a series of illustrative case studies. One concerned the actions of the poor. In Egypt and many other countries of the Middle East, large numbers of rural residents have sought to escape grinding material scarcity by moving to larger cities and building their own homes from scavenged materials. The formation of these squatter settlements is rarely if ever coordinated by any formal collective organization, but it nevertheless results in a dramatic reshaping of the urban landscape. Although government forces may initially destroy homes built in this fashion, the persistent construction and reconstruction eventually compels them to alter urban planning protocols, provide water, electricity and other utilities, and incorporate these makeshift districts into the “official city.”
Another case study turned on pious women’s myriad efforts to carve out more satisfying places for themselves in Iranian public life. The Islamic Republic has long sought to regulate female bodily coverage in the street as one means of assuring the nation’s moral and spiritual integrity, but hundreds of thousands of women have opted to defy government dictates by wearing “bad hijab” (i.e., headscarves and chadors that leave a few centimeters of hair visible). These women’s subtle but consistent sartorial challenges, which circumvent but do not entirely disregard the state’s norms of bodily coverage, have gradually shifted the requirements that government actors can effectively enforce on a day-to-day basis.
Moreover, large numbers of women wear hijab while hiking, jogging, driving cars, and engaging in other activities that are not conventionally regarded as gender-appropriate, or they choose to live alone and unmarried rather than in the homes of their parents and spouses. Once again, these varied practices have not been centrally orchestrated or institutionalized, but they have nevertheless altered the terms of women’s participation in everyday life.
Bayat acknowledged that social non-movements like these can and do coalesce into more organized and concerted activism, and he recognized that both movements and non-movements constitute important means for subaltern groups to claim de facto citizenship. But he also insisted that these two modes of action cannot be readily equated. Whereas social movements pursue a politics of overt protest, non-movements engage in a quieter, less obtrusive politics of everyday presence and practice. They are also driven less by specific and explicit ideological commitments than by inchoate desires for more expansive and appealing life chances. Nevertheless, they also provide a nutritive context within which more articulate claims for rights and resources might be formulated.
Bayat’s lecture offered a suggestive framework through which to conceive practices and processes that often do not meet our established expectations of politics. Much of the ensuing discussion then attempted to probe and delimit the contours of his argument. What, for example, are the conditions in which a social non-movement might pivot into more cohesive and institutionalized forms of collective protest? How can a social non-movement be distinguished from a dissenting subculture or counter-public, more conventional forms of deviant or illegal behavior, or the glacial drift of wider social change? And to what degree does the notion of a social non-movement presume the existence of an authoritarian state, whether in the Middle East or in other parts of the world? Could we also identify non-movements, for instance, in the liberal democracies of North America and Western Europe?
Here Bayat contended that non-movements were closely tied to authoritarian states that retain a degree of “softness.” That is to say, these states aspire to exert thorough if not complete control over the social field, but they ultimately lack the capacity to make such control a living reality. As a result, they necessarily leave “opaque spaces” that subaltern groups can turn to their own advantage. Bayat’s remarks obviously referred to the many Middle Eastern governments that have recently teetered or toppled as a result of the Arab Spring. Yet he also suggested that the gradual undoing of Prohibition in the 1930s U.S. might also illustrate the concept of a social non-movement and its long-term incremental effects.
In his reading, the ban on alcohol was undermined less by concerted lobbying and protest than by millions of Americans’ spontaneous, mundane but eventually consequential disregard for existing legislation.
To my mind, this apparent discrepancy was not a flaw in Bayat’s analysis as much as an invitation for further inquiry. Like the lecture as a whole, it demonstrated the rewards but also the challenges of breaking out of our intellectual ruts to wrestle with complexity in new ways.
Readers who would like to delve further into Bayat’s argument should consult his book Life as Politics: How Ordinary People Change the Middle East (Stanford University Press, 2010).
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