Hannah Arendt Center for Politics and Humanities

Heidegger, De Man, and the Scandals of Philosophy


The first of the three volumes of the Gesammtausgabe of Martin Heidegger’s work, titled Überlegenungen or Reflections arrived in the mail. Somehow I’ll read the over 1,000 pages in these three volumes. And on April 8 in New York City I’ll be moderating a discussion on these volumes at the Goethe Institute in New York City, with Peter Trawny, the editor, as well as Babette Babich and Andrew Mitchell. But these volumes, even before they are published, have preemptively elicited dozens upon dozens of reviews and scandalized-yelps of outrage, nearly all by people who haven’t read them. What is more, most of these commentators also have never seriously read Martin Heidegger’s philosophy. The occasion for the outrage is that these so-called Schwarzen Hefte (The Black Notebooks) include statements that clearly trade in Jewish stereotypes and anti-Semitic tropes.

No one should be surprised that Heidegger had certain opinions about Jews that are anti-Semitic. Heidegger may be the most important philosopher of the 20th century. Be wary of anyone who denies his importance. But that does not mean he was a good person or without prejudices. The fact that his published work had never previously included anti-Semitic remarks is hardly evidence of his tolerance.


Amongst the most salacious of the literati pronouncing “Heidegger’s Hitler Problem is Worse Than We Thought” is Rebecca Schumann at Slate.  Slightly better is the horrifically titled “Heidegger's 'black notebooks' reveal antisemitism at core of his philosophy,” by Philip Oltermann in The Guardian. On the other side, Jonathan Rée writes in defense of Heidegger. Rée makes an excellent point about the confusion of the charge of antisemitism and philosophy:

I think that those who say that because he was anti-Semitic we should not read his philosophy show a deep ignorance about the whole tradition of writing and reading philosophy. The point about philosophy is not that it offers an anthology of opinions congenial to us, which we can dip into to find illustrations of what you might call greeting card sentiments. Philosophy is about learning to be aware of problems in your own thinking where you might not have suspected them. It offers its readers an intellectual boot camp, where every sentence is a challenge, to be negotiated with care. The greatest philosophers may well be wrong: the point of recognising them as great is not to subordinate yourself to them, but to challenge yourself to work out exactly where they go wrong.

But the charge of many of Heidegger’s critics is not simply that he is an antisemite, but that his philosophy is founded upon antisemitism. As someone who has read Heidegger closely for decades, I can say confidently that such an opinion is based on fundamental misunderstandings. There is no need to deny Heidegger’s antisemitism. And yet, that is not at all an indictment of his philosophy. But Rée goes further, and concludes:

As for the hullaballoo over the Schwarzen Hefte. In the first place it seems to me a remarkable piece of publicity-seeking on the part of the publisher, who hints that we may at last find the black heart of anti-Semitism that beats in every sentence Heidegger wrote. That would of course be very gratifying to people who want an excuse for not taking Heidegger seriously, but it seems to me—from the few leaked passages I have seen, dating from 1938-9—that if Heidegger is on trial for vicious anti-Semitism, then the newly published notebooks make a case for the defence rather than the prosecution.

While I agree with Rée that this is largely a case of insane overreaction, one cannot say that the notebooks offer a defense of Heidegger, certainly not before reading them. What is more, only three of the planned four volumes of these notebooks are being published. The final notebook, covering the years 1941-1945, is apparently being held back and not even Peter Trawny, the editor of the first three volumes, is permitted to read the final one. We are left to imagine how much more damaging that final volume may be. What is undeniable, it seems, is that Heidegger certainly adopted and reflected upon some vulgur examples of antisemitism.

It is no small irony that the Schwarzen Hefte are being published in Germany at the same moment as a new biography of Paul de Man (The Double Life of Paul de Man by Evelyn Barish) is being released and reviewed in the U.S. De Man, like Heidegger, stands accused of Nazi writing and opinions during the war. Peter Brooks has an excellent essay on the controversy in the New York Review of Books. He writes:

Judging the extent and the gravity of de Man’s collaboration is difficult. At the war’s end, he was summoned for questioning in Brussels by the auditeur-général in charge of denazification, who decided not to bring any charges against him (whereas the editors of Le Soir were condemned to severe punishments). One could leave it at that: if not guiltless, not sufficiently guilty to merit sanction. Yet both those to whom de Man was an intellectual hero and those to whom he was akin to an academic Satan have wanted to know more.

Brooks is at his best when he takes seriously the charges against de Man but also reminds us of the context as well as the lost nuance in our backward looking judgments:

The most useful pieces in Responses come from the Belgians Ortwin de Graef, who as a young scholar discovered the wartime pieces, and Els de Bens. They help us to understand the nuances of collaboration in the occupied country, the different degrees of complicity with an enemy whom some saw as a liberator, and the evolution of a situation in which an apparent grant of at least limited freedom of speech and opinion gradually revealed itself to be an illusion. They do not conduce to excusing de Man—he clearly made wrong choices at a time when some others made right, and heroic, choices. They give us rather grounds for thought about life under occupation (which most Americans have not known) and the daily compromises of survival. They suggest that in our hindsight we need to be careful of unnuanced judgment. To try to understand is not in this case to excuse, but rather to hold ourselves, as judges, to an ethical standard.

On that ethical standard, Brooks finds Barish lacking. Her assertions are unsupported. And footnotes lead nowhere, as, for example, “I shared this information, and it has since been previously published in Belgian sources not now available to me.” And also, “This writer understands that an essay (citation unavailable) was produced by a student in Belgium.” As Brooks comments, “That does not pass any sort of muster. One could do a review of Barish’s footnotes that would cast many doubts on her scholarship.”


Brooks’ review is an important reminder of the way that charges of antisemitism are crude weapons. Barish, he writes,” goes on to conclude that de Man was not a pronounced anti-Semite but rather “one of the lukewarm, whom Dante condemned to sit eternally at the gates of Hell, men without principles or convictions who compromised with evil.”” I am left to wonder what it means to condemn lukewarm antisemites or racists to purgatory.

As the Director of the Hannah Arendt Center, I confront all kinds of misinformation on behalf of those who insist that Hannah Arendt defended Adolf Eichmann (on the contrary she called for him to be killed and erased from the face of the earth), that she blamed the Jews for the Holocaust (she never equates Jewish cooperation with the crimes of the Nazis), and that she opposed the state of Israel (she thought the existence of Israel important and necessary). No matter how often it is corrected, such misinformation has the tendency to spread and choke off meaningful thought and consideration.

The propagandists and vultures are circling the new  Heidegger affair with open mouths. It is important at such moments to recall how easily such feeding frenzies can devour the good and the middling along with the bad and horrifically evil. It is helpful, therefore, to read a few sober cautions about the current Paul de Man controversy. Susan Rubin Suleiman has an excellent account in the NY Times Book Review. And then there is Brooks' essay in the NYRB. They are your weekend reads.


I Feel Like a Bullet Went Through My Heart


The response has been swift and negative to the Rolling Stone Magazine cover—a picture of Dzhokhar Tsarnaev who with his now dead brother planted deadly homemade bombs near the finish-line of the Boston Marathon. The cover features a picture Tsarnaev himself posted on his Facebook page before the bombing. It shows him as he wanted himself to be seen—that itself has offended many, who ask why he is not pictured as a suspect or convict. In the photo he is young, hip, handsome, and cool. He could be a rock star, and given the context of the Rolling Stone cover, that is how he appears.


The cover is jarring, and that is intended. It is controversial, and that was probably also intended. Hundreds of thousands of comments on Facebook and around the web are critical and angry, asking how Rolling Stone could portray the bomber as a rock-star. They overlook or ignore the text accompanying the photo on the cover, which reads: “The Bomber. How a Popular, Promising Student Was Failed by His Family, Fell Into Radical Islam, and Became a Monster.” CVS and other retailers have announced they will not sell the magazine in their stores.

That is unfortunate, for the story written by Janet Reitman is exceptionally good and deserves to be read.

Controversies like this have a perverse effect. Just as the furor over Hannah Arendt’s Eichmann in Jerusalem resulted in the viral dissemination of her claims about the Jewish leaders, so too will this Rolling Stone cover be seen by millions of people who otherwise would never have heard of Rolling Stone. What is more, such publicity makes it ever less likely that the story itself will be read seriously, just as Arendt’s book was criticized by everyone, but read by few.

Reitman’s narrative itself is unexceptional. It is a common story line: young, normal kid becomes radicalized and does something none of his old friends can believe he could do. This is a now familiar narrative that we hear in the wake of the tragedies in Newtown (Adam Lanza was described as a nice quiet kid) and Columbine (Time’s cover announced “The Monsters Next Door.”)


This is also the narrative that Rolling Stone managing editor Will Dana embraced to defend the Cover on NPR arguing it was an "apt image because part of what the story is about is what an incredibly normal kid [Tsarnaev] seemed like to those who knew him best back in Cambridge.” It was echoed too by Erin Burnett, on CNN, who recently invoked Hannah Arendt’s idea of the “banality of evil.”  In the easy frame the story offers, Tsarnaev was a good kid, part of a striving immigrant family, someone who loved multi-racial America. And then something went wrong. He found Islam; his family fell apart; and he became a monster.

This story is too simple. And yet within the Rolling Stone story, there is a wealth of information and reporting that does give a nuanced and thoughtful portrayal of Tsarnaev’s journey into the heart of evil.

One fact that is important to note is that Tsarnaev is not Eichmann. Eichmann was a member of the SS, a nationalist security service engaged in world war and dedicated to wiping certain races of peoples off the face of the earth. He committed genocide as part of a system of extermination, something both worse than and yet less messy than murder itself.  It is Tsarnaev, who had no state apparatus behind him, who become a cold-blooded murderer. The problems that Hannah Arendt thought that the court in Jerusalem faced with Eichmann—that he was a new type of criminal—do not apply in Tsarnaev’s case. He is a murderer. To understand him is not to understand a new type of criminal. And yet it is a worthy endeavor to try to understand why more and more young men like Tsarnaev are so easily radicalized and drawn to murdering innocent people in the name of a cause.

Both Eichmann and Tsarnaev were from upwardly striving bourgeois families that struggled with economic setbacks. Eichmann was white and Austrian, Tsarnaev an immigrant in Cambridge, but both were economically disaffected. Tsarnaev wanted to make money and, like his parents, dreamed of a better life.

Tsarnaev’s family had difficulty fitting in with U.S. culture. His father was ill and could not work. His mother sought to earn money. And his older brother, whom he idolized, saw his dreams of Olympic boxing dashed partly because he was not a citizen. He increasingly turned to a radical version of Islam. When Tsarnaev’s parents both returned to Dagestan, he fell increasingly under the influence of his older brother.

Like Eichmann, Tsarnaev appears to have adopted an ideology that provided a coherent and meaningful narrative that gave his life significance. One can see this in a number of tweets and statements that are quoted in the article. For example, just before the bombing, he tweeted:

"Evil triumphs when good men do nothing."

"If you have the knowledge and the inspiration all that's left is to take action."

"Most of you are conditioned by the media."

Like Eichmann, Tsarnaev came to see himself as a hero, someone willing to suffer and even die for a noble cause. His cause was different—anti-American jihad instead of anti-Semitic Nazism—but he was an ideological idealist, a joiner, someone who found meaning and importance in belonging to a movement. A smart and talented and by most accounts good young man, he was lost and adrift, searching for someone and something to give his life purpose. He found that someone in his brother and that something in jihad against America, the land that previously he had so embraced. And he became someone who believed that what he was doing was right and necessary, even if he understood also that it was wrong.

We see clearly this ambivalent understanding of right and wrong in the note Tsarnaev apparently scrawled while he was hiding in a boat before he was captured. Here is how Reitman’s article describes what he wrote:

When investigators finally gained access to the boat, they discovered a jihadist screed scrawled on its walls. In it, according­ to a 30-count indictment handed down in late June, Jihad [Tsarnaev's nickname] appeared to take responsibility for the bombing, though he admitted he did not like killing innocent people. But "the U.S. government is killing our innocent civilians," he wrote, presumably referring to Muslims in Iraq and Afghanistan. "I can't stand to see such evil go unpunished. . . . We Muslims are one body, you hurt one, you hurt us all," he continued, echoing a sentiment that is cited so frequently by Islamic militants that it has become almost cliché. Then he veered slightly from the standard script, writing a statement that left no doubt as to his loyalties: "Fuck America."


Eichmann too spoke of his shock and disapproval of killing innocent Jews, but he justified doing so for the higher Nazi cause. He also said that when he found out about the sufferings of Germans at the hands of the allies, it made it easier for him to justify what he had done, because he saw it as equivalent. The fact that the Germans were aggressors, that they had started the war, and that they were killing and torturing innocent people simply did not register for Eichmann, just as it did not register for Tsarnaev that the people in the Boston marathon were innocent. There are, of course, innocent people in Iraq and Afghanistan who have died at the hands of U.S. bombs. Even for those of us who were against the wars and question their sense and justification, however, there is a difference between death in a war zone and terrorism.

The Rolling Stone article does a good job of chronicling Tsarnaev's slide into a radical jihadist ideology, one mixed with conspiracy theories.

The Prophet Muhammad, he noted on Twitter, was now his role model. "For me to know that I am FREE from HYPOCRISY is more dear to me than the weight of the ENTIRE world in GOLD," he posted, quoting an early Islamic scholar. He began following Islamic Twitter accounts. "Never underestimate the rebel with a cause," he declared.

His rebellious cause was to awaken Americans to their complicity both in the bombing of innocent Muslims and also to his belief in the common conspiracy theory that America was behind the 9/11 attacks. In one Tweet he wrote: "Idk [I don’t know] why it's hard for many of you to accept that 9/11 was an inside job, I mean I guess fuck the facts y'all are some real #patriots #gethip."

Besides these tweets that offer a provocative insight into Tsarnaev's emergent ideological convictions, the real virtue of the article is its focus on Tsarnaev's friends, his school, and his place in American youth culture. While his friends certainly do not support or condone what Tsarnaev did, many share some of his conspiratorial and anti-American beliefs. Here are two descriptions of the mainstream nature of many of his beliefs:

To be fair, Will and others note, Jahar's perspective on U.S. foreign policy wasn't all that dissimilar from a lot of other people they knew. "In terms of politics, I'd say he's just as anti-American as the next guy in Cambridge," says Theo.

This is not an uncommon belief. Payack, who [was Tsarnaev's wrestling coach and mentor and] also teaches­ writing at the Berklee College of Music, says that a fair amount of his students, notably those born in other countries, believe 9/11 was an "inside job." Aaronson tells me he's shocked by the number of kids he knows who believe the Jews were behind 9/11. "The problem with this demographic is that they do not know the basic narratives of their histories – or really any narratives," he says. "They're blazed on pot and searching the Internet for any 'factoids' that they believe fit their highly de-historicized and decontextualized ideologies. And the adult world totally misunderstands them and dismisses them – and does so at our collective peril," he adds.

The article presents a sad portrait of youth culture, and not just because all these “normal” kids are smoking “a copious amount of weed.” The jarring realization is that these talented and intelligent young people at a good school in a storied neighborhood come off so disaffected. What is more, their beliefs in conspiracies are accepted by the adults in their lives as commonplaces; their anti-Americanism is simply a noted fact; and their idolization of slacking (Tsarnaev's favorite word, his friends say, “was "sherm," Cambridge slang for ‘slacker’”) is seen as cute. There is painfully little concern by adults to insist that the young people face facts and confront unserious opinions.

In short, the young people in Tsarnaev's story appear to be abandoned by adults to their own youthful and quite fanciful views of reality. Youth culture dominates, and adult supervision seems absent. There is seemingly no one who, in Arendt’s language from “The Crisis in Education”, takes responsibility for teaching them to love the world as it is.

The Rolling Stone article and cover do not glorify a monster; but they do play on two dangerous trends in modern culture that Hannah Arendt worried about in her writing: First, the rise of youth culture and the abandonment of adult authority in education; and second, the fascination bourgeois culture has for vice and the short distance that separates an acceptance of vice from an acceptance of monstrosity. If only all the people who are so concerned about a magazine cover today were more concerned about the delusions and fantasies of Tsarnaev, his friends, and others like them.

Taking responsibility for teaching young people to love the world is the very essence of what Arendt understands education to be. It will be the topic of the Hannah Arendt Center upcoming conference “Failing Fast: The Crisis of the Educated Citizen.” Registration for the conference opened this week. For now, ignore the controversy and read Reitman’s article “Jahar’s World.” It is your weekend read. It is as good an argument for thinking seriously about the failure of our approach to education as one can find.



The Courage of Judgment


"Men=earthbound creatures, living in communities, endowed with common sense, sensus communis, a community sense; not autonomous, needing each other’s company even for thinking (“freedom of the pen”)=first part of the Critique of Judgment: aesthetic judgment."

-Hannah Arendt, Lectures on Kant's Political Philosophy

This fragment from Arendt’s Lectures on Kant’s Political Philosophy is easy to overlook, as upon first glance, it seems to do little more than restate her reliance on Kant’s concepts of the sensus communis and “enlarged thought” to define judgment. These lines are notes she has jotted down, expressing early sketches on the finished product of judgment as the idea that judgment is the mental operation of “placing [oneself] at the standpoint of others” to become an individual of “enlarged thought."

But upon closer examination, a puzzle emerges. In these lines, the sensus communis and the community that is presumed in this sense seems to encroach upon thinking—that faculty that Arendt insists occurs only in isolation. Thinking is the silent dialogue, the “two-in-one” that exists only when I am alone, for in appearing to others, “I am one; otherwise I would be unrecognizable.” In these notes in the Lectures, however, Arendt seems to reject the very terms by which she herself establishes the category of thought, undermining the boundary between the thinking self and the community, which she herself establishes. (“You must be alone in order to think; you need company to enjoy a meal.”)


One obvious solution to the puzzle is to say that the community sense arises from imagining others’ standpoints, rather than from actual others who could constitute “real” company. But given how often Arendt describes the two-in-one of thinking as a “duality” by which I keep myself company, drawing the line between imagined others and actual others seems too crude to capture what Arendt means by company. We do not need others, imagined or otherwise, to have company, as one can—and should be—one’s own company.

Another solution, and the one that has come to define Arendtian judgment, has been simply to ignore the solitude that thinking imposes onto judgment and to instead describe the operation of the latter as an imagined discourse that one might have with others. Here, judgment seems to introduce into the two-in-one of thinking other individuals such that it is not myself, but other people, who keep me company in thought.

But this characterization of judgment should make careful readers of Arendt uncomfortable, for in reducing the “thoughtfulness” of judgment to a dialogue with others in their specific circumstances, we not only veer dangerously close to empathy, but also lose conscience and responsibility as gifts that accompany thinking in its solitude. Without conscience telling us that we must live with ourselves, it becomes too easy to lose in the company and noise of others who we are and what we do. It becomes too easy to perform tasks that exposed in the solitude of thought; we might not be able to live with.

What then could Arendt mean when she says that we might need each other’s company for thinking? I submit that the interpretive problems that I’ve so far identified emerge from associating the “general standpoint” of enlarged thought too much with the visiting of other standpoints at the expense of another prominent metaphorical figure in Arendt’s Lectures—the figure of the Judge. As Arendt acknowledges, the “whole terminology of Kant’s philosophy is shot through with legal metaphors: it is the Tribunal or Reason before which the occurrences of the world appear.” It is as an impartial judge in a tribunal, not as an individual who engages or empathizes with the specific circumstances of others, that one achieves a “general standpoint.” In one’s position as a judge, one gives up not only one’s own “factual existence,” but also factual existence as such.  The judge “lays down his verdict” not with the multiplicity of human life in mind, but rather with the impartiality that comes from giving up “the dokei moi, the it-seems-to-me, and the desire to seem to others; we have given up the doxa, which is both opinion and fame.” The judge is not impartial because he has seen all the partial perspectives of the world, but because he is importantly isolated from any of these perspectives.

But despite this language that seems to move us away from what we usually see as Arendt’s politics, Arendt chose to focus on Kantian judgment, shot through with all of its language of reason and the law, to develop a political understanding of judgment. She did so, I submit, because she saw that the courtroom also demands the openness and publicity that is the hallmark of the political. The impartiality of the judge lies in the simple fact that for the judge and the court, “justice must not only be done but must be seen to be done.” And when it comes to judgment properly understood, the audience is the world itself with all of its multiplicity and plurality, which would overwhelm any individual’s attempt even to begin imaginatively to apprehend, much less visit, the universe of perspectives it contains.


One must simply accept this plurality as a sheer given and a fact, acknowledging that such a world will be the tribunal in which one will be judged. To again borrow words that Arendt used in a different context, judgment is fundamentally about the willingness to “share the earth” with whoever happens to occupy it such that “member[s] of the human race can be expected to want to share the earth” with us as well and be willing to judge us. Judgment does not require that we attempt to know the specific circumstances of these others. In fact, it demands that we do not attempt to understand or know it, and instead to accept and reconcile ourselves to the fact that there are others and, more importantly, that it is in front of an unknown, cosmopolitan world that contains them that we will be seen and judged.

Eichmann lacked judgment because he refused to live in such a world, choosing instead to follow a regime whose policy it was to try to remake this world more familiar and friendly to it. And as difficult or impossible as the project of the Third Reich was to bring to fruition, carrying it out certainly did not require the bravery demanded in politics. The cowardice of the Nazis was evident in the trials of Nuremburg and Jerusalem, as well as in their reaction to resistance even during the war, when the “courage” of the soldiers “melt[ed] like butter in the sun” in the face of Danish resistance. The courage of politics, the courage of judgment demands that one be able to stand in front of and be willing to be judged by world full of strangers whose particular perspectives, standpoints, ideas, or circumstances we could not begin to appreciate.

-Jennie Han


Death and the Public Realm


"There is perhaps no clearer testimony to the loss of the public realm in the modern age than the almost complete loss of authentic concern with immortality, a loss somewhat overshadowed by the simultaneous loss of the metaphysical concern with eternity."

-Hannah Arendt,  The Human Condition,

Hannah Arendt was one of the first to remark upon the loss of the public realm, or what Jürgen Habermas called the public sphere.  As indicated by the terms realm and sphere, along with related phrases such as public space and public sector, we are referring here to a kind of environment, or as Arendt puts it, "the world itself, in so far as it is common to all of us and distinguished from our privately owned place in it" (p. 52). The private realm, the subject of a previous post of mine (The Deprivations of Privacy) is defined in relation (and opposition) to the public, but both are differentiated from the natural environment according to Arendt.  Both are human artifacts, human inventions:

To live together in the world means essentially that a world of things is between those who have it in common, as a table is located between those who sit around it: the world like every in-between, relates and separates men at the same time. (p. 52)

The table is an apt metaphor, as it has the connotation of civilized discourse, and a willingness to sit down for peaceful negotiation. Indeed, it is much more than a metaphor, as the table does create a shared space for individuals, a medium, if you will, around which they can communicate. But the table also keeps individuals separate from one another, establishing a buffer zone that allows for a sense of safety in the company of individuals who might otherwise be threatening.  Sitting at a table restricts the possibilities of sudden movement, providing some assurance that the person seated across from you will not suddenly spring at you with sword or knife in hand, especially if both parties keep their hands visible on the table top. No wonder, then, that as the practice of sitting around a table for a meal emerges in the Middle Ages, it becomes the focal point for what Norbert Elias refers to as the civilizing process.


The table is a medium, an in-between, as Arendt puts it, and each medium in its own way serves as a means by which individuals connect and relate to one another, and also are separated and kept apart from one another.  In Understanding Media, Marshall McLuhan expressed the same idea in saying that all media, meaning all technologies and human innovations, are extensions of some aspect of individuals, but at the same time are amputations.  As I have explained elsewhere, the medium that extends us into the world comes between us and the world, and in doing so becomes our world. Or as I like to put it, with apologies to McLuhan, the medium is the membrane.

The public realm then is a shared human environment, a media environment. As Arendt explains,

everything that appears in public can be seen and heard by everybody and has the widest possible publicity. For us, appearance—something that is being seen and heard by others as well as by ourselves—constitutes reality. (p. 50)

Paul Watzlawick has argued that our reality is constructed through our communication, rather than mere reflected or represented by our messages. And this means that our reality is shaped by our means of communication, our media.  It is through publicity that we create the public realm.  And for the public realm to exist, there must also be the possibility for some communication to take place privately, in a context where it cannot be seen and heard by everybody, where there are barriers to people's perception and their access to information, what Erving Goffman referred to as the back region.

The public realm is not a media environment we typically associate with tribal societies, where the distinction between public and private is, for the most part, non-existent.  Rather, it is strongly tied to the city as a human environment (and a medium of communication in its own right).  Lewis Mumford insightfully observed that cities are a type of container technology, indeed the container of containers, and what they contain includes great concentrations of population.  As settlements evolved into the first urban centers in the ancient world, they gave rise to the first true crowds and mobs, and also to audiences made up of people who do not necessarily know one another, or have strong social ties to each other.

These new kinds of audiences required a new form of communication:  public address.  They required new kinds of physical environments:  the agora, the forum, the marketplace.  And they required new forms of education:  the art of rhetoric.

The invention of writing is intimately bound up in all of these developments.  Without reasonably well-developed systems of notation, human populations were not able to handle the complexity of large populations. In tribal societies, as population increases, groups split up in order to keep their affairs manageable.  Writing, as a container for language, whose primary form is the spoken word, develops side by side with the city as container, and allows for the control and coordination of large populations and diverse activities.  And writing, in allowing language to be viewed and reviewed, made it possible to refine the art of public address, to study rhetoric and instruct others in the techniques of oratory, as did the Sophists in ancient Greece.  It is no accident that the introduction of the Greek alphabet was followed by the first forms of study, including rhetoric and grammar, and by the first forms of democracy.

Writing also has the peculiar effect of introducing the idea of the individual, of breaking people apart from their tribal, group identity. The ability to take one's thoughts, write them down, and observe them from the outside, made it possible to separate the knower from the known, as Eric Havelock put it, which also separated individuals from their traditions.


Written law, beginning with Hammurabi and Moses, took judicial matters out of the concrete realm of proverbs and parables, and reasoning by analogy, opened the door to the view that everyone is equal, as an individual, before the law.  The fact that literacy also facilitated increasingly more abstract modes of thought also was of great importance, but the simple act of reading and writing alone, in isolation, had much to do with the genesis of individualism.

The origin of the public realm is closely tied to the medium of the written word, in highly significant but limited ways. Script gave us the civic public, rooted in rhetoric, but it was the printing revolution in early modern Europe that made the public intro a national, mass phenomenon. As McLuhan noted in his preface to The Gutenberg Galaxy,

Printing from movable types created a quite unexpected new environment—it created the PUBLIC.  Manuscript technology did not have the intensity or power of extension necessary to create publics on a national scale.  What we have called "nations" in recent centuries did not, and could not, precede the advent of Gutenberg technology any more than they can survive the advent of electric circuitry with its power of totally involving all people in all other people. (p. ii)

A reading public is quite different from a listening public, as readers are separated in time and space from one another, and this form of mediation also had the effect of making individualism a ruling ideology.  And yes, Habermas did place a great deal of emphasis on people gathering in public places like coffee shops to discuss and debate the issues of the day, but they did so based on what they read in print media such as newspapers, pamphlets, and the like. Moreover, historian Elizabeth Eisenstein explained in The Printing Press as an Agent of Change, the printers' shops were the first places that people gathered for such intellectual exchanges, long before they gravitated to the coffee shops and taverns.  The point is that the content of these discussions were based on typographic media, the mindset of the discussants was shaped by print literacy, and both were situated within the print media environment.  Within such an environment, a population of individuals could gain common access to ideas and opinions through print media, which in turn could provide the basis for political action; in this way publics came into being.

Publics were formed by publicity, and publicity was achieved through publication.  As much as books, pamphlets, catalogs, calendars, periodicals, and all manner of ephemera were the products of the printing press, so too, as McLuhan observed, was the reading public.  Print technology gave us our first form of mass communication, characterized by wide and relatively rapid dissemination of multiple, identical copies of the same text, a democratizing process, as Walter Benjamin observed.

But printing also created a new sense of immortality, of the author's words living on through the ages, and of posterity as the ultimate judge.  Elizabeth Eisenstein explains that the very multiplication of texts, however perishable any single copy might be, established what she referred to as the preservative powers of print far beyond anything previously known.  This idea of immortality goes hand in hand with the rise of a new kind of historical consciousness, which also emerged out of print culture.

Eternity, by way of contrast, is situated outside of historical time, within what Mircea Eliade calls sacred time. It is a time that looks back towards the moment of creation or a golden age. Through ritual, we can step out of the profane time of everyday life, and in enacting the myth of eternal return enter the sacred time that intersects with all of history—in this sense always a part of it and yet at the same time apart from it.

Traditional cultures look backward to creation or the golden age as a time superior to the present, a time they strive to reclaim.  Oral cultures are particularly associated with a cyclical understanding of time.  The invention of writing makes possible first chronology, then historical narrative, and this opens the door to the idea of progress. The shift begins with the biblical narrative in ancient Israel, and the secular history writing of ancient Greece and Rome.  But a complete reversal in orientation from looking to the past as the ideal towards anticipating the future as a continual process of getting better, perhaps culminating in utopia, is closely associated with the printing revolution and the modern world it gave rise to.  This is, in turn, superseded by a present-centered orientation brought on by the electronic media, as I have discussed in On the Binding Biases of Time.  The instantaneity and immediacy of electronic communication not only moves our focus from history and futurity to the present moment, but it translates the remembered past and the anticipated future into the present tense, the now of the computer program and digital simulation.

Arendt's insight that the loss of a concern with immortality is intimately bound up with the loss of the public realm implies a common denominator, specifically the electronic media environment that has superseded the typographic media environment. If literacy and print go hand in hand with citizenship, civics, and the public realm, what happens when these media are overshadowed by electronic technologies, from the telegraph and wireless to radio and television now to the internet and mobile technology?


We still use the word public of course, but we have seen a great blurring of the boundaries between public and private, the continuing erosion of privacy but also a loss of the expectation that dress, behavior, and communication ought to be different when we are in a public place, and that there are rules and obligations that go along with being a part of a public.  And we have experienced a loss of our longstanding sense of individualism, replaced by an emphasis on personalization; a loss of citizenship based on equality, replaced by group identity based on grievance and all manner of neo-tribalism; a loss of traditional notions of character and personal integrity, replaced by various forms of identity construction via online profiles, avatars, and the like; the loss of separate public and private selves, replaced by affiliations with different lifestyles and media preferences.

As consumers, members of audiences, and participants in the online world, we live for the moment, and we do so with disastrous results, economically, ethically, and ecologically.  Arendt suggests that, "under modern conditions, it is indeed so unlikely that anybody should earnestly aspire to an earthly immortality that we probably are justified in thinking it is nothing but vanity" (p. 56).  Along the same lines, Daniel Boorstin in The Image argued that the hero, characterized by greatness, has been replaced by the celebrity, characterized by publicity, famous for appearing on the media rather than for any accomplishments of historical significance.  Heroes were immortal. Celebrities become famous seemingly overnight, and then just as quickly fade from collective consciousness. Heroes, as Boorstin describes them, were known through print media; celebrities make up the content of our audiovisual and electronic media.  These are the role models that people pattern their lives after.

Arendt explains that a public realm " cannot be erected for one generation and planned for the living only; it must transcend the life span of mortal men" (p. 55). And she goes on to explain,

It is the publicity of the public realm which can absorb and make shine through the centuries whatever men may want to save from the natural ruin of time. Through many ages before us—but now not any more—men entered the public realm because they wanted something of their own or something they had in common with others to be more permanent than their earthly lives. (p. 55)

Without this concern with a public realm that extends across history from the past into the future, what becomes of political action based on the common good, rather than private interests?

With the loss of any concern with immortality, have we witnessed not merely the erosion, but the irrevocable death of the public realm?

And perhaps most importantly of all, without the existence of a public, can there still exist, in something more than name only, a republic?

-Lance Strate


The Burqa and the Political Realm

“The presence of others who see what we see and hear what we hear assures us of the reality of the world and ourselves.”

-Hannah Arendt,  The Human Condition

Over the past decade, European public opinion has roiled with controversy over the full face covering – the niqab or burqa - of Muslim women. According to a Pew Global Attitudes Survey, conducted between April 7th and May 8th 2010, the majority of citizens in France, Germany, Britain, and Spain approve of banning veils that cover the whole face. Subsequently, France and Belgium have implemented national laws that ban the full veil in public places.

Municipal bans are sprinkled across Europe as a whole. Is there an Arendtian angle on the discomfiture that one finds in Europe over the niqab and the burqa (hereafter N/B), a properly political angle that avoids pathologizing the response as simply Islamophobic or xenophobic?

Arendt claimed that the word public evokes two “interrelated phenomena”. First:

everything that appears in public can be seen and heard by everybody and has the widest possible publicity. For us, appearance – something that is being seen and heard by others as well as by ourselves – constitutes reality. Compared with the reality which comes from being seen and heard, even the greatest forces of intimate life – the passions of the heart, the thoughts of the mind, the delights of the senses – lead an uncertain, shadowy kind of existence unless and until they are transformed, deprivatized and deindividualized, as it were, into a shape to fit them for public appearance…The presence of others who see what we see and hear what we hear assures us of the reality of the world and ourselves…

The second referent of public is “the world itself, in so far as it is common to all of us and distinguished from our privately owned place in it.”

Arendt captures an idea prominent in Western traditions: the notion, both intuitive and articulated, that being visible to one another is an integral part of politics. This expectation is registered in theories of judgment (consider the role played by the “spectator” in Adam Smith and Kant’s theories of judgment) and in some of our most potent democratic metaphors: enlightenment, openness, transparency, illumination, recognition, social legibility, accountability, “publicity” and, not least, public. Liberals trumpet the virtue of the Open Society and liberalized Marxists idealize the translucent speech-situation. Socialists and radicals extol debunking, the heir of Rousseau’s crusade to remove the “deceitful veil of politeness” which conceals “fear, coldness, reserve, hate, and fraud”. Negating these images are opacity, the Dark Ages, the dark arts, dark times, heart of darkness, artifice, living in the closet, a shadowy realm, cave-like illusion,  Stygian gloom, moral blindness, the id, concealment, inscrutability, subterfuge, murkiness, obscurantism, and backroom deals - notions which variously imply various states of ignorance, menace and deceit. True, prominent French intellectuals of the last century sought to demote vision’s status in the pantheon of sensibility, while conservatives still remain attached to the “decent drapery of life” (Burke). Yet these perspectives have done little to impede the centrality of seeing within the Western, Apollonian political aesthetic.

This formulation suggests what is discordant about the N/B’s existence in the Western political space. While for its bearer the N/B may be understood as a badge of tradition and piety, from the standpoint of a constitutional pluralist citizenry it is a mode of concealment incompatible with public recognition in which visibility of face is central. The N/B denudes facial and, to a degree, vocal recognition. It standardizes human features and hence contributes to the very stereotyping that N/B wearers themselves deplore.  Faces and voices are all different, evidence of human plurality. The N/B literally effaces these variations, with the partial exception of the eyes that may sometimes be seen. The N/B also symbolically ruptures the bond of citizenship reciprocity because while its wearer can see her real or potential interlocutor, can take advantage of the visibility of others, non-wearers are denied such access.

Consider two objections to this line of reasoning.

Users of the Internet are often obscured from view and no one assumes that their being invisible is uncitizenly.  Indeed, under some definitions of politics, the internet might be considered the quintessentially modern medium of political life: informing the public of political events, orchestrating voting, requesting or inciting people to participate in demonstrations, directing attention to abuses of rule, mobilizing citizens for collective action.  Search engines like Google ever more assume traditional government functions. Its engineers claim that the company’s predictions of flu epidemics and employment trends are already more accurate than those of the Centers for Disease Control and the Bureau of Labor Statistics. Even so, in Western societies the Internet is an ancillary to public display not a substitute for it, a tool to expand communication, rather than an obstacle to constrict it. Computer webcams are employed between interactants and in web chat rooms; interviews of foreign job applicants conducted via Skype grow daily in popularity. And it is no coincidence that the world’s most prominent social networking site is called Facebook. Moreover, where Internet use takes place without face recognition (as with email or instant messaging) it typically does so reciprocally: both users are in the same position and hence issues of visibility imbalance and citizen asymmetry do not arise.

A second objection to the claim that N/B attire in public places is uncitizenly turns the tables on the author: it draws on the Graeco-Roman tradition itself, the origins of Western notions of citizenship. In that tradition, being a public person was considered a kind of theatricality in which an agent adopts a persona, a mask. But the comparison between the N/B and the persona is superficial and not only because one mask is made of cloth while another is a metaphor. In antiquity, the function of persona was not to conceal public visibility but precisely to do the opposite: to shine the light of the ­polis on the political actor, to dramatize the fact that the individual had entered the public stage and that, as such, had left the private world of intimacy so as to consort freely with his peers and deliberate on political affairs. The political persona was, then, an addition to, or rather a rupture with, private life, not a replication or extension of it, a vehicle of distinction, not a mantle contrived to expunge from public view the unique personality of the woman beneath its folds. Politics, in Western traditions, entails a split within the being that engages in it, the construction of a second self: as an equal of others who are familial strangers bound together by the common tie of citizenship; a self able to cooperate with these strangers, to “see” things from multiple points of view and be seen seeing.

The N/B, however, is not a fictive mask designed to open up its wearer to the public recognition of peers acting in concert or in conflict; it is a carapace projected into the public space, a material mask that signals exclusivity, an emblem of segmental occlusion, of what Durkheim, discussing the primacy of resemblance in tribal societies, called the politico-familial.

Nor is the N/B artificial or dualistic. On the contrary, it signifies Sharia’s total claim on the individual in all her activities, the type of claim that the public-private distinction expressly repudiates. It transpires that the classical concept of the mask and the N/B have nothing substantively in common.

These brief reflections, prompted by my reading of Arendt, are not a rationale for banning the full veil but they do allow us to think of the European response to it in a political way. Readers who are interested in the more extensive argument that Dan Gordon (UMass Amherst) and I have developed on this topic, contrasting American and European legal regimes, may wish to read our “On the Edge of Solidarity: The Burqa and Public Life,” and “From the headscarf to the burqa: the role of social theorists in shaping laws against the veil,” Economy and Society 2012 (forthcoming).

-Peter Baehr, Lingnan University Hong Kong