Hannah Arendt Center for Politics and Humanities



 “It may well be the region of the spirit or, rather, the path paved by thinking, this small track of non-time which the activity of thought beats within the time-space of mortal men and into which the trains of thought, of remembrance and anticipation, save whatever they touch from the ruin of historical and biographical time. This small non-time-space in the very heart of time, unlike the world and the culture into which we are born, can only be indicated, but cannot be inherited and handed down from the past; each new generation, indeed every new human being as he inserts himself between an infinite past and an infinite future, must discover and ploddingly pave it anew.”

 —Hannah Arendt, Between Past and Future

In the preface to Between Past and Future, Hannah Arendt foregrounds the Nazi/German occupation of France. She does so in order to emphasize how intellectuals who had previously pursued only their own, private careers suddenly became involved in the greater cause of the Resistance. This period, she suggests, was one of an abrupt convergence between “deed and word.” Confronted with the horror of Hitler’s state of emergency, the usual careerist “masks” of “insincerity” were cast off. Then, the introduction of a real state of emergency—that of the Resistance —produced a “public space [within which] freedom could appear.”

After the Liberation and the return to “normal” life, deed and word bifurcated again. As quickly as the new public intellectuals had turned away from academic detachment during the occupation, most returned to it after the war. The overall lack of a common enemy, or at least one as unifying as Nazism had been, meant the dissolution of the new public culture. The end of the war heralded the return of “innumerable cliques” and “paper wars” and the loss of the public culture that that tragedy had inspired.


Arendt articulates a temporal dimension of this shift from private to public and back to private life. There is a time, Arendt writes, that is between past and future. I call this non-time. Here is how Arendt describes this non-time: It is

an in-between period which sometimes inserts itself into historical time, when not only the later historians but the actors and witnesses...become aware of an interval in time which is altogether determined by things that are no longer and by things which are not yet.

The ascendant public awareness of the gap between the “no longer” and the “not yet” is important since it enhances the collective capacity for remembrance and anticipation. Rather than freezing “the” present in a temporal vice-grip between “the” past and “the” future, non-time plasticizes past and future, loosening its hold. Existing in such a non-time enlivens public freedom, enabling the collective ability to resist transcendentally imposed temporal imperatives. In her time, of course, this meant above all else, resisting the trans-European spread of Nazism.

For a brief period during the war and the resistance, she writes, thought had fused with action and historical and biographical time gave way to the free, indeterminate time that Arendt inflects politically as “public freedom.” Her assertion is that non-time, unlike the historical time of past, present and future, is a more radically open yet situated temporality “at the very heart of time”—and at the core of public freedom as well.

Arendt, however, did not limit her analysis to the early-20th century politics of Europe. Indeed, she selected numerous instances of the transformative, freedom-enhancing capacities of non-time, including the American Revolution, the French Revolution, the Hungarian Revolution of 1956, as well as, in the aesthetic domain, the modernist literature of Franz Kafka. In doing so, Arendt suggested the dynamism and applicability of her concept to a wide variety of situations - including, potentially, our own.

In this way, the act of thinking slips humanity out of historical and biographical time and into a non-time that reconstitutes the world. In the midst of resisting harkenings back to “the” past or any harkenings forward to “the” future, non-time, for Arendt, emerges as a plasticity subject to intervention.

The point, for Arendt, was to bring forth “the treasure” of non-time, within new temporal conditions that situate subjects anew, such that these new subjects might in turn, resituate the new temporal conditions. As she writes: “each new generation, indeed every new human being as he inserts himself between an infinite past and an infinite future, must discover and ploddingly pave it [the ‘treasure’] anew”.

How might today’s public, some fifty years after Between Past and Future, begin the fight for the public freedom Arendt sought? How might non-time assist in such a task?

Consider the mass media ascription of a non-transformative teleology to the Occupy movement. One refrain of critics of the Occupy movement was that it was not “really” seeking revolution at all. In its most common form, the critique asserted that occupiers were nothing more than recent college graduates confronted with mounting student loan debt and murky career horizons. What they really sought, therefore, was careers. But from the perspective of non-time, was this judgment necessarily “correct”, or was it instead a bit of both?

The frequency with which the same mass media outlets publish pieces concerned with economic justice today is far less today than at the height of the movement’s influence. In late 2011 and early 2012 however, journalists wrote and editors published as though they too had abruptly become aware of the gap “determined by things that are no longer and by things which are not yet.” From the perspective of non-time, the plasticity of public freedom gave way to the historical and biographical time that renders it inert. It was this that allowed the ascription of a non-transformative teleology to hold sway after the decline of the new public culture.

Of course, overstating the revolutionary nature of the occupy movement would also be foolish. Zeitgeists such as those that brought forth the French Resistance, the American Revolution, the French Revolution and the Hungarian Revolution of 1956 (not to mention, of course, literary modernism), are destined to decline by definition. The occupy movement proved no exception. That said, Arendt did provide some hints regarding how the treasure of non-time might be indicated amidst new, post-zeitgeist conditions, such as our own.


In her view, if humans are to move beyond the predetermined presentism of conditions set by the past, as well as the ascribed teleologism of past conditions in the future, the task is that of producing a critical, engaged public culture not as a periodic impulse, but as a permanent habit.

Doing so requires more than just heeding the often mis-read call to change the world “rather than” interpret it (as an excuse for acting without thinking). Instead, Arendt asserted, we must change the world, and at the same time, change the manner in which we interpret it. In other words, the transcendental hallucinations of time must be transformed by the immanent materiality of non-time. Why? Because, in contrast with those who speak, predictably, of “the” past or “the” future, for Arendt, the present is always an unknown moment of struggle between the past and the future.

- Jason Adams


Amor Mundi 9/8/13


Hannah Arendt considered calling her magnum opus Amor Mundi: Love of the World. Instead, she settled upon The Human Condition. What is most difficult, Arendt writes, is to love the world as it is, with all the evil and suffering in it. And yet she came to do just that. Loving the world means neither uncritical acceptance nor contemptuous rejection. Above all it means the unwavering facing up to and comprehension of that which is.

Every Sunday, The Hannah Arendt Center Amor Mundi Weekly Newsletter will offer our favorite essays and blog posts from around the web. These essays will help you comprehend the world. And learn to love it.

Balancing Solitude and Society

Illustration by Dan Williams

Illustration by Dan Williams

It is a new year, not only for Jews celebrating Rosh Hashanah but also for hundreds of thousands of college and university students around the world. Over at Harvard, they invited Nannerl O. Keohane—past President of Wellesley College—to give the new students some advice on how to reflect upon and imagine the years of education that lay before them. Above all, Keohane urges students to take time to think about what they want from their education: “You now have this incredible opportunity to shape who you are as a person, what you are like, and what you seek for the future. You have both the time and the materials to do this. You may think you’ve never been busier in your life, and that’s probably true; but most of you have “time” in the sense of no other duties that require your attention and energy. Shaping your character is what you are supposed to do with your education; it’s not competing with something else. You won’t have many other periods in your life that will be this way until you retire when, if you are fortunate, you’ll have another chance; but then you will be more set in your ways, and may find it harder to change.”

The March, Fifty Years On

mlkRobin Kelly, writing on the 1963 March on Washington and the March's recent fiftieth anniversary celebrations, zooms out a little bit on the original event. It has, he says, taken on the characteristics of a big, feel good event focused on Civil Rights and directly responsible for the passage of the Civil Rights Act, when, in fact, all those people also came to Washington in support of economic equality and the gritty work of passing laws was accomplished later, with additional momentum and constraints. It's important to remember, he says, that "big glitzy marches do not make a movement; the organizations and activists who came to Washington, D. C., will continue to do their work, fight their fights, and make connections between disparate struggles, no matter what happens in the limelight."

Famous Last Words

textRobinson Meyer investigates what, exactly, poet Seamus Heaney's last words were. Just before he passed away last week at 74, Heaney, an Irish Nobel Laureate, texted the Latin phrase noli timere, don't be afraid, to his wife. Heaney's son Michael mentioned this in his eulogy for his father, and it was written down and reported as, variously, the correct phrase or the incorrect nolle timore. For Meyer, this mis-recording of the poet's last words is emblematic of some of the transcriptions and translations he did in his work, and the further translations and transcriptions we will now engage in because he is gone. "We die" Meyer writes, "and the language gets away from us, in little ways, like a dropped vowel sound, a change in prepositions, a mistaken transcription. Errors in transfer make a literature."

We're All Billy Pilgrim Now

gearsJay Rosen, who will be speaking at the Hannah Arendt Center’s NYC Lecture Series on Sunday, Oct. 27th at 5pm, has recently suggested that journalism solves the problem of awayness - “Journalism enters the picture when human settlement, daily economy, and political organization grow beyond the scale of the self-informing populace.” C.W. Anderson adds that "awayness" should include alienation from a moment in time as well as from a particular place: "Think about how we get our news today: We dive in and out of Twitter, with its short bursts of immediate information. We click over to a rapidly updating New York Times Lede blog post, with it's rolling updates and on the ground reports, complete with YouTube videos and embedded tweets. Eventually, that blog post becomes a full-fledged article, usually written by someone else. And finally, at another end of the spectrum, we peruse infographics that can sum up decades of data into a single image. All of these are journalism, in some fashion. But the kind of journalisms they are - what they are for - is arguably very different. They each deal with the problem of context in different ways."

...Because I Like it

readingAdam Gopnik makes a case for the study of English, and of the humanities more broadly. His defense is striking because it rejects a recent turn towards their supposed use value, instead emphasizing such study for its own sake: "No sane person proposes or has ever proposed an entirely utilitarian, production-oriented view of human purpose. We cannot merely produce goods and services as efficiently as we can, sell them to each other as cheaply as possible, and die. Some idea of symbolic purpose, of pleasure seeking rather than rent seeking, of Doing Something Else, is essential to human existence. That’s why we pass out tax breaks to churches, zoning remissions to parks, subsidize new ballparks and point to the density of theatres and galleries as signs of urban life, to be encouraged if at all possible. When a man makes a few billion dollars, he still starts looking around for a museum to build a gallery for or a newspaper to buy. No civilization we think worth studying, or whose relics we think worth visiting, existed without what amounts to an English department—texts that mattered, people who argued about them as if they mattered, and a sense of shame among the wealthy if they couldn’t talk about them, at least a little, too. It’s what we call civilization."

Featured Events

smallfailingOctober 3-4, 2013

The sixth annual fall conference, "Failing Fast:The Crisis of the Educated Citizen"

Olin Hall, Bard College

Learn more here.

Transhumanism: Overcoming Death


Science fiction, Hannah Arendt tells us, has too long been undervalued by those who would seek to comprehend the human condition. It is in the human fantasies of our future that mankind reveals our desires, both possible and not yet possible. For Arendt, some of those deepest and longest-held desires included the desire to flee the earth, to play God and to make human beings, and to make labor unnecessary. Her book, The Human Condition, is in part an effort to think through the fact that many of these human desires were, for the first time in millennia, threatening to become possible.

We make a mistake to ignore science fiction, especially in an era where the unprecedented advance of technological ability makes it possible that today’s dreams will soon be realized. With that in mind, it is worth looking at Alex Mar’s profile of life, death, and cryogenic preservation of FM-2030, otherwise known as Fereidoun M. Esfandiary.

Writing in The Believer, Mar introduces FM-2030, one of the founders of the transhumanism movement. FM-2030 has a single defining dream for the future of man, that we overcome our given and earthly and biological limits. If man, as Arendt writes, is both someone who lives in a given and fated world and someone who can change and re-make that world, the transhumanists like FM-2030 imagine a time in the near future in which all biological, temporal, and physical limits will be overcome. Including death.


The ultimate goal for transhumanists has never been merely to improve mankind, but to defeat our greatest opponent: death. Of course, not all champions of Progress make the titanic leap to Immortality—the jump is so vast, so wildly immodest and presumptuous as to cross over into the realm of the kind of uncomfortably eccentric. But as FM would put it, “No one today can be too optimistic.” Transhumanists, in their crusade against time, have begun to buy themselves some of it, at the cost of a pricey life-insurance policy. With some cryoprotectants and a lot of liquid nitrogen, humanity—or at least the one-thousand-ish people affiliated with Alcor, currently the largest cryonics group in the country—has been gifted with the semi-scientific semi-possibility of radically extended life. Die a clinical “death,” go to sleep, wake up eons later, when existence is a whole new ball game. So when will immortality come?

If you want to understand the human condition, that means knowing well too our most human dreams. Today, technological optimism is at the center of those dreams. Fereidoun M. Esfandiary was for many the first great transhumanist of the late 20th century, the precursor to Ray Kurzweil, who also dreams of his own immortality. This story of his untimely death, and efforts to preserve him, reveal much about the movement he helped to found.

Read the article here.

Read related essays on the human dream of a non-human future here.

You can also purchase the inaugural issue of HA, the Hannah Arendt Center Journal, which features a selection of articles by Nicholson Baker, Babette Babich, Rob Riemen, Marianne Constable, and Roger Berkowitz from our 2010 conference, “Human Being in an Inhuman Age.”


The MOOCs Debate Continues


Thinking stops us. To think is to slow down, even stop, turn around, and reflect. There is that famous scene in the Symposium where Socrates simply stands there in the street for hours, thinking. Barbara Sukowa, in the new film Hannah Arendt, literally smokes saying nothing for minutes on end to offer the exemplary sense of what it means to stop and think. One might even subtitle the new film “Smoking and Thinking,” which is a reminder of one loss—amidst many benefits—that health concerns and the end of smoking means for our thinking lives.

Thinking is especially important at a time of excitement and speed, when everybody around you is rushing headlong into the newest 'new thing'. The new thing in the world of teaching is, of course, online education and particularly the MOOC, the massive open online courses that seemingly everyone now wants to offer. There is a steamroller effect in the air, the fear that if we don’t get on board we will be left behind, standing alone in front of our blackboards lecturing to empty seats.


Or worse, that we will become an underpaid army of low-paid assistants to superstar professors. Outside of these professional and personal concerns, there is the worry that the rush to online courses and online education will cheapen education.

Aaron Bady seeks to slow us down and think about MOOC’s in his recent essay in The New Inquiry. Here is how he describes our current moment:

In the MOOC moment, it seems to me, it’s already too late, always already too late. The world not only will change, but it has changed. In this sense, it’s isn’t simply that “MOOCs are the future, or online education is changing how we teach,” in the present tense. Those kinds of platitudes are chokingly omnipresent, but the interesting thing is the fact that the future is already now, that it has already changed how we teach. If you don’t get on the MOOC bandwagon, yesterday, you’ll have already been left behind. The world has already changed. To stop and question that fact is to be already belated, behind the times.

The first thing I want to do, then, is slow us down a bit, and go through the last year with a bit more care than we’re usually able to do, to do a “close reading” of the year of the MOOC, as it were. Not only because I have the time, but because, to be blunt, MOOC’s only make sense if you don’t think about it too much, if you’re in too much of a hurry to go deeply into the subject.

Bady is right to ask that we slow down, and of course, this is happening. Amherst College and Duke University recently voted to pull out of EdX and rethink their online strategies. The philosophy department at San Jose State, a university that is embracing MOOCs, issued a thoughtful open letter questioning the implementation and use of MOOCs. At Bard, where the Hannah Arendt Center is located, there are ongoing and serious discussions and experiments proceeding on how to use MOOCs and online education in pedagogically sound and innovative ways. Many schools that don’t get the press and attention associated with speedily adopting the MOOC model are thinking seriously about using MOOCs well, and more generally, about how to employ technology in ways that will enrich or expand the classroom educational experience. In this way, MOOCs are actually spurring reform and innovation in ways Bady does not consider.

Nevertheless, in asking that we breathe, stop and think, Bady does a great service. He clearly has worries about MOOCs. And the concerns are meaningful.

MOOC’s are literally built to cater to the attention span of a distracted and multi-tasking teenager, who pays attention in cycles of 10-15 minutes. This is not a shot at teenagers, however, but an observation about what the form anticipates (and therefore rewards and reproduces) as a normal teenager’s attention span. In place of the 50 minute lectures that are the norm at my university, for example, MOOCs will break a unit of pedagogy down into YouTube-length clips that can be more easily digested, whenever and wherever. Much longer than that, and it falls apart; the TED talk is essentially the gold standard.

MOOCs as they are today do break the large lecture into smaller bits. They require students to answer questions after a few minutes of the lesson to make sure they are following it. Before one can continue, one must in essence take a quiz to see if you are getting it. Let’s stipulate: this is juvenile. It treats the college student like a grammar school student, one who knows little and cannot be trusted to be attentive on their own and needs big brother watching and making sure he is paying attention and learning at every minute.

In short, MOOCs threaten to change education to be about shorter, less demanding, more corporate lessons. The focus will be on skills and measurable learning. What will be sacrificed is the more difficult-to-measure experience of struggling with difficult ideas and the activity of thinking in public with others. Bady’s point, and he is right, is that a fully online education is hardly an education. It is a credential.

That may be true. But the sad fact is that for many if not most of our college students, college is more of a credential than an intellectual feast. Most students simply get very little out of large lectures.


If they are not sleeping or on Facebook, they are too often focused simply on learning what is necessary to pass the exam. This is a reality that many who criticize MOOCs are not facing up to—that our current educational system is, for large numbers of students, a sham; it is too often a waste of time and money.

Bady focuses on the last of these concerns and believes that the driving force of the arguments for MOOCs is economic. He writes:

But the pro-MOOC argument is always that it’s cheaper and almost never that it’s better; the most utopian MOOC-boosters will rarely claim that MOOCs are of equivalent educational value, and the most they’ll say is that someday it might be.

On this reasoning, MOOCs will soon take over the entirety of higher education, devaluing higher personal instruction. Bady is partly right. MOOCs will devalue a college degree, as ever more people can cheaply acquire one. But they will likely increase the value of a college degree from a physical university where students learn with real professors who care for and nurture them. In short, MOOCs will likely increase the attraction of and resources for those institutions that provide personal educations. There will always be some people who desire a meaningful education—although the number of people who do so is likely smaller than academics would like to admit. What MOOCs allow is for us to provide cheap and more effective credentialing educations for those who don’t actually want to invest the time, effort, and money in such an intellectual endeavor.

And this is where MOOCs have a real potential to provide a service, in separating out two now confused aims of higher education. On the one hand, education is an intellectual pursuit, an opening of the mind to an historical, moral, beautiful, and previously hidden world.  On the other, it is a credential for economic and social advancement. Of course these distinctions can be blurred, and too often they are completely, so that education as an intellectual activity is reduced down cynically to a credential. I think MOOCs can change this. By making the choice more starkly, we can let students choose which kind of education they want. And for those who simply want a credential, the MOOC option is probably better and cheaper and more convenient.


Bady doesn’t take this seriously because he worries that MOOCs are being offered as a replacement for education at all levels. The confusion here, however, is a difficult one to speak about because the issue is one of elitism. We need to recognize that some colleges and some students are aspiring to offer an education. Others are providing instead a certification. But since we call all of these different endeavors a “college education” we confuse the question. One great side-effect of the MOOC phenomena is that we may once again be able to recall that not everyone in a society wants or needs a college education. The best answer is then to spend more resources on our abysmal system of high school teaching. But that is another story.

Bady’s essay is one of the best around on the MOOC phenomenon. It is well worth your time and is your weekend read.


To read more Arendt Center posts about education, teaching and MOOCs click here, here, here, and here.


Hannah Arendt & the Redemptive Power of Narrative


Hannah Arendt and the Redemptive Power of Narrative
Selya Benhabib, Social Research, Vol. 57, No. 1, Philosophy and Politics II (spring 1990), pp. 167-196

Selya Benhabib, Eugene Mayer Professor of Political Science and Philosophy at Yale University, sees Arendt as affirming the modernist move beyond the nation to universal human rights,  while at the same time disparaging the social in a way that many critics see as anti-modern. As Roger Berkowitz explains regarding a later work, Benhabib works out this universal aspiration “with and against Arendt.”  In this 1990 article, Benhabib makes only passing reference to Arendt’s famous critical phrase “the right to have rights.” Briefly put though, she sees Arendt’s concern not as a fundamental challenge but rather as  an implicit spur for a broader guarantee of rights.


For Arendt the social, which in large part corresponds to economic activity, no longer remains in its proper place of the household, but emerges to obscure the public space of politics. One might then ask, is Arendt a Romantic proponent of a return to Greek origins, in line with Hölderlin, Hegel, and Heidegger?  Benhabib denies this challenge, arguing instead that Arendt’s confrontation with National Socialism led her to develop a new idea

of political theory as "storytelling." In light of this conception, her analysis of the decline of the public space cannot be considered a nostalgic Verfallsgeschichte (a history of decline). Rather, it must be viewed as an "exercise" in thought, the chief task of which is to dig under the rubble of history and to recover those "pearls" of past experience, with their sedimented and hidden layers of meaning, so as to cull from them a story that can orient the mind in the future.

The figures of secret “pearls” and covered sediments align in part but not in whole: historians could be seen as describing the hidden layers of ruins that we rarely consider beneath our feet. The idea of finding “pearls,” which Benhabib draws from Arendt’s longer citation to Shakespeare’s Tempest offers the key idea of a particular point of significance that then rearranges other semantic layers.

Full fathom five thy father lies,
Of his bones are coral made,
Those are pearls that were his eyes.
Nothing of him that doth fade
But doth suffer a sea-change
Into something rich and strange. (The Tempest, act I, scene 2)

Benhabib sees the theorist casting the challenges of history as “rich and strange” stories.  One might push this idea further and see the theorist as descending into the depths to inhabit history from the specific place of the dead man, who longer sees naturally, but retains the markers of perception. We might even say that the drowned man offers the right body to connect ourselves to a broken past. Drawing on Heidegger’s terminology, Benhabib writes:

If Dasein is in time, narrative is the modality through which time is experienced. Even when the thread of tradition is broken, even when the past is no longer authoritative simply because it has been, it lives within us and we cannot avoid placing ourselves in relation to it. The narrative uniting past and present defines who we are at any point. Narrative then, or, in Arendt's word, storytelling, is a fundamental human activity. There is then a continuum between the attempt of the theorist to understand the past and the need of the acting person to interpret the past as part of a coherent and continuing life story.

Notice that Benhabib sees it as a necessity that we place ourselves in relation to tradition. The distinctive mark of Arendt’s storytelling is that it is not purely imaginative in the sense that “anything goes.” Instead, it establishes a creative relation to the past.


In the 2004 Tanner lectures, Benhabib argues for human rights based on intersubjective cosmopolitanism rather than a metaphysical universalism. The work on narrative in this earlier article raises the question of the role that narrative plays in creating such a cosmopolitanism. Indeed, in the continuing demand to tell a “coherent” story, perhaps we can see the emergence of an international narrative that does not rely so much on the stability of intersubjectivity as one continually open to the future in action.

-Jeffrey Champlin


Habermas on Arendt’s Conception of Power

Jürgen Habermas sees Arendt as usefully placing emphasis on the origin of power as opposed to its means of employment. In contrast to Max Weber, who understands power in terms of particular individuals seeking to realize a fixed goal, she separates power from the telos (end), developing what Habermas calls a theory of power as "communicative action". This formulation gestures towards his own conceptual language (see Theory of Communicative Action, 1981) and in Arendt he names plurality as the condition for communication, quickly moving from distinctness to connection:

"The spatial dimension of the life-world is determined by the "fact of human plurality": every interaction unifies multiple perspectives of perception and action of those present […]"

Perceptively-and provocatively-Habermas compliments this description of the spatial dimension of the world with a temporal one:

"The temporal dimension of the life-world is determined by the "fact of human natality": the birth of every individual means the possibility of a new beginning; to act means to be able to seize the initiative and to do the unanticipated."

In this description, we see that a kind of conceptual past allows something new to happen in the future. Further, the reference to the past is singular ("the birth of every individual") but allows action between people. So in natality, as Habermas describes it, we go from the past to the future and the individual to the group. The very emphasis on the origin of power, however, raises the question of how it is to endure over time. The phrase "temporal dimension of the life-world" points to this problem: how to use power in the future when, as Arendt writes in the Human Condition: "power cannot be stored up and kept in reserve for emergencies."  This citation helpfully emphasizes that power shouldn't be seen as capital that can be deployed at the time that a ruler or executive wishes. Arendt suggests instead that it cannot be virtualized, that it always exists in a one to one relation with opinion as it shifts.

Habermas ultimately accuses Arendt of a sleight of hand in taking refuge in the idea of the contract to solve the problem of her radical conception of action. In ending his article with an emphasis on the "contract theory of natural law"  however, he overlooks the difference between a promise and a contract in Arendt. The promise offers individual stability of one's identity over time in the same way that the contract offers consistency to group action and both in a sense win consistency through the virtual. In both cases the reality of identity comes into being only over time. However, there is a different kind of "storage" in the model of the promise than the one we imagine with capital. Arendt suggests the contract as a way to make a short term structure that retains flexibility that the idea of stockpiled power does not.

-Jeffrey Champlin


Guided Into the World

"Heidegger is wrong: man is not “thrown” “in the world;” if we are thrown, then – no differently from animals – onto the earth. Man is precisely guided, not thrown, precisely for that reason his continuity arises and the way he belongs appears. Poor us, if we are thrown into the world!"

"Heidegger hat unrecht: “in die Welt” ist der Mensch nicht “geworfen;” wenn wir geworfen sind, so – nicht anders als die Tiere – auf die Erde. In die Welt gerade wird der Mensch geleitet, nicht geworfen, da gerade stellt sich seine Kontinuität her und offenbart seine Zugehörigkeit. Wehe uns, wenn wir in die Welt geworfen werden!"

-Hannah Arendt, Denktagebuch, Notebook 21, Section 68, August, 1955

Hannah Arendt follows her teacher Martin Heidegger in casting the classical philosophical question of the relation of the one and the many as the relationship between the individual and the world. Like the early Heidegger, she emphasizes the future, but she more frequently combines conceptual and narrative explication. For Arendt, freedom is at stake, the freedom of plural humanity that can call on, but cannot be reduced to, guiding ideas of tradition or authority. Yet while she consistently defends freedom through action that cannot be tied to the logic of the past or an assumed goal in the future, her thinking has both a moment of freedom and concern with connection to the past.

In Being and Time, Heidegger’s idea of “thrownness” (Geworfenheit) offers a conceptual hinge between a limitation and expansion of freedom. On the one hand, the thrown “Dasein” cannot choose to come into the world, much less into a particular world. On the other hand, once situated in a field of relations, possibilities open that allow Dasein to fashion a sense of the future and self-knowledge.

Arendt can be seen to ask how exactly we are to recognize the original condition of being thrown in such a way that new possibilities open up. Her objection to Heidegger in the passage above takes a subtle linguistic path that shows how her method of reading inflects her philosophical ideas. Rather than holding exclusively to the conceptual development of  “thrownness,” she offers a terminological challenge. She says that man is only thrown into the natural “earth,” not the humanly-made “world.” In inserting this distinction between the earth and the world, she reads “geworfen” not abstractly as “thrown,” but concretely, implying that she has in mind a second use of the German verb "werfen:" to refer to animals giving birth.

Arendt wants to leave the merely animal behind. The German verb “leiten” that I have translated here as “guided” could also mean to direct, to conduct, to lead, to govern. Thinking ahead to Arendt’s writing on education, I hear a connection to “begleiten,” which means to accompany. The guiding that one receives gives a sense of continuing and belonging to a greater world. Heidegger insists that Dasein does not choose to be thrown into a specific world, we are born without our choice or input. For Arendt, this is our earthliness and she emphasizes the difference between the human world and the given earth. With respect to the world, she highlights the connection to others from the start. Since others exist before the entrance of the newcomer, we also assume responsibility for their entry to the world. One must be educated into the world, which is not simply the earth, but the humanly constructed edifice that includes history and memory and the polis.

Dana Villa and Peg Birmingham suggest that Arendt replaces Heidegger’s “geworfen” with “geboren” (“thrown” with “born”). The passage from the Thought Diary above shows the complexity of this substitution and that it only works by changing the context to the world rather than earth. However,  while the quote shows that Arendt relegates Heidegger’s thrownness to the realm of the earth and body, her own idea of “natality”  brings the body back to her thinking of freedom. Being born is very important for Arendt, but not in Heidegger’s sense. If "werfen" can refer to animals giving birth, Arendt works out a specific way in which humans are born, one that emphasizes a liberating break from the earth. Humans, as Arendt will say in The Human Condition, are born with the ability to start something completely new.

I think Arendt would say that we are always guided in a certain way. This leads us to ask if today we are making a choice as a society to abdicate explicit reflection and responsibility regarding the terms of guidance, either by “outsourcing” these decisions to experts or assuming that individuals can still make rational choices in the face of corporations and institutions that carefully take advantage of cognitive limitations.  In other words: In what ways are people guided into the world that we do not think about, and how could reflection help us here?

On the other hand, the note ends with an existential lament that reminds us of the Romantic poet Friedrich Holderlin’s “weh mir” (“poor me”). After noting how she thinks Heidegger is wrong to see us thrown into the world, Arendt returns us to his despair; but the despair she imagines arises insofar as we are thrown into the world—which would mean that we lose the world as a humanly built home.

-Jeffrey Champlin


Leading a Student Into the World

As long as our world changes so rapidly that children can expect to live very differently than their parents, it is likely that education and child rearing will always be in crisis.

This is the first sentence of a senior project I am reading today, the first of many I will read over the next two weeks. If the others are as fascinating as this one, it will be a happy two weeks.

The Bard senior project is the culmination of a Bard Student's year-long inquiry into a topic of their choosing. In this case, my student Steven Tatum—an aspiring teacher who will attend Bard's Master in Teaching Program next year—set out to explore the sense and import of our crisis in education.

In its most basic sense, education is how we lead new human beings into the world and introduce them to it. The Latin root of our word “educate” is educo, which means to rear or bring up a child, but it also means to lead forth and draw out. For most of Western history, education in this sense was a relatively simple matter of leading children into the lifestyles that their families had maintained for generations. But with the modern emphasis on equality, self-determination, and social mobility, the task of leading children into the world became much more difficult since educators could never know how a given student would choose to live in the world. Schools were given the task of leading students into a world of freedom and possibilities.

While these benefits for human freedom certainly make the increased burden on education worth bearing, this difficulty becomes a crisis when parents and teachers cannot be sure what the world will be like when their children and students reach adulthood. How can parents and teachers lead the next generation into a world that neither generation knows?

Tatum's Senior Project asks how to lead a student into the world, and seeks guidance from Hannah Arendt's essay, The Crisis in Education.

In this project I follow Arendt through the crisis in education as a way of learning with her about the essence of education and the educational challenges we face in our uncertain time. I begin at the beginning of education: the birth of a child. For Arendt, the fact that new people are continuously born into the world is the essence of education. In addition to marking the beginning of a living growing being, Arendt focuses on birth as the origin of our capacity to make new beginnings of our own throughout our lives by acting in the world. She believes the task of education is to preserve and foster this capacity for action so that the members of each new generation can participate in building and rebuilding a common world.

The tension in education today is between the need to lead people into an already existing world and the equally pressing imperative to prepare them for a new world that certainly is approaching, faster and more unpredictably than any of us imagine. The news this week is filled with articles about new initiatives at Stanford, the University of Pennsylvania, Harvard, and MIT to create new corporations that will offer courses on the internet. This is part of the trend to orient education toward the future, in the hope that we can teach students more quickly and more efficiently what they will need to know in the new economy.

Underlying much contemporary educational thinking is the assumption that our present world will not last long. More important than leading students into the world, is the need to give them the tools of the future. And this is not wrong. We do live in a world in which the constancy of tradition has been disrupted. Ours is a world in which the foundations are fluid and we cannot rely on past verities, be they moral, political, or scientific. Everything is changeable, and we must prepare our children for such a world.

And yet, even in a world in which we must "think without banisters," there is still a world, a common sense and a common space where people congregate. As Arendt writes,

The loss of worldly permanence and reliability ... does not entail, at least not necessarily, the loss of the human capacity for building, preserving, and caring for a world that can survive us and remain a place fit to live in for those who come after us.

It may be that we live in a time of flux and change, one where permanence and structure are necessarily fleeting. At the same time, it is human to build structures that last, to tell stories that are meaningful, and build works that memorialize. As much as education is about preparing students for the new, it is also about teaching them the stories, showing them the works, and introducing them to the heroes that together comprise the world into which they have been born. Education is importantly a collective effort at remembering and thus calling to mind the world in which we live.


With that in mind, it is helpful to consider these lines from Steven's Thesis.

While I focus on the arguments she makes in her published work, studying Arendt has also allowed me to reflect on how my own education has taken place. As a student at Bard College, I found Hannah Arendt’s grave in the college cemetery well before I read any of her work. In writing this project, I have found more and more ways in which I share a common world with her. I did research in her personal library, read her letters, spoke with people who knew her, and sat by her grave. I also learned recently that one of the desks in the classroom at Bard’s Hannah Arendt Center where I took a class on her book Between Past and Future is the desk from her apartment in New York City. These experiences have done more than add personal touches to my research; they resonate with the content of this project in the sense that they have lead me to a deeper awareness of and appreciation for the world that I am entering.

For your weekend read, I commend to you Hannah Arendt's essay, The Crisis in Education.



Violence, Power, Technology, and Identity-Lance Strate

Last week I attended a public lecture at Fordham University given by Richard Bernstein, a philosopher on the faculty of the New School, the subject of the lecture being "Hannah Arendt on Power and Violence" and the sponsor being Fordham's Philosophy Department.

The lecture began with some discussion of who Hannah Arendt was, e.g., German-Jewish intellectual, had an affair with Martin Heidegger when she was an 18-year-old student and he was a married professor in his 30s, wrote her dissertation on St. Augustine, escaped from Nazi Germany before things got really bad, met and became friends with Walter Benjamin in Paris, unlike Benjamin was able to escape to the United States, and famously wrote about totalitarianism, and the trial of Adolf Eichmann (architect of the Nazi concentration camps) and the banality of evil (which sums up my own previous encounter with Arendt's thought).  Of course, that's just a cursory summary of a rich and eventful life.

I joined a few of my colleagues from the Philosophy Department at Fordham and met with Bernstein prior to the lecture for some discussion, and he mentioned that, although Arendt was not a practicing Jew, at the end she asked that someone say Kaddish for her at her funeral.

Admittedly, it's not all that unheard of for folks to suddenly get religion when the end is near (no atheists in foxholes, as the saying goes), and for individuals who have been disconnected from their traditions to suddenly want to reconnect.  But what I found poignant about this request is that she asked for someone, rather than someone specific, which I take to be a sign of isolation in that typically it would be the immediate family who would say the prayer.  No doubt, there were many who said Kaddish on her behalf, not the least on account of her significant work during and after World War II on behalf of Jewish victims of the Holocaust, and in general as a political philosopher with a strong sense of social justice.

And that brings me back to Bernstein's lecture, the main part of which was a summary of an influential essay that Arendt wrote for the New York Review of Books back in 1969, entitled, "Reflections on Violence".   And if you haven't read it already, I do recommend it.  It's clear that Arendt wrote the essay in response to the escalating violence occurring in the United States during the late 1960s, which included increasingly more violent antiwar demonstrations, the assassination of Martin Luther King and Bobby Kennedy, the rise of militant movements especially within the African-American community, and rioting in inner city slums, which caused harm especially to African-American populations.  No doubt, the escalation of violence bore some similarity to the rise of Nazism in Germany, motivating this essay.

I won't reproduce this rather lengthy essay in its entirety here, but I do want to note some salient points.
To begin with, Arendt thinks it's important to distinguish between violence and power (as well as force and strength).  Violence, unlike power, is technological in nature--violence "always needs implements" so that:

The revolution in technology, a revolution in tool-making, was especially marked in warfare. The very substance of violent action is ruled by the question of means and ends, whose chief characteristic, if applied to human affairs, has always been that the end is in danger of being overwhelmed by the means, which it both justifies and needs. Since the end of human action, in contrast with the products of fabrication, can never be reliably predicted, the means used to achieve political goals are more often than not of greater relevance to the future world than the intended goals.

Now what she's saying here is very much in keeping with the intellectual tradition known as media ecology, the type of approach associated with scholars such as Marshall McLuhan, Walter Ong, and Neil Postman.  Whereas McLuhan said that "the medium is the message," for all intents and purposes, Arendt here is saying that the means is the message!

Arendt goes on to note that traditionally, violence has been seen as an instrument of power, but that technological advances in warfare (she mentions the possibility of robot soldiers!), weapons of mass destruction (especially biological weapons that can be used by small groups rather than large states), and guerrilla warfare (and what we now call terrorism) have led to a reversal of that relationship.  In many ways, this is a very prescient observation:

What all these very uncomfortable novelties add up to is a reversal in the relationship between power and violence, foreshadowing another reversal in the future relationship between small and great powers. The amount of violence at the disposal of a given country may no longer be a reliable indication of that country's strength or a reliable guarantee against destruction by a substantially smaller and weaker power. This again bears an ominous similarity to one of the oldest insights of political science, namely that power cannot be measured by wealth, that an abundance of wealth may erode power, that riches are particularly dangerous for the power and well-being of republics.

Arendt also goes on to make a similar point about the use of violence for revolutionary aims.  Noting the leftist leanings of the baby boomer generation (e.g., the hippies), she points out:

This is the first generation that grew up under the shadow of the atom bomb, and it inherited from the generation of its fathers the experience of a massive intrusion of criminal violence into politics - they learned in high school and in college about concentration and extermination camps, about genocide and torture, about the wholesale slaughter of civilians in war, without which modern military operations are no longer possible even if they remain restricted to "conventional" weapons.

But noting the then recent shift to militancy within "the movement" (as it was known), she again invokes a key critique of the technological environment and its discontents:

Their behavior has been blamed on all kinds of social and psychological causes…  Still, it seems absurd, especially in view of the global character of the phenomenon, to ignore the most obvious and perhaps the most potent factor in this development, for which moreover no precedent and no analogy exist–the fact that, in general, technological progress seems in so many instances to lead straight to disaster, and, in particular, the proliferation of techniques and machines which, far from only threatening certain classes with unemployment, menaces the very existence of whole nations and, conceivably, of all mankind. It is only natural that the new generation should live with greater awareness of the possibility of doomsday than those "over thirty," not because they are younger but because this was their first decisive experience in the world. If you ask a member of this generation two simple questions: "How do you wish the world to be in fifty years?" and "What do you want your life to be like five years from now?" the answers are quite often preceded by a "Provided that there is still a world," and "Provided I am still alive."

That sense of pessimism became very much characteristic of the 1970s, and continued into the 1980s, eventually dispelled by Reagan's rhetoric of optimism, economic recovery, and the fall of the Soviet bloc, but also coincided with the revolution in personal computing that in turn led to the rise of the internet.  Has that sense of pessimism returned anew, in the post 9/11 decade where concern about terrorism, warfare, and the loss of liberty are still present, and especially in light of the financial disaster of 2008 that continues to affect the global economy?  Are movements such as the Arab Spring and Occupy Wall Street leading the way to increased freedom and justice both in the world?  Or are they a prelude to increased violence?

I think Hannah Arendt at least helps us to formulate some important questions, and reminds us that however unpredictable the ends may be, we would do well to pay close attention to the means being employed.

There is also some further common ground between Arendt and McLuhan (a point first brought to my attention by my old classmate Paul Lippert, who was also in attendance at Bernstein's lecture).  For Arendt, violence requires technology.  For McLuhan, technology is a form of violence.  The relationship between the two is certainly worth considering, even in relation to the seemingly benign technologies we refer to as new media.  What is the violence that they do, to our political arrangements, our economic and financial arrangements, our social organization and way of life?

To return to Arendt's essay, her essay was primarily concerned with the differences between power and violence, which she argues amounts to an almost diametrical opposition.  Arendt notes that most scholars and intellectuals see violence as a manifestation of power, perhaps its ultimate manifestation.  But they're wrong.  And noting the connection between power and rule, Arendt makes a rather interesting aside about bureaucracy in discussing the traditional equation of power with violence:

These definitions coincide with the terms which, since Greek antiquity, have been used to define the forms of government as the rule of man over man - of one or the few in monarchy and oligarchy, of the best or the many in aristocracy and democracy, to which today we ought to add the latest and perhaps most formidable form of such dominion, bureaucracy, or the rule by an intricate system of bureaux in which no men, neither one nor the best, neither the few nor the many, can be held responsible, and which could be properly called the rule by Nobody. Indeed, if we identify tyranny as the government that is not held to give account of itself, rule by Nobody is clearly the most tyrannical of all, since there is no one left who could even be asked to answer for what is being done. It is this state of affairs which is among the most potent causes for the current world-wide rebellious unrest.

Now, I'm not sure I would agree with her about bureaucracy being the most tyrannical of systems, but I would note that bureaucracy is what James Beniger referred to as an invisible technology, and what Lewis Mumford viewed as a type of machine, in some instances a megamachine.  Bureaucracy is a reflection of machine ideology, inhuman and inhumane, and inorganic as well.  So I think Mumford probably agreed with her point when he read the essay, as I assume he did, back in 1969.

Back to the point, Arendt argues that power is not simply about domination, that obedience and command go hand-in-hand, so that individuals who are willing to obey are also willing to give orders to others, and vice versa, and conversely individuals who resist obedience to authority also resist being placed in a position of authority over others.

But more importantly, she stresses the role of consent of the ruled, or governed, the centrality of cooperation to the establishment of power.  This is consonant with Kenneth Burke's view that rhetoric is not about conflict, but rather about identification, about establishing, maintaining, and increasing common ground.  This also falls in line with Jacques Ellul's arguments about the role of propaganda in technological societies, especially integrative and sociological propaganda, where the main goal is to establish and reinforce the legitimacy of the society, and keep people from questioning or acting in ways that work against the effective functioning of the social machine.

Some may also note the similarity of Michel Foucault's views on power, but then there's the question of whether he was aware of Arendt's work and just didn't acknowledge her influence (as he didn't acknowledge the influence of others, e.g., Erving Goffman).  But let's take Jean Baudrillard's advice, and "forget Foucault" and stick with Arendt (and I would venture to predict that by the end of the century Foucault will largely be forgotten, and Arendt's thought will still be discussed).

Anyway, all this is not to say that power minus violence is necessarily a good thing, as Arendt explains:

Indeed, it is one of the most obvious distinctions between power and violence that power always stands in need of numbers, whereas violence relying on instruments up to a point can manage without them. A legally unrestricted majority rule, that is, a democracy without a constitution, can be very formidable indeed in the suppression of the rights of minorities and very effective in the suffocation of dissent without any use of violence. Undivided and unchecked power can bring about a "consensus" that is hardly less coercive than suppression by means of violence. But that does not mean that violence and power are the same.

Consensus may be tacit, and can continue as long as the power structure is not challenged.  That is how a single master can control many slaves who outnumber him and could otherwise overpower him.  That's how political systems in decline can still cling to power, as long as no one internally, or externally, challenge their rule.  Now, let's hear some more of what Arendt has to say:

To switch for a moment to conceptual language: Power is indeed of the essence of all government, but violence is not. Violence is by nature instrumental; like all means, it always stands in need of guidance and justification through the end it pursues. And what needs justification through something else cannot be the essence of anything. The end of war – end taken in its twofold meaning – is peace or victory; but to the question, And what is the end of peace? there is no answer. Peace is an absolute, even though in recorded history the periods of warfare have nearly always outlasted the periods of peace. Power is in the same category; it is, as the saying goes, "an end in itself." (This, of course, is not to deny that governments pursue policies and employ their power to achieve prescribed goals. But the power structure itself precedes and outlasts all aims, so that power, far from being the means to an end, is actually the very condition that enables a group of people to think and act according to means and ends.) And since government is essentially organized and institutionalized power, the current question, What is the end of government?, does not make much sense either. The answer will be either question-begging -- to enable men to live together -- or dangerously Utopian: to promote happiness or to realize a classless society or some other nonpolitical ideal, which if tried out in earnest can only end in the worst kind of government, that is, tyranny.

Arendt does acknowledge that power needs legitimacy, which brings us back to consent, and which she differentiates from justification.  Is there a difference that makes a difference here?  Perhaps. Justification requires some sort of rationale, some logic, some explanation.  Legitimacy is merely a matter of agreement, of assent on the part of the group, or the majority.  In this sense, legitimacy works on the relationship level of communication, as a form of metacommunication, whereas justification works on the content level of communication, to use the terms developed by Paul Watzlawick and his colleagues, based on the systems view of Gregory Bateson.

Given that violence is different and distinct from power, Arendt notes that violence has the potential to disrupt and overcome power, and to do so quite easily:

Violence, we must remember, does not depend on numbers or opinion but on implements, and the implements of violence share with all other tools that they increase and multiply human strength. Those who oppose violence with mere power will soon find out that they are confronted not with men but with men's artifacts, whose inhumanity and destructive effectiveness increase in proportion to the distance that separates the opponents. Violence can always destroy power; out of the barrel of a gun grows the most effective command, resulting in the most instant and perfect obedience. What can never grow out of it is power.

So, violence can destroy power, but it cannot create power.  When governments resort to violence, it is a reflection of their loss of power.  And the use of violence to maintain or gain power has unwanted, often unanticipated effects (typical of technology, after all), boomerang effects.  Arendt notes, "the much-feared boomerang effect of the 'government of subject races' (Lord Cromer) upon the home government during the imperialist era meant that rule by violence in far-away lands would end by affecting the government of England, that the last 'subject race' would be the English themselves."  Or as Edmund Carpenter (and Marshall McLuhan) put it, drawing on the Book of Psalms, they became what they beheld.

In keeping with the Arendtian approach, I think it's correct to say that violence is not war, and I would say that there can in fact be war without violence. A state of war can exist without any battles actually taking place. This has been the case in the Middle East between Israel and various Arab states since Israel declared its independence. And of course it was the situation we referred to as the Cold War. War, as Kenneth Burke pointed out, requires a massive amount of cooperation within each society at war, and a certain amount of agreement on the ground rules for war (e.g., the Geneva Convention). Indeed, terrorism can be distinguished from war insofar as terrorists do not play by any rules, and do not seek any form of agreement on how to conduct hostilities. War is violence constrained by rules, therefore akin to a game, whereas violence itself knows no rules, and is no game.  McLuhan observed that war is a very effective form of education. Violence, on the other hand, teaches us about nothing except itself. Violence only teaches us to be violent, or to avoid violence.

Image by Francois Robert

Arendt also differentiates between violence and terror:  "Terror is not the same as violence; it is rather the form of government that comes into being when violence, having destroyed all power, does not abdicate but, on the contrary, remains in full control."  Of course, this concept of terror is an older understanding of state-produced terror, the "reign of terror" as it were.  But perhaps we can base a more contemporary understanding of terrorism based on this view, with the idea that terrorists seek to destroy power, and to exert a form of control without actually taking power.  This perhaps would be a way to distinguish between terrorists and genuine rebels and revolutionaries.

So, Arendt summarizes the distinction between power and violence in this way:

Power and violence are opposites; where the one rules absolutely, the other is absent. Violence appears where power is in jeopardy, but left to its own course its end is the disappearance of power. This implies that it is not correct to say that the opposite of violence is nonviolence: to speak of nonviolent power is actually redundant. Violence can destroy power; it is utterly incapable of creating it.

Arendt also discusses the role of rage as a cause of violence, and this leads her to consider "black rage" as it was known in the 60s, the anger expressed by African-Americans and the violent acts that stem from that anger, notably the riots that occurred in Harlem, Watts, Newark, and elsewhere.  This leads to an interesting comment on expressions of "white guilt" as a collective phenomenon:

Where all are guilty, however, no one is; confessions of collective guilt are always the best possible safeguard against the discovery of the actual culprits. In this particular instance, it is in addition a dangerous and obfuscating escalation of racism into some higher, less tangible regions: The real rift between black and white is not healed when it is being translated into an even less reconcilable conflict between collective innocence and collective guilt. It is racism in disguise and it serves quite effectively to give the very real grievances and rational emotions of the Negro population an outlet into irrationality, an escape from reality.

A controversial comment, to be sure, but one that is quite thought-provoking.  And it is an altogether basic point, coming from a Marxist perspective, that one way that those in power maintain power is via a strategy of divide and conquer, and nowhere has this been more apparent in US history than in the division between black and white in the lower classes (as well, between the German working class and German Jews that was encouraged and capitalized upon by the Nazis).

Arendt also criticizes those scholars who argue for the inherent naturalness of violence as a biological imperative, and therefore its inherently irrationality.  Instead, she notes that "violence, being instrumental by nature, is rational to the extent that it is effective in reaching the end which must justify it. And since when we act we never know with any amount of certainty the eventual consequences of what we are doing, violence can remain rational only if it pursues short-term goals."

I can't help but note the interesting result if we substitute technology for violence in this quote:  "technology being instrumental by nature, is rational to the extent that it is effective in reaching the end which must justify it. And since when we act we never know with any amount of certainty the eventual consequences of what we are doing, technology can remain rational only if it pursues short-term goals."

The danger of introducing violence bring us back to Arendt's implicit take on McLuhan's medium is the message, that the means are the message, which is to say that the means become the ends.

Still, the danger of the practice of violence, even if it moves consciously within a nonextremist framework of short-term goals, will always be that the means overwhelm the end. If goals are not achieved rapidly, the result will not merely be defeat but the introduction of the practice of violence into the whole body politic. Action is irreversible, and a return to the status quo in case of defeat is always unlikely. The practice of violence, like all action, changes the world, but the most probable change is a more violent world.

Interestingly, Arendt suggests that "the greater the bureaucratization of public life, the greater will be the attraction of violence."  This returns to the point of bureaucracy as technology, that it is impersonal and dehumanizing, that you cannot question it or argue with it.  Thinking about it, what Plato criticizes about writing in the Phaedrus applies to bureaucracy quite well, at least on those two points.  Otherwise, in regard to Plato's 3rd major point about writing, we could modify the original critique and note that bureaucracy gives the appearance of a knowledgeable and accountable government, but in fact represents the complete absence of those qualities.

In his lecture, Bernstein stated that what people want is the freedom to act, to participate.  That is what the exercise of power by bureaucracy, power without accountability, without responsibility (the key to responsibility being response as Martin Buber has insightfully stated), resists and essentially prevents.

Power based on participation is the formula for a just and stable society.  Can technology, which is arguably inherently violent, actually increase genuine participation in the establishment of a legitimate order and power structure?  Proponents of new media, such as my friend and colleague Paul Levinson, believe the answer to be unequivocally yes.  There is no question that new media are undermining existing power structures all around the world, and here in the US.  But can they form the basis of a new political order?  Arendt's arguments cast some doubt on the possibility (and Neil Postman would undoubtedly agree), and should give us pause, as we ought to recall the unpredictability of the ends, and the overwhelming "power" of the means.

Arendt's essay also made me think about the close association that Marshall McLuhan made between violence and identity.  According to McLuhan, violence is a response to the loss of identity, and constitutes an attempt to regain identity.  In his final television appearance, with Mike McManus at the end of 1977, McLuhan stated,

All forms of violence are quests for identity.  When you live out on the frontier, you have no identity. You're a nobody.  Therefore you get very tough. You have to prove that you are somebody, and so you become very violent. And so identity is always accompanied by violence. This seems paradoxical to you?  Ordinary people find the need for violence as they lose their identities.  So it's only the threat to people's identity that makes them violent. Terrorists, hijackers, these are people minus identity. They are determined to make it somehow, to get coverage, to get noticed.

Adding McLuhan's insight to Arendt's commentary, we can equate identity with power, loss or lack of identity with a loss of power and impotency.  Identity not only tells us who we are, it binds us together in common cause, as a group identity.

This brings us back to Kenneth Burke's view of rhetoric as a means to foster identification.  Through the forging of a common identity, we create the basis for cooperation and consent, and therefore, in Arendt's sense, power.

When group identity breaks down, cooperation and consent go into decline (this sounds chillingly familiar, come to think of it), and the power of the state/government ebbs.  Violence then becomes the means to compensate for it.  On the other side of the coin, when individuals or groups do not feel that they are part of the larger group identity, and consequently may feel a loss or lack of identity in contrast to the majority, they may resort to violence as a means of compensation.

Bringing Burke back into play (and, for that matter, Alfred Korzybski), it becomes clear that power and identity are very much symbolic phenomena.  Identity typically is established by having and/or gaining a name.  When we share the same name, the same surname, or the same nationality-name, we indicate that we have a shared identity.  That is why shifts in language and also bilingualism can be seen as a threat to identity (witness the overwhelming resistance to Spanish in the US, and the problem of Quebec in Canada, which McLuhan was trying to address).  Power is a function of symbolic order, and identity is a function of symbolic assignment.

Anomie is the sociological term for lawlessness, for being an outlaw, rejecting society's laws and rules and norms.  But it also means, in a sense, being without a name.  Being nameless grants a license to kill, or otherwise commit violent acts that violate law, ethics, and morality.  Anonymity reduces the barriers to violence, and distance aids in anonymity.  It is harder to commit violence with one's bare hands than to pull the trigger of a gun, easier still to drop bombs from a plane, and easier still to push a button and launch a missile.  Technology creates distance (as Max Frisch observed, it is the art of never having to experience the world), and grants a measure of anonymity.

Violence is a response to a lack of power.  Technology is a response to a lack of power.  Violence is a response to a lack of identity. Technology is a response to a lack of identity.

Lacking identity, the individual may try to make a name for himself or herself.  This may involve achievement, typically through competition and success in surpassing others, which might be understood as a form of symbolic violence.  But often enough, individuals make names for themselves through genuinely violent acts.

Violence is a response to loss of power/identity, but violence cannot restore power/identity, that is, cannot restore it to its previous state of being, its positive existence.

Violence can produce a new kind of power/identity, but only a negative form of identity/power, e.g., villainy/tyranny.

Technology is a response to loss of power/identity, but technology cannot restore power/identity, that is, cannot restore it to its previous state of being, its positive existence.  Technology can produce a new kind of power/identity, but only a negative form of identity/power, e.g., villainy/tyranny.

Violence/technology/innovation is associated with the loss of our name/language/symbolic order.  Violence/technology/innovation cannot restore our name/language/symbolic order.

Only we, as human beings, can bestow a name, can employ language.  Only we, as human beings, can create an identity, can establish symbolic order.  Only we, as human beings, can create power, and we have the potential to create power in a manner that Hannah Arendt would insist on, within an ethical framework, and grounded in peace, justice, and human rights.

Violence is divisive.  Violence separates the hunters from the prey, the attacker from the target, the winner from the loser, the victor from the victim (as the saying goes, you're either one or the other, which represents a cynical worldview, of course).  Violence is a zero sum game.  Violence performed on one's self is internally divisive, but that's another story.

Technology is divisive. Technology separates the user from the used, the individual from the world, the actor from the acted upon, the subject from the object (technology objectifies the world, and the others who inhabit it).

Violence/technology is an I-It relationship, to use Martin Buber's terminology.

Power is unifying.  Power brings together the ruler and the ruled, government and citizen, in consent and cooperation.  Power binds us together (for good or for ill), in creating, maintaining, repairing, renewing, and revising the symbolic order.

Identity is unifying.  Identity is a shared sense of self, group membership, imagined community, a common ground, a common name, an interconnectedness.

Power/identity is an I-You relationship, an I-You becoming Us.

All too often, power/identity is established through some larger form of divisiveness, a shared identity among insiders in contrast to outsiders, the identification of the other against which we define ourselves.  Identity established through divisiveness is the same as power established through violence, it carries the seeds of its own disintegration, it is not sustainable.  Divisiveness corrupts because any insider group can sense that they might, at some point, become outsiders, and that the only way to prevent this is to single out some other insider group and treat them as outsiders.

The problem before us is one that we have faced throughout our long history:  How to overcome division and forge a truly unified identity.  The name for this identity is no mystery:  it is humanity.  To achieve a global human identity there must be a global human power, a symbolic order, a mutual empowerment based on consent and cooperation.

Does this sound utopian?  I am reminded of Buckminster Fuller's remark that we are in a race between utopia and oblivion.  And even if it's not possible to achieve absolute unity, we certainly have made some significant progress towards that goal, and it certainly seems to me that we have the potential to make a great deal more progress if we have the will to do so.

And I think Hannah Arendt would agree that this positive sense of a will to power begins with thought, I believe she would agree with McLuhan that nothing is inevitable if we are willing to contemplate the possibilities and the consequences of our actions.  And I think Arendt would say that we have to start by thinking, that it's only when we stop thinking that solutions seem hopelessly utopian and problems become insurmountable.

-Lance Strate

Dr. Lance Strate is Professor of Communication and Media Studies and Director of the Professional Studies in New Media program at Fordham University.  He is the author of Echoes and Reflections:  On Media Ecology as a Field of Study, and On the Binding Biases of Time and Other Essays on General Semantics and Media Ecology.
Click here to visit his blog.