On a recent trip to the Hannah Arendt Collection housed in Bard College's Stevenson Library, we came across this copy of Lectures on the French Revolution, which was written by Sir John Emerich Edward Dalberg-Acton, 1st Baron Acton, KCVO (1834-1902):
What the French took from the Americans was their theory of revolution, not their theory of government--their cutting, not their sewing.
The second section underlined by Arendt proceeds as follows:
"The American Revolution," says Washington, "or the peculiar light of the age, seems to have opened the eyes of almost every nation in Europe, and a spirit of equal liberty appears fast to be gaining ground everywhere."
Finally, and on that same page, Arendt inserted two vertical lines and an "X" adjacent to this passage:
"...You will carry our sentiments with you, but if you try to plant them in a country that has been corrupt for centuries, you will encounter obstacles more formidable than ours. Our liberty has been won with blood; you will have to shed it in torrents before liberty can take root in the old world."
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On a recent trip to the Hannah Arendt Library at Bard College, we came across this copy of R. R. Palmer's The Age of the Democratic Revolution, Volume 1: The Challenge.
In his book, Palmer theorizes that the years between 1760 and 1800 marked a significant advance for democracy, with the American, French, and Polish revolutions, as well as several other political movements, all manifesting the same democratic ideals.
Hannah Arendt inserted several annotations into her copy. On one particular page, (See below.) she used two vertical lines to mark two passages of text.
The first reads: "With the Declaration of Independence, and the new constitution which most of the states gave themselves in 1776 and 1777, the revolutionary colonials began to emerge from the anarchy that followed the collapse or withdrawal of British power."
The second proceeds as follows: "The new lawfulness in America was embodied in the new constitutions, which will be considered shortly. Meanwhile, what happened in America was against the law."
On the opposite page, (See below.) Hannah Arendt wrote the comment "no transition time!" in response to an account of the shortcomings of the French revolutioanry government.
She also used a vertical line to mark a footnote that reads "What the United States has missed by having no returned émigrés, or real counterrevolution within its own borders, may be seen in the work of the Canadian Arthur Johnston, dedicated to the loyalists, the 'true heroes of the Revolution.'"
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By Johannes Lang
“Whatever the passions and the emotions may be, and whatever their true connection with thought and reason, they certainly are located in the human heart. And not only is the human heart a place of darkness which, with certainty, no human eye can penetrate; the qualities of the heart need darkness and protection against the light of the public to grow and to remain what they are meant to be, innermost motives which are not for public display.”
–Hannah Arendt, On Revolution (1963)
Since September 11, 2001, historians and social scientists have rediscovered the political relevance of emotion. In the current climate of war and terror, public discussion is suffused with references to fear, hatred, and patriotism. But what are the moral and political consequences when such passions enter the public sphere? One of the most famous political thinkers of the twentieth century, Hannah Arendt, worried about the entry of emotion into politics. She scolded the French revolutionaries for having been carried away by their compassion for the poor and praised the American Founding Fathers for their aloof commitment to universal ideals and for their detached attitude to the suffering masses. Emotions may be important as subjective motives for individual action, Arendt granted, but they should neither be aired in public nor be made the basis for collective action. Emotions disfigure politics; political movements should be based on rational argument, not passion. Yet, as Volker Heins has pointed out, there was one thing Arendt feared more than the intrusion of emotions into politics: a politics completely devoid of emotion. The “ice-cold reasoning” and bureaucratic rationality she discerned behind the Holocaust was infinitely more terrifying than any other political pathology known to man. Arendt’s deep ambivalence toward emotions confronts us with a fundamental question: What is the proper place of emotion in politics?
"The end of the old is not necessarily the beginning of the new."
Hannah Arendt, The Life of the Mind
This is a simple enough statement, and yet it masks a profound truth, one that we often overlook out of the very human tendency to seek consistency and connection, to make order out of the chaos of reality, and to ignore the anomalous nature of that which lies in between whatever phenomena we are attending to.
Perhaps the clearest example of this has been what proved to be the unfounded optimism that greeted the overthrow of autocratic regimes through American intervention in Afghanistan and Iraq, and the native-born movements known collectively as the Arab Spring. It is one thing to disrupt the status quo, to overthrow an unpopular and undemocratic regime. But that end does not necessarily lead to the establishment of a new, beneficent and participatory political structure. We see this time and time again, now in Putin's Russia, a century ago with the Russian Revolution, and over two centuries ago with the French Revolution.
Of course, it has long been understood that oftentimes, to begin something new, we first have to put an end to something old. The popular saying that you can't make an omelet without breaking a few eggs reflects this understanding, although it is certainly not the case that breaking eggs will inevitably and automatically lead to the creation of an omelet. Breaking eggs is a necessary but not sufficient cause of omelets, and while this is not an example of the classic chicken and egg problem, I think we can imagine that the chicken might have something to say on the matter of breaking eggs. Certainly, the chicken would have a different view on what is signified or ought to be signified by the end of the old, meaning the end of the egg shell, insofar as you can't make a chicken without it first breaking out of the egg that it took form within.
So, whether you take the chicken's point of view, or adopt the perspective of the omelet, looking backwards, reverse engineering the current situation, it is only natural to view the beginning of the new as an effect brought into being by the end of the old, to assume or make an inference based on sequencing in time, to posit a causal relationship and commit the logical fallacy of post hoc ergo propter hoc, if for no other reason that by force of narrative logic that compels us to create a coherent storyline. In this respect, Arendt points to the foundation tales of ancient Israel and Rome:
We have the Biblical story of the exodus of Israeli tribes from Egypt, which preceded the Mosaic legislation constituting the Hebrew people, and Virgil's story of the wanderings of Aeneas, which led to the foundation of Rome—"dum conderet urbem," as Virgil defines the content of his great poem even in its first lines. Both legends begin with an act of liberation, the flight from oppression and slavery in Egypt and the flight from burning Troy (that is, from annihilation); and in both instances this act is told from the perspective of a new freedom, the conquest of a new "promised land" that offers more than Egypt's fleshpots and the foundation of a new City that is prepared for by a war destined to undo the Trojan war, so that the order of events as laid down by Homer could be reversed.
Fast forward to the American Revolution, and we find that the founders of the republic, mindful of the uniqueness of their undertaking, searched for archetypes in the ancient world. And what they found in the narratives of Exodus and the Aeneid was that the act of liberation, and the establishment of a new freedom are two events, not one, and in effect subject to Alfred Korzybski's non-Aristotelian Principle of Non-Identity. The success of the formation of the American republic can be attributed to the awareness on their part of the chasm that exists between the closing of one era and the opening of a new age, of their separation in time and space:
No doubt if we read these legends as tales, there is a world of difference between the aimless desperate wanderings of the Israeli tribes in the desert after the Exodus and the marvelously colorful tales of the adventures of Aeneas and his fellow Trojans; but to the men of action of later generations who ransacked the archives of antiquity for paradigms to guide their own intentions, this was not decisive. What was decisive was that there was a hiatus between disaster and salvation, between liberation from the old order and the new freedom, embodied in a novus ordo saeclorum, a "new world order of the ages" with whose rise the world had structurally changed.
I find Arendt's use of the term hiatus interesting, given that in contemporary American culture it has largely been appropriated by the television industry to refer to a series that has been taken off the air for a period of time, but not cancelled. The typical phrase is on hiatus, meaning on a break or on vacation. But Arendt reminds us that such connotations only scratch the surface of the word's broader meanings. The Latin word hiatus refers to an opening or rupture, a physical break or missing part or link in a concrete material object. As such, it becomes a spatial metaphor when applied to an interruption or break in time, a usage introduced in the 17th century. Interestingly, this coincides with the period in English history known as the Interregnum, which began in 1649 with the execution of King Charles I, led to Oliver Cromwell's installation as Lord Protector, and ended after Cromwell's death with the Restoration of the monarchy under Charles II, son of Charles I. While in some ways anticipating the American Revolution, the English Civil War followed an older pattern, one that Mircea Eliade referred to as the myth of eternal return, a circular movement rather than the linear progression of history and cause-effect relations.
The idea of moving forward, of progress, requires a future-orientation that only comes into being in the modern age, by which I mean the era that followed the printing revolution associated with Johannes Gutenberg (I discuss this in my book, On the Binding Biases of Time and Other Essays on General Semantics and Media Ecology). But that same print culture also gave rise to modern science, and with it the monopoly granted to efficient causality, cause-effect relations, to the exclusion in particular of final and formal cause (see Marshall and Eric McLuhan's Media and Formal Cause). This is the basis of the Newtonian universe in which every action has an equal and opposite reaction, and every effect can be linked back in a causal chain to another event that preceded it and brought it into being. The view of time as continuous and connected can be traced back to the introduction of the mechanical clock in the 13th century, but was solidified through the printing of calendars and time lines, and the same effect was created in spatial terms by the reproduction of maps, and the use of spatial grids, e.g., the Mercator projection.
And while the invention of history, as a written narrative concerning the linear progression over time can be traced back to the ancient Israelites, and the story of the exodus, the story incorporates the idea of a hiatus in overlapping structures:
A1. Joseph is the golden boy, the son favored by his father Jacob, earning him the enmity of his brothers
A2. he is sold into slavery by them, winds up in Egypt as a slave and then is falsely accused and imprisoned
A3. by virtue of his ability to interpret dreams he gains his freedom and rises to the position of Pharaoh's prime minister
B1. Joseph welcomes his brothers and father, and the House of Israel goes down to Egypt to sojourn due to famine in the land of Canaan
B2. their descendants are enslaved, oppressed, and persecuted
B3. Moses is chosen to confront Pharaoh, liberate the Israelites, and lead them on their journey through the desert
C1. the Israelites are freed from bondage and escape from Egypt
C2. the revelation at Sinai fully establishes their covenant with God
C3. after many trials, they return to the Promised Land
It can be clearly seen in these narrative structures that the role of the hiatus, in ritual terms, is that of the rite of passage, the initiation period that marks, in symbolic fashion, the change in status, the transformation from one social role or state of being to another (e.g., child to adult, outsider to member of the group). This is not to discount the role that actual trials, tests, and other hardships may play in the transition, as they serve to establish or reinforce, psychologically and sometimes physically, the value and reality of the transformation.
In mythic terms, this structure has become known as the hero's journey or hero's adventure, made famous by Joseph Campbell in The Hero with a Thousand Faces, and also known as the monomyth, because he claimed that the same basic structure is universal to all cultures. The basis structure he identified consists of three main elements: separation (e.g., the hero leaves home), initiation (e.g., the hero enters another realm, experiences tests and trials, leading to the bestowing of gifts, abilities, and/or a new status), and return (the hero returns to utilize what he has gained from the initiation and save the day, restoring the status quo or establishing a new status quo).
Understanding the mythic, non-rational element of initiation is the key to recognizing the role of the hiatus, and in the modern era this meant using rationality to realize the limits of rationality. With this in mind, let me return to the quote I began this essay with, but now provide the larger context of the entire paragraph:
The legendary hiatus between a no-more and a not-yet clearly indicated that freedom would not be the automatic result of liberation, that the end of the old is not necessarily the beginning of the new, that the notion of an all-powerful time continuum is an illusion. Tales of a transitory period—from bondage to freedom, from disaster to salvation—were all the more appealing because the legends chiefly concerned the deeds of great leaders, persons of world-historic significance who appeared on the stage of history precisely during such gaps of historical time. All those who pressed by exterior circumstances or motivated by radical utopian thought-trains, were not satisfied to change the world by the gradual reform of an old order (and this rejection of the gradual was precisely what transformed the men of action of the eighteenth century, the first century of a fully secularized intellectual elite, into the men of the revolutions) were almost logically forced to accept the possibility of a hiatus in the continuous flow of temporal sequence.
Note that concept of gaps in historical time, which brings to mind Eliade's distinction between the sacred and the profane. Historical time is a form of profane time, and sacred time represents a gap or break in that linear progression, one that takes us outside of history, connecting us instead in an eternal return to the time associated with a moment of creation or foundation. The revelation in Sinai is an example of such a time, and accordingly Deuteronomy states that all of the members of the House of Israel were present at that event, not just those alive at that time, but those not present, the generations of the future. This statement is included in the liturgy of the Passover Seder, which is a ritual reenactment of the exodus and revelation, which in turn becomes part of the reenactment of the Passion in Christianity, one of the primary examples of Campbell's monomyth.
Arendt's hiatus, then represents a rupture between two different states or stages, an interruption, a disruption linked to an eruption. In the parlance of chaos and complexity theory, it is a bifurcation point. Arendt's contemporary, Peter Drucker, a philosopher who pioneered the scholarly study of business and management, characterized the contemporary zeitgeist in the title of his 1969 book: The Age of Discontinuity. It is an age in which Newtonian physics was replaced by Einstein's relativity and Heisenberg's uncertainty, the phrase quantum leap becoming a metaphor drawn from subatomic physics for all forms of discontinuity. It is an age in which the fixed point of view that yielded perspective in art and the essay and novel in literature yielded to Cubism and subsequent forms of modern art, and stream of consciousness in writing.
Beginning in the 19th century, photography gave us the frozen, discontinuous moment, and the technique of montage in the motion picture gave us a series of shots and scenes whose connections have to be filled in by the audience. Telegraphy gave us the instantaneous transmission of messages that took them out of their natural context, the subject of the famous comment by Henry David Thoreau that connecting Maine and Texas to one another will not guarantee that they have anything sensible to share with each other. The wire services gave us the nonlinear, inverted pyramid style of newspaper reporting, which also was associated with the nonlinear look of the newspaper front page, a form that Marshall McLuhan referred to as a mosaic. Neil Postman criticized television's role in decontextualizing public discourse in Amusing Ourselves to Death, where he used the phrase, "in the context of no context," and I discuss this as well in my recently published follow-up to his work, Amazing Ourselves to Death.
The concept of the hiatus comes naturally to the premodern mind, schooled by myth and ritual within the context of oral culture. That same concept is repressed, in turn, by the modern mind, shaped by the linearity and rationality of literacy and typography. As the modern mind yields to a new, postmodern alternative, one that emerges out of the electronic media environment, we see the return of the repressed in the idea of the jump cut writ large.
There is psychological satisfaction in the deterministic view of history as the inevitable result of cause-effect relations in the Newtonian sense, as this provides a sense of closure and coherence consistent with the typographic mindset. And there is similar satisfaction in the view of history as entirely consisting of human decisions that are the product of free will, of human agency unfettered by outside constraints, which is also consistent with the individualism that emerges out of the literate mindset and print culture, and with a social rather that physical version of efficient causality. What we are only beginning to come to terms with is the understanding of formal causality, as discussed by Marshall and Eric McLuhan in Media and Formal Cause. What formal causality suggests is that history has a tendency to follow certain patterns, patterns that connect one state or stage to another, patterns that repeat again and again over time. This is the notion that history repeats itself, meaning that historical events tend to fall into certain patterns (repetition being the precondition for the existence of patterns), and that the goal, as McLuhan articulated in Understanding Media, is pattern recognition. This helps to clarify the famous remark by George Santayana, "those who cannot remember the past are condemned to repeat it." In other words, those who are blind to patterns will find it difficult to break out of them.
Campbell engages in pattern recognition in his identification of the heroic monomyth, as Arendt does in her discussion of the historical hiatus. Recognizing the patterns are the first step in escaping them, and may even allow for the possibility of taking control and influencing them. This also means understanding that the tendency for phenomena to fall into patterns is a powerful one. It is a force akin to entropy, and perhaps a result of that very statistical tendency that is expressed by the Second Law of Thermodynamics, as Terrence Deacon argues in Incomplete Nature. It follows that there are only certain points in history, certain moments, certain bifurcation points, when it is possible to make a difference, or to make a difference that makes a difference, to use Gregory Bateson's formulation, and change the course of history. The moment of transition, of initiation, the hiatus, represents such a moment.
McLuhan's concept of medium goes far beyond the ordinary sense of the word, as he relates it to the idea of gaps and intervals, the ground that surrounds the figure, and explains that his philosophy of media is not about transportation (of information), but transformation. The medium is the hiatus.
The particular pattern that has come to the fore in our time is that of the network, whether it's the decentralized computer network and the internet as the network of networks, or the highly centralized and hierarchical broadcast network, or the interpersonal network associated with Stanley Milgram's research (popularly known as six degrees of separation), or the neural networks that define brain structure and function, or social networking sites such as Facebook and Twitter, etc. And it is not the nodes, which may be considered the content of the network, that defines the network, but the links that connect them, which function as the network medium, and which, in the systems view favored by Bateson, provide the structure for the network system, the interaction or relationship between the nodes. What matters is not the nodes, it's the modes.
Hiatus and link may seem like polar opposites, the break and the bridge, but they are two sides of the same coin, the medium that goes between, simultaneously separating and connecting. The boundary divides the system from its environment, allowing the system to maintain its identity as separate and distinct from the environment, keeping it from being absorbed by the environment. But the membrane also serves as a filter, engaged in the process of abstracting, to use Korzybski's favored term, letting through or bringing material, energy, and information from the environment into the system so that the system can maintain itself and survive. The boundary keeps the system in touch with its situation, keeps it contextualized within its environment.
The systems view emphasizes space over time, as does ecology, but the concept of the hiatus as a temporal interruption suggests an association with evolution as well. Darwin's view of evolution as continuous was consistent with Newtonian physics. The more recent modification of evolutionary theory put forth by Stephen Jay Gould, known as punctuated equilibrium, suggests that evolution occurs in fits and starts, in relatively rare and isolated periods of major change, surrounded by long periods of relative stability and stasis. Not surprisingly, this particular conception of discontinuity was introduced during the television era, in the early 1970s, just a few years after the publication of Peter Drucker's The Age of Discontinuity.
When you consider the extraordinary changes that we are experiencing in our time, technologically and ecologically, the latter underlined by the recent news concerning the United Nations' latest report on global warming, what we need is an understanding of the concept of change, a way to study the patterns of change, patterns that exist and persist across different levels, the micro and the macro, the physical, chemical, biological, psychological, and social, what Bateson referred to as metapatterns, the subject of further elaboration by biologist Tyler Volk in his book on the subject. Paul Watzlawick argued for the need to study change in and of itself in a little book co-authored by John H. Weakland and Richard Fisch, entitled Change: Principles of Problem Formation and Problem Resolution, which considers the problem from the point of view of psychotherapy. Arendt gives us a philosophical entrée into the problem by introducing the pattern of the hiatus, the moment of discontinuity that leads to change, and possibly a moment in which we, as human agents, can have an influence on the direction of that change.
To have such an influence, we do need to have that break, to find a space and more importantly a time to pause and reflect, to evaluate and formulate. Arendt famously emphasizes the importance of thinking in and of itself, the importance not of the content of thought alone, but of the act of thinking, the medium of thinking, which requires an opening, a time out, a respite from the onslaught of 24/7/365. This underscores the value of sacred time, and it follows that it is no accident that during that period of initiation in the story of the exodus, there is the revelation at Sinai and the gift of divine law, the Torah or Law, and chief among them the Ten Commandments, which includes the fourth of the commandments, and the one presented in greatest detail, to observe the Sabbath day. This premodern ritual requires us to make the hiatus a regular part of our lives, to break the continuity of profane time on a weekly basis. From that foundation, other commandments establish the idea of the sabbatical year, and the sabbatical of sabbaticals, or jubilee year. Whether it's a Sabbath mandated by religious observance, or a new movement to engage in a Technology Sabbath, the hiatus functions as the response to the homogenization of time that was associated with efficient causality and literate linearity, and that continues to intensify in conjunction with the technological imperative of efficiency über alles.
To return one last time to the quote that I began with, the end of the old is not necessarily the beginning of the new because there may not be a new beginning at all, there may not be anything new to take the place of the old. The end of the old may be just that, the end, period, the end of it all. The presence of a hiatus to follow the end of the old serves as a promise that something new will begin to take its place after the hiatus is over. And the presence of a hiatus in our lives, individually and collectively, may also serve as a promise that we will not inevitably rush towards an end of the old that will also be an end of it all, that we will be able to find the opening to begin something new, that we will be able to make the transition to something better, that both survival and progress are possible, through an understanding of the processes of continuity and change.
“It may well be the region of the spirit or, rather, the path paved by thinking, this small track of non-time which the activity of thought beats within the time-space of mortal men and into which the trains of thought, of remembrance and anticipation, save whatever they touch from the ruin of historical and biographical time. This small non-time-space in the very heart of time, unlike the world and the culture into which we are born, can only be indicated, but cannot be inherited and handed down from the past; each new generation, indeed every new human being as he inserts himself between an infinite past and an infinite future, must discover and ploddingly pave it anew.”
—Hannah Arendt, Between Past and Future
In the preface to Between Past and Future, Hannah Arendt foregrounds the Nazi/German occupation of France. She does so in order to emphasize how intellectuals who had previously pursued only their own, private careers suddenly became involved in the greater cause of the Resistance. This period, she suggests, was one of an abrupt convergence between “deed and word.” Confronted with the horror of Hitler’s state of emergency, the usual careerist “masks” of “insincerity” were cast off. Then, the introduction of a real state of emergency—that of the Resistance —produced a “public space [within which] freedom could appear.”
After the Liberation and the return to “normal” life, deed and word bifurcated again. As quickly as the new public intellectuals had turned away from academic detachment during the occupation, most returned to it after the war. The overall lack of a common enemy, or at least one as unifying as Nazism had been, meant the dissolution of the new public culture. The end of the war heralded the return of “innumerable cliques” and “paper wars” and the loss of the public culture that that tragedy had inspired.
Arendt articulates a temporal dimension of this shift from private to public and back to private life. There is a time, Arendt writes, that is between past and future. I call this non-time. Here is how Arendt describes this non-time: It is
an in-between period which sometimes inserts itself into historical time, when not only the later historians but the actors and witnesses...become aware of an interval in time which is altogether determined by things that are no longer and by things which are not yet.
The ascendant public awareness of the gap between the “no longer” and the “not yet” is important since it enhances the collective capacity for remembrance and anticipation. Rather than freezing “the” present in a temporal vice-grip between “the” past and “the” future, non-time plasticizes past and future, loosening its hold. Existing in such a non-time enlivens public freedom, enabling the collective ability to resist transcendentally imposed temporal imperatives. In her time, of course, this meant above all else, resisting the trans-European spread of Nazism.
For a brief period during the war and the resistance, she writes, thought had fused with action and historical and biographical time gave way to the free, indeterminate time that Arendt inflects politically as “public freedom.” Her assertion is that non-time, unlike the historical time of past, present and future, is a more radically open yet situated temporality “at the very heart of time”—and at the core of public freedom as well.
Arendt, however, did not limit her analysis to the early-20th century politics of Europe. Indeed, she selected numerous instances of the transformative, freedom-enhancing capacities of non-time, including the American Revolution, the French Revolution, the Hungarian Revolution of 1956, as well as, in the aesthetic domain, the modernist literature of Franz Kafka. In doing so, Arendt suggested the dynamism and applicability of her concept to a wide variety of situations - including, potentially, our own.
In this way, the act of thinking slips humanity out of historical and biographical time and into a non-time that reconstitutes the world. In the midst of resisting harkenings back to “the” past or any harkenings forward to “the” future, non-time, for Arendt, emerges as a plasticity subject to intervention.
The point, for Arendt, was to bring forth “the treasure” of non-time, within new temporal conditions that situate subjects anew, such that these new subjects might in turn, resituate the new temporal conditions. As she writes: “each new generation, indeed every new human being as he inserts himself between an infinite past and an infinite future, must discover and ploddingly pave it [the ‘treasure’] anew”.
How might today’s public, some fifty years after Between Past and Future, begin the fight for the public freedom Arendt sought? How might non-time assist in such a task?
Consider the mass media ascription of a non-transformative teleology to the Occupy movement. One refrain of critics of the Occupy movement was that it was not “really” seeking revolution at all. In its most common form, the critique asserted that occupiers were nothing more than recent college graduates confronted with mounting student loan debt and murky career horizons. What they really sought, therefore, was careers. But from the perspective of non-time, was this judgment necessarily “correct”, or was it instead a bit of both?
The frequency with which the same mass media outlets publish pieces concerned with economic justice today is far less today than at the height of the movement’s influence. In late 2011 and early 2012 however, journalists wrote and editors published as though they too had abruptly become aware of the gap “determined by things that are no longer and by things which are not yet.” From the perspective of non-time, the plasticity of public freedom gave way to the historical and biographical time that renders it inert. It was this that allowed the ascription of a non-transformative teleology to hold sway after the decline of the new public culture.
Of course, overstating the revolutionary nature of the occupy movement would also be foolish. Zeitgeists such as those that brought forth the French Resistance, the American Revolution, the French Revolution and the Hungarian Revolution of 1956 (not to mention, of course, literary modernism), are destined to decline by definition. The occupy movement proved no exception. That said, Arendt did provide some hints regarding how the treasure of non-time might be indicated amidst new, post-zeitgeist conditions, such as our own.
In her view, if humans are to move beyond the predetermined presentism of conditions set by the past, as well as the ascribed teleologism of past conditions in the future, the task is that of producing a critical, engaged public culture not as a periodic impulse, but as a permanent habit.
Doing so requires more than just heeding the often mis-read call to change the world “rather than” interpret it (as an excuse for acting without thinking). Instead, Arendt asserted, we must change the world, and at the same time, change the manner in which we interpret it. In other words, the transcendental hallucinations of time must be transformed by the immanent materiality of non-time. Why? Because, in contrast with those who speak, predictably, of “the” past or “the” future, for Arendt, the present is always an unknown moment of struggle between the past and the future.
- Jason Adams
Hannah Arendt’s life and work defy easy categorization, so I tend to be skeptical when a writer tries to encapsulate her oeuvre in a few catchwords. After all, previous efforts at concise assessment have typically led to reductive if not tendentious misreadings. So I was both pleased and surprised by sociologist Natan Sznaider’s book Jewish Memory and the Cosmopolitan Order (2011), which sharpens our understanding of Arendt’s thought by locating her within a specific historical milieu and intellectual genealogy. Briefly put, Sznaider portrays Arendt as both a Jewish and a cosmopolitan thinker, one whose arguments strike a fine balance between the particular and the universal.
This formulation obviously raises questions about Sznaider’s conception of key terms, including “Jewish” and “cosmopolitan.” With regard to the former, he contends that Arendt should be grasped as a Jewish thinker because she was intimately involved in the political debate and activity that defined Jewish life in the years before and after the Holocaust. As Sznaider notes, Arendt defined her Jewishness first and foremost as “a political stance”. She participated in Zionist mobilization when she still lived in Germany and in the founding of the World Jewish Congress during her time in Paris. She retrieved Jewish books, manuscripts, and other artifacts from Europe in her work for Jewish Cultural Reconstruction. She spoke and wrote as a Jew when she discussed the nature of guilt, responsibility, and memory after the destruction of European Jewry. And, of course, she stirred controversy in American, German, and Israeli circles for her portrayal of Eichmann and her sharp criticisms of Europe’s Jewish leadership. Sznaider convincingly argues that Arendt’s politics, molded in the heat of twentieth-century Jewish activism, left a deep imprint on her political theory. Without grasping her specific engagements as a Jew, he insists, we cannot comprehend her more general pronouncements on rights, totalitarianism, and a host of other topics.
This point has important implications for Sznaider’s conception of cosmopolitanism. In his view, cosmopolitanism
combines appreciation of difference and diversity with efforts to conceive of new democratic forms of political rule beyond the nation-state…. It neither orders differences hierarchically nor dissolves them, but accepts them as such—indeed, invests them with positive value. It is sensitive to historic cultural particularities, respecting the specific dignity and burden of a group, a people, a culture, a religion. Cosmopolitanism affirms what is excluded both by hierarchical difference and by universal equality—namely, perceiving others as different and at the same time equal.
Sznaider’s rendering fits comfortably within recent discussions of “rooted” and “vernacular” cosmopolitanism. He insists that people only create and live forms of worldliness on the basis of their particular experiences, histories, and identities. He thereby distinguishes cosmopolitanism from “universalist” modes of thought, which in his understanding treat people as abstract individuals and do not recognize their specific attachments. Sznaider identifies universalist impulses in a number of intellectual and ideological movements, but he draws particular attention to the Enlightenment and the nationalist ideologies that emerged in Europe after the French Revolution. Both offer Jews inclusion and equality—but only, it seems, if they stop being Jewish.
In Sznaider’s reading, Arendt’s thought is cosmopolitan in precisely this “rooted” sense. Like a number of other twentieth-century Jewish intellectuals, she relied on Jewish particularity to advance broader, even “universal” claims about the nature of modern life and politics. (I use Sznaider’s language here, although I believe he could have more carefully distinguished the “universal” dimensions of Arendt’s thought from the “universalist” projects that he decries.) European Jewish experiences of persecution, for example, offered Arendt a crucial lens through which to analyze the potentials and paradoxes of minority and human rights. She also relied on the destruction of European Jewry to reflect on the emerging concept of “crimes against humanity”—without, at the same time, losing sight of the Holocaust’s irreducible specificity. Arendt’s attentiveness to both the particular and the universal is evident in her description of Nazi mass murder as “a crime against humanity committed on the bodies of the Jewish people.”
Sznaider provides a particularly good account of the ways that Arendt resisted early attempts to “generalize” the Holocaust. In her exchanges with Hans Magnus Enzensberger, for instance, she resisted the suggestion that the mass killing of Jews was but one “holocaust” among others. She also challenged the notion that the destruction of European Jewry was a paradigmatic modern event that all human beings, in one way or another, shared in common. For Arendt, such claims not only neglected the history of a specifically Jewish catastrophe, but also absolved its German perpetrators of their particular responsibility.
Sznaider’s favorable assessment of Arendt in this case represents an interesting development in his own thought: in a 2005 book that he wrote with Daniel Levy, Sznaider had been a good deal more sympathetic to the formation of a globalized Holocaust memory. At that time, he and his co-author regarded worldwide remembrance of the Nazi genocide as an important means to transcend national frames of reference and promote a cosmopolitan human rights regime. Little of that position remains in Jewish Memory and the Cosmopolitan Order. Instead, Sznaider takes critical aim at one fashionable contemporary thinker, Giorgio Agamben, for lifting the Nazi concentration camps out of their historical context and recasting them as the epitome of modern sovereign power.
I sympathize with this reading of Agamben, whose provocative claims tend to outstrip the empirical cases on which they are based. Yet in one respect Sznaider could also be more careful about the generalization if not “universalization” of Jewish experience. He is too quick at a few points to position Jews as the embodiments and carriers of modernity’s virtues, too hasty in his portrayal of the Diaspora as the paradigm for de-territorialization and cosmopolitanism as such. In a 1993 article, Daniel and Jonathan Boyarin—the one a Talmudic studies scholar, the other an anthropologist—cautioned us against “allegorizing” Jews as the exemplary Other, and we would do well to take their warning to heart. Other groups, identities, and histories inhabit the world in which we all live, and we should take seriously the insights that their own particularity might offer to our understanding of cosmopolitanism.
This last criticism notwithstanding, Sznaider’s book provides an incisive re-appraisal of Arendt’s thought. Although its central argument can be stated briefly, it does not narrow our appreciation of her work as much as enliven and expand it.
Sensus communis as a foundation for men as political beings: Arendt’s reading of Kant’s Critique of Judgment
Annelies Degryse Katholieke Universiteit Leuven, Belgium
Philosophy Social Criticism 2011 37(3): 345
Arendt's late reading of Kant proposes a connection between aesthetics and politics that, among other innovations, offers a new way to think about judgment through a connection between the individual and group reflection. Annelies Degryse of Leuven University breaks down this conception of judgment into two constituent parts and connects it to Kant's "community sense."
Picking up on the argument by Ronald Beiner that Arendt "detranscendentalizes" Kant, Degryse describes how this move to a plurality of spectators can be understood as an "empricalizing" Kant. She helpfully highlights two moments of judgment in Arendt. First, a person perceives through imagination, a specific faculty that moves from a physical to a mental instance. Second, in reflection, one achieves a distance from the original representation that further distances oneself from it. Indeed, here Arendt speaks of the "proper distance, the remoteness or uninvolvedness or disinterestedness, that is requisite for approbation and disapprobation, for evaluating something at its proper worth" (Arendt, Lectures on Kant's Political Philosophy, 1992: 67). Judgment proper occurs in this second step, where one takes a stand on one's first impression in terms of a value assertion.
The first moment of judgment occurs within the mind of the individual. It does not even necessarily need to take the form of words but could occur entirely at the private level. In the second moment though, one needs recourse to language as an instrument of communication. Arendt says that Kant's reference to sensus communis should thus best be translated as "community sense" rather than "common sense." Degryse emphasizes the "common" here as the key to moving to judgment through language. It allows us to go beyond our own limited mode of thinking. In other words, language knows more than any individual person, and in framing a judgment one takes this greater knowledge into account. This is one way to understand what Arendt means by thinking with "an enlarged mentality." Degryse links the use of language in judgments to Arendt's "detranscendentalization" of Kant: "Arendt stresses, with Kant, that we can lose our faculty of enlarged thinking without communication and interaction with one another. (353)" Judgment for Kant is only a faculty of the mind but for Arendt it depends on actual interaction with others.
Degryse sees Arendt's Lectures on Kant's Political Philosophy as explicitly developing the role of spectators that was already implicit in the Human Condition. After all, speech and action need to be received by someone. Drawing on another aspect of Kant's terminology to make this connection, Arendt emphasizes that taste, not genius, constitutes the public realm. The genius can start something new, but in order to communicate it, this novelty must be described in terms that others can perceive. Interestingly, for Arendt, even the genius must himself have at least some access to taste to get his point across. Shifting to the political realm, Degryse notes that Arendt provides the example of the French Revolution: she sees its true impact in the many public responses to the event rather than the acts of the event itself. (One thinks here of the publications of Burke in the England, Paine in the U.S., and Schiller and Hegel in Germany, among many others.)
As a contrast, Degryse says that the philosopher risks losing touch and supporting tyranny because, as per Plato's famous parable of the cave, he does not want to return to the realm of shadows and captivity with others after having ascended alone to the realm of truth. Spectators, always plural, can never lose touch in this way.
In Germany, the Romantics and Idealists worshiped the genius. Even today, taste is often considered a relic of subjectivism. Even though Arendt returns to Kant's aesthetics in a manner reminiscent of the great Idealists Fichte, Schelling, and Hegel, one key contribution of Degryse's article is that it shows how Arendt moves in the direction of plurality rather than the self-positing subject.
“…the enormous pathos which we find in both the American and French Revolutions, this ever-repeated insistence that nothing comparable in grandeur and significance had every happened in the whole recorded history of mankind…”
-Hannah Arendt, On Revolution
Although my political memory is admittedly brief, I cannot remember an American presidential election day that was anticipated with less enthusiasm than the one that looms this week, particularly among the generation who are now my students. It is an unfortunate sign when you overhear conversations in the lounge expressing a wistfulness for the halcyon days of Clinton v. Dole. This is not to say that there are no strong emotions about the election – lots of umbrage weekly-renewed, considerable dread and anxiety, even a dash of hope and an occasional twist of satisfaction – but enthusiasm does not seem to be among them. Though this blog tends to dwell more on the political world with a touch of remove from its everyday hurly-burly, as Arendt did, given the proximity of the election it seems worth it to linger for a moment on the particular phenomenon those in this country face tomorrow: a moment of decision that no one seems particularly eager to reach.
Plenty has already been said about why this might be, and there is much more to be said than can be said in this space. I want to dwell on one particularly Arendtian concern that I have heard expressed and worried over more and more during the last few months, the simple question that a student last week pithily expressed as “what’s freedom got to do with it?” Asking the question in that way may nudge us in advance into hand-wringing and gnashing of teeth. But I want to argue something that may seem counter-intuitive, at least to the sensibilities that I hear advanced daily: that in fact the certain grimness or reticence with which many face the impending election is not a sign of the decay of the fabric of American polity, or the slow collapse of the meaningfulness of citizenship, but a sign that the events of the opening years of this millennium have brought us into a new kind of health. That health is precisely in the realm of freedom, a health increasingly robust even as we face terrible sickness and disrepair in other aspects of our political, economic, and cultural systems.
The great diagnostic temptation at this political moment, which one hears espoused often enough, is to say that Americans have forgotten how to experience freedom in our political process at all (if indeed it was ever there), and so we trudge towards Nov. 6 having thoroughly accepted that, whatever particular material interests we might have at stake, “freedom is not even the nonpolitical aim of politics, but a marginal phenomenon." And there is, of course, something to this worry, as there was when Arendt wrote it; a potent part of the dissatisfaction that so many feel and express is the sense that whoever is elected, it will make little difference in the end. There are lots of extremely portentous “minutae” of politics to counterpose to this sense – the composition of the courts, the reversal of pre-existing condition restrictions, reproductive and marriage rights, the bearing of the federal tax structure on nation’s titanic income inequality – but if these kinds of issues could disrupt the sense that they’re taken to address, the national media would have dispelled any concern of the sort long ago. What is at stake cannot be the literal question of whether or not there is anything at stake – otherwise the answer would be trivially obvious, that there is – but that there is a rich sense that, as Arendt puts it repeatedly, the experience of an inexorability to our political economy (to call a spade a spade) has thoroughly overwhelmed our hope for novelty, our belief in the possibility of new beginnings, of revolutionary change.
But there is something to this peculiar kind of despair, itself so different from the form of despair that dominated the part of our society in which I grew up – the sense of not only a crushing personal irrelevance but the fundamental impossibility of escaping a desperate struggle for livelihood – that actually bespeaks something promising for our political culture. The despair of change, which in fact now unites the two ideological poles of American politics, bespeaks a renewed sensitivity to freedom, freedom in the specifically Arendtian sense that space remains in which what is might be radically replaced with what might begin tomorrow. It is a sensitivity to freedom that can only exist in a polity that remembers what it is to feel and desire it.
On the contrary, anyone who doubts that Americans yet feel a sense of Arendtian freedom need only take a glance at the documentary currently making the rounds, 'PressPausePlay', to see that we have in fact again become so suffused with what Arendt called “the specific revolutionary pathos of the absolutely new, of a beginning which would justify starting to count time in the year of the revolutionary event,” that it has leapt out of the political realm and now structures our relationship to technology, to culture, and to education as well. Where once we had to worry that the political had become inextricably reduced to the social, now it seems that we may rather be faced with the universalization of the specifically political, with the preeminence of action and spectatorship in every sphere of the human condition. It’s not at all clear to me that that would be a terrible thing, but the point remains.
One might be inclined to blame the candidates themselves for the lack of enthusiasm, and again it would be hard to deny that there’s something to that. But what is it, exactly, that we find worth blaming? Certainly, those who supported him might have a number of particular political gripes with the way that President Obama executed his term in office, but I also think that most in practice most understand that Obama could never in the American political system have lived up to the messianic fervor surrounding him, and that this is not the true source of disconsolation. I will confess to a certain lack of sympathy for feeling betrayed by Obama’s positions. Likewise, it is hard to fault those who oppose President Obama for being unenthusiastic, to put it mildly, with having Mitt Romney as their only meaningfully available avatar, given that that concept itself entails the expectation that something is being represented. But here, too, I think there is a perfectly resilient awareness among those who will vote for Romney that the man is in fact quite good for the role for which he has been groomed and in which he has placed himself: the consummate manager, the guarantor of the kind of freedom-as-security Arendt worried might wholly replace our sense of freedom-as-possibility, “not the security against ‘violent death,’ as in Hobbes…but a security which should permit an undisturbed development of the life process of the society as a whole.”
No, the difficulty that Americans face is neither that we have lost our “revolutionary pathos” that makes us believe in the promise of something truly new, nor that we have candidates who cannot fulfill our rather extraordinary expectations, but that we have once again come into our desire for both the senses of freedom that Arendt diagnoses, and they are senses of freedom that do not sit easily together. The ambivalence and strain that comes with holding desires for competing freedoms is not something to be bemoaned, but celebrated, and converted into cause for engaging the immense barriers the current configuration of our political system has thrown up against those desires. We desire both the promise of change that holds fast our belief, and the promise of a managerial excellence in navigating the quotidian ho-hummery of administration. And this is simply the reality of, not the American political system, but political system as such: these two forms of promise are inextricably bound to each other, and though it is a tense and at time openly antagonistic partnership, it is nevertheless one that polity, at least in its Modern sense, can’t do without. Political ambivalence, and even pessimism, is not a sign of the decay of our political capacities, but of their renewal by a decade of protest and struggle and failure on both sides of the political spectrum. Our senses of freedom are in rude health…whether our politics can bear it is another question.
"The ideal subject of totalitarian rule is not the convinced Nazi or the dedicated communist, but people for whom the distinction between fact and fiction, true and false, no longer exists."
Hannah Arendt, "Origins of Totalitarianism"
What is truth? Is there such a thing as a universal truth or is truth something that is based on one’s belief? I was confronted with this question recently, in my Theory of Knowledge class, and my first reaction was: yes, there is such a thing as a universal truth! But as I got to think about it more and more, I came to realize that actually truth is what one makes it to be. For an example, it was a universal truth for many societies, including the Ancient Greeks, that the Earth was the center of our solar system. It was the logical thing to assume, since everyone could see that the Sun and the Moon circled our planet. But did that make the theory true? In the early 1500s, Nicholas Copernicus realized that, while the Sun might seem to circulate the Earth, it is, in fact, the Earth was circulating the Sun and the only reason it seemed to be the other way was because Earth was making circles around itself. Today, through modern technology we have concrete proof that the Earth truly circulates the Sun - and nobody would believe if they were told the geocentric theory.
The purpose of that analogy is to show that society can quickly be convinced based on what they see on the surface. For the early people, it was very clear that the Sun moved on the sky and that the Moon did so, as well, thus the Earth had to be the center of the universe. Similarly, in history and politics, sometimes people tend to be led by their beliefs rather than what is beneath the surface. Many politicians have for years believed that lies are not harmful when trying to achieve a great cause. Yet, that is not so. Perhaps, for those leaders who chose to lie, it is indeed not harmful, for they do tend to achieve their goals. All they need is the perfect circumstances, a few wielded facts and the right words. For the society which follows them blindly, the consequences are often much greater.
One great example in history would be that of the French Revolution. The time preceding the Revolution was that of a financial crisis. More and more people struggled to survive, having lost their jobs, living under miserable conditions and often unable to buy even a loaf of bread. As in many occasions in history, one man succeeded to make the best of the situation. Maximilien Robespierre was one of the many revolutionary leaders. He used the people’s desperation, and, using a language of hatred, inspired the people to rise against the government and overthrow the monarchy. In much what he said, Robespierre was right - indeed, the royal family lived an expensive life off of the money of the people. What he did not tell, however, was that, the royal family in France had always lived in the same way Marie Antoinette and her husband did - the difference was that the previous generations did not have to face the financial crisis the last French royal family did. Thus, by twisting what is now known as a historical fact and using the desperation of the French people, Robespierre created a truth of his own, which the people accepted and turned into a universal truth. That lead to Robespierre achieving his goal - he got power and became a leader. But those who had supported him, such as his fellow revolutionaries, suffered, for almost all of them followed the royal family on the guillotine. Robespierre’s reign of terror lead France into a different kind of crisis, and it was a consequence of the people’s folly. It took generations to achieve the ultimate goal of the French Revolution: “Liberty, Equality, and Brotherhood”.
Of course, not all political figures twist the truth to achieve a greater good for themselves - in some cases; they do it believing that they would achieve a greater good for their country or even the world. Franklin Delano Roosevelt is, to this day, known as one of the greatest presidents of the United States. And, in many ways, he saved this country. But in order to do so, he had to make sacrifices. Sacrifices that cost others great pain. At the end of WWII, at the Conference at Yalta, a document known as the Declaration of Liberated Europe was signed by FDR, Winston Churchill and Joseph Stalin. In that document, it was declared that after the end of the war, with the liberation of the countries influenced or occupied by Germany, free elections would be held, in order to establish new order. These words sounded very promising, yet there was a problem - they were very vague. At the time, almost nobody was able to see that. The war
had caused too much damage. All people wanted was a peaceful resolution. The prospect of free elections seemed wonderful, and everyone was too eager to believe there would be such a thing. I can testify for that, using the example of the country of my birth - Bulgaria. When the Declaration of Liberated Europe became a public fact, preparations for elections began in Bulgaria. Candidates were picked out, campaigns were started. Great was the shock of the people, when the government, which had been a communist-oriented one, with a prime minister close to Stalin, arrested everyone who had been pro-democracy and executed the leaders of the opposition. Not too surprisingly, the leaderships of almost the entire Eastern Europe, with the exclusion of Greece, turned red, or pro-Soviet. There was a purpose behind the vagueness of the Declaration of Liberated Europe - free elections, as far as Stalin, Roosevelt and Churchill were concerned, meant elections in which Stalin’s post-war vision of spheres of influence in Eastern Europe would become a fact. In other words, the
Big Three knew that at the Eastern European elections, there would be no governments that would turn out as pro-democratic. FDR also succeeded to achieve his goals - there was peace, but he had to lie and sacrifice Eastern Europe for it. Citizens did not know that - they believed in what they saw on the surface, in what they heard from their leader and created a universal truth, which ended up hurting the Eastern European peoples.
History often tends to repeat itself, although in different forms. Today, I can clearly see a radical new movement in the United States - a country that has always symbolized freedom, democracy, and rational thinking. I angered to hear a statement that the newly popular Tea Party had made - they accused President Obama of being a socialist. I cannot be sure if it is the atrocity of this statement, or the amount of people supporting it that bothered me more. Ever since the Cold War, in the United States the term “socialist” had ben related to the Soviet Union and its dictators. I find it funny, knowing the true meaning of the term, how correct the Tea Party leaders are. For, the initial ideal of socialism is that all people would be equal. If one sees the term in this fashion, then yes, Obama is a socialist, for he wants all Americans to have equal opportunity, and he has been fighting for that with the Universal Health Reform and the plans for job opportunities. But I know that the Tea Party does not use it in this way, nor do their supporters see it as such. No, they use the term in a Soviet-related fashion, thus offending people like my mother, who lived in a communist state, experienced the transition, and came here from a post-communist society and knows what the true meaning of a communist dictatorship is. But the Tea Party leaders have found the perfect circumstances, hitting on a nerve in a time of deep economic and financial crisis and have used a hateful language to achieve their own purpose - to have power. Perhaps it is too early for many of their followers to see, but as I personally believe, American society is dividing and the people are suffering. The problem is, they believe they suffer because of the wrong person. They have created their own truth, a truth which for them is universal, like the truth of the geocentric theory or the free-elections of post WWII Europe.
No, there is no universal truth, there is truth based on the interpretation of facts. And it is the responsibility of society, the citizens and their leaders to overcome their bias and look beneath the surface, seeing the facts as they are.