Is Hannah Arendt a Jewish Thinker?

Is Hannah Arendt A Jewish Thinker? On one level, the answer is obvious. Arendt was indeed Jewish, raised in Germany during the first three decades of the 20th century. True, Arendt was non-religious and in much of her writing was deeply critical of Jews and Jewish leaders. Yet she was arrested twice as a Jew, once in Germany and once in France, escaping both times. If one is attacked as a Jew, she said, one must respond as a Jew. That she did. She led Jewish Youth to Palestine and wrote essays during the war calling for a Jewish army. She attended the first meeting of the Jewish World Congress. She worked for years for the committee for Jewish Cultural Reconstruction. Her first two books—Rahel Varnhagen: The Life of Jewess, and The Origins of Totalitarianism—are deeply infused by her understanding of the Jewish question. So too is her best known book, Eichmann in Jerusalem. It would be folly to deny that her thinking is influenced by her experience of being a Jew.
But to ask if she was a Jewish thinker is something else. It is to ask whether her political thinking is inspired by or in some way quintessentially Jewish. The question is posed this way often by students hoping to find something in Arendt with which they can identify. Others ask it in the hope of redeeming Arendt from the perceived sins of her book on Adolf Eichmann. And the question of the Jewish influence on Arendt is also a scholarly question.
For some Arendtian scholars, her thinking is a distillation of the work of her first teacher and youthful lover, Martin Heidegger. Others trace the source of her political ideas to her dear friend and mentor Karl Jaspers. She is often said to be an Aristotelian; one super-intelligent recent Ph.D. argued to me last week that the decisive influence on her work was Niccolo Machiavelli. A recent article argues that Arendt’s Denktagebuch proves that her most influential interlocutor was Plato. And then there is of course a Jewish reading of Arendt, one first explored in depth (and in its complexity) by Richard Bernstein in his book Hannah Arendt and the Jewish Question.
In all such arguments seeking Arendt’s true source, there is painfully little tolerance for letting Arendt be Arendt, for recognizing her to be the original thinker she is. Contextualizing is the scholarly obsession. At some point, however, we must stop and admit that Arendt represents something new—which means only that any effort to claim one privileged influence upon her work will be incomplete.
The impact of her Jewish experiences on Arendt’s thought is most visible in the distinction she makes between the social and the political realms, which runs through her entire body of thought. As Leon Botstein has written, “Arendt’s basic theoretical claim, the separation of the social form the political, originated in her understanding of the Jewish problem as decisively political rather than social in character.” Arendt sought in her early Jewish writings to make a space for Jews to preserve their social aloofness (their being separate and living according to their own laws) while at the same time engaging in political action.
At the same time, Arendt’s distinction between society and politics is infused by her reading of Carl Schmitt as well as by her rejection of the Western philosophical canon that elevates contemplation over action. In The Human Condition, where Arendt first fully develops her distinction between the social and political, Jewish concerns are absent. And yet, the roots of that distinction are explored in Antisemitism, Book One of The Origins of Totalitarianism. It would be “irresponsible,” as Jerry Kohn has written, to doubt the importance to her thinking of what Arendt experienced as a Jew. Still, it would be saying too much to call her a Jewish thinker. Arendt is, quite simply, an original. She is impossible to compartmentalize or box in. She is neither liberal nor conservative, neither Jewish nor universal. Of course she is a Jewish thinker—and so much more.
I raise these reflections in response to Jewish Memory and the Cosmopolitan Order, an important new book by Natan Sznaider. Sznaider visited the Arendt Center last week and in two public presentations made his case for two theses: First, that Arendt’s mature political thinking has its roots in her Jewish experience from the 1930s through the 1940s; and second, that she has helped articulate a uniquely Jewish perspective on human rights conveyed and concretized through catastrophe and memory around the holocaust.
The foundation for Sznaider’s argument is an exceptional archival reconstruction of Arendt’s until-now little-known work for the committee for Jewish Cultural Reconstruction (JCR). Arendt was the research director for JCR in the 1940s, when she was hired by Salo Baron, a specialist in Jewish history at Columbia University. Baron hired Arendt and gave her what was her first paid position in the United States. As research director of JCR Arendt was thrust into post-war Jewish politics. Based on fruitful work in the Salo Baron archives at Stanford, Sznaider develops an account of the close intellectual, personal, and political relationship between Arendt and Baron, based on a shared belief in what he calls a “hidden Jewish tradition.” Against the mainstream Jewish tradition of victimhood and withdrawal, Arendt and Baron shared a belief in a vibrant and glorious tradition of Jewish political activity.
In her work for the JCR, Arendt compiled inventories of Jewish cultural artifacts. Relying on a network of Jewish refugees around the world, she published lists with titles like: “Tentative List of Jewish Cultural Treasures in Axis-Occupied Countries.” Sznaider makes the case that these lists “are among her important publications on Jewish matters” and should be considered part of the Arendt canon. Working from these lists, Arendt then traveled to Europe and negotiated with German, Israeli, and U.S. military authorities to determine the fate of Jewish cultural treasures that had been stockpiled by the Nazis or saved by European communities.
Arendt’s work at the JCR was importantly an opportunity to engage in Jewish politics as a representative of world Jewry. She was one of the few unelected Jewish leaders tasked with deciding how the salvaged cultural heritage would be distributed to Jewish communities around the world. A large part of her work was convincing the U.S. military to depart from settled international law, which required that these treasures be returned to the communities from which they came. As there were no Jews left in these ravaged European Jewish communities, Arendt and Baron, along with Gershom Scholem in Israel, argued that the Jewish cultural heritage should be distributed to new Jewish communities in Israel, America, and around the world.
According to Sznaider, Arendt saw herself as an emissary of the Jewish people. “Arendt believed that the JCR would be the representative of the Jewish people as a collective and not of Jews as citizens of their respective countries.” Through her work for JCR, Arendt came to believe in the possibility of a Jewish politics outside of traditional nation states. It is in this context, he argues, that Arendt distanced herself from Zionist circles. She was, he writes, convinced that “the only viable answer for modern Jews is politics—not necessarily Zionist politics, but collective politics of some kind.” In lieu of the security of a national state, Arendt hoped for a “federal principle of political organization, not only for Jews but for all European peoples.” It is in this sense that Sznaider argues that Arendt’s political thinking as it emerges in her later writing is deeply indebted to her experience of Jewish political action.
Sznaider has many aims in his book and one is to enlist Arendt as the progenitor of what he calls “rooted cosmopolitanism,” a modern politics that is both rooted in particular identity and also open to the modern demand for equality. Another is to argue that there is a particular Jewish perspective on human rights that is rooted in the Jewish experience of catastrophe. Human rights, he argues leaning on Arendt, does not have a philosophical ground. But Jewish history and the memory of the holocaust offer a non-metaphysical ground for human rights in fear itself.
You can watch Sznaider’s lecture here. I recommend you do so. Then buy a copy of Jewish Memory and the Cosmopolitan Order. It is your weekend read.
-RB
Islamic and Liberal Intersections
Over the course of the past two decades, the political idiom of liberalism has substantially expanded its global reach and dominance. In the vast majority of the world’s existing states, principles of individual rights and collective recognition have been or are being enshrined in constitutions and other legal codes, and actors in the public sphere and the realm of civil society are adopting liberal discourse in order to press their claims for equality and freedom. The recent Arab Spring is only one of the most recent instantiations of this larger trend.
Yet even as we acknowledge liberalism’s dominance, we should not overlook those settings where it still (and ironically) carries a counter-hegemonic charge. One such locale is the Republic of Turkey, ostensibly one of the most stable and democratic states in the wider Middle East. Here a variety of Islamic organizations have relied on liberal imaginings in their efforts to challenge the state’s anti-clerical model of secularism.
This Islamic recourse to liberalism is the central concern of Jeremy Walton’s intriguing article in the most recent American Ethnologist, “Confessional Pluralism and the Civil Society Effect.” Walton pays particular attention to the work of four Islamic NGOs in Istanbul and Ankara, all of which have adopted the language of confessional pluralism in their efforts to obtain recognition from the state and secure their inclusion in Turkish public life.[i] These organizations define “religion” as a nonpolitical, voluntary mode of social and ethical life that legitimately, indeed necessarily, takes different forms. They also insist that these varied modes of life deserve acknowledgement and protection on the basis of “the ostensibly universal values of liberty and equality.”
When viewed from the perspective of Turkey’s party politics, these NGOs make strange bedfellows. Three of the organizations analyzed by Walton represent Alevism, a syncretic minority tradition that can be broadly defined by its emphasis on Twelver Shi’a history and belief, its incorporation of Central Asian mystical and shamanistic practices, and its distinctive ritual performances. Alevis have typically supported the Republican People’s Party (CHP, the party established by Mustafa Kemal Atatürk) because its staunch secularism has appeared to offer a bulwark against Sunni majoritarianism and discrimination. The fourth organization, meanwhile, is a Sunni association inspired by the contemporary Turkish theologian Fethullah Gülen and his project of universal religious dialogue. It also epitomizes the recent emergence of the Sunni Muslim bourgeoisie, the constituency that has played a pivotal role in the ascendance of the Justice and Development Party (AKP) under Prime Minister Recep Tayyip Erdoğan. Thanks to its overwhelming success in local and national elections over the past decade, the AKP has effectively supplanted the CHP as Turkey’s preeminent political party.
Yet as Walton rightly notes, these NGOs’ seemingly obvious political differences belie their common turn to the liberal rhetoric of pluralism and collective recognition. All of them desire public acknowledgement of their own (and others’) communities and identities, and all thereby challenge the presumption of ethnolinguistic and religious homogeneity that has prevailed in Turkish governmental discourse since the founding of the Republic in 1923. In addition, all of these organizations question the state’s long-standing effort not only to define and regulate the legitimate practice of religion (especially Sunni Islam), but also to limit religious expression to the private sphere. These rather paradoxical governmental imperatives, which remained largely unchallenged in Turkey until the 1990s, can be traced to the laicist model of secularism that the Republic adopted from the French Jacobin tradition.
In subtle or dramatic ways, all of these NGOs seek to divert Turkish secularism from its previous path. One of the Alevi organizations, for example, seeks a mode of pluralism that would grant to Alevis the same privileges—state funding for houses of worship, inclusion in the mandatory religion classes taught in public schools—that the state has historically allocated to Sunni Islam. Another Alevi association, by contrast, favors an “American-style” secularism that would limit or even prohibit state intervention in religious affairs. The Sunni organization, meanwhile, seeks to promote tolerance and public dialogue across confessional boundaries in a manner that departs markedly from the state’s efforts to privatize religious expression. Significantly, the idiom of liberalism is flexible enough to accommodate these varied and not always compatible projects.
At the same time, the liberal language of confessional pluralism creates tensions and dilemmas for the very organizations that seek to mobilize it. Above all, claims for collective recognition presume coherent and “authentic” (i.e., long-standing, non- or pre-political) religious identities as the necessary ground for communal acknowledgement and equal protection. As Walton convincingly relates, it is precisely such coherence and authenticity that prove elusive for many Islamic NGOs. Alevi associations in particular are defined by intense arguments over the very definition of Alevi identity. Does Alevism constitute a distinct and more or less uniform tradition of its own? What precisely is its relationship with Islam? Does Alevism even constitute a “religion” as the concept is commonly understood, or is it rather a body of folklore, a philosophical and political orientation, or an ethnicity? Alevi associations disagree sharply on the answers to these questions, even as they share a common discursive logic.
Walton is somewhat less persuasive, however, when he turns to Islamic NGOs’ relationship to the state and state governance. In his reading, these associations engage in a form of “nongovernmental politics” that does not aspire to occupy the position of a governing agency. In fact, they contribute to what Walton, drawing on the work of Timothy Mitchell, calls “the civil society effect”: the romantic notion that civil society constitutes “a self-evident domain of freedom and authenticity” wholly autonomous from the state. I follow Walton’s reasoning when he notes that the NGOs he analyzes have displayed an increasing skepticism toward Turkey’s dominant model of secularism and its major political parties, including the CHP and the AKP. I believe he oversteps, however, when he suggests that many if not all of these associations dismiss political society and the state. To my mind, the very language of liberalism adopted by these NGOs indicates that they care a great deal about the state and its policies. Very much in the spirit of Arendt’s celebrated pronouncements in The Origins of Totalitarianism, they grasp that rights and recognition, if they are to have real substance, must be backed and warranted by the state’s governmental power.
This wrong turn notwithstanding, Walton’s argument makes for stimulating reading. Perhaps above all, it offers a sharp challenge to the still common presumption that Islam and modern politics are hermetically separate, fundamentally irreconcilable domains. Instead, as Walton subtly demonstrates, they “authorize, animate, challenge, and contextualize each other in contextually specific ways.”
-Jeffrey Jurgens
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[i] For the sake of easy reading, I do not dwell on the NGOs by name, but the Alevi associations include the Cem Foundation, the Hacı Bektaş Veli Anatolian Cultural Foundation, and the Ehl-i Beyt Foundation. The Sunni association aligned with Gülen is the Journalists and Writers Foundation.
Do Revolutionaries Always Establish a Dictatorship?
“If it is true that all thought begins with remembrance, it is also true that no remembrance remains secure unless it is condensed and distilled into a framework of conceptual notions within which it can further exercise itself.”
-Hannah Arendt, On Revolution
With these words Arendt complains, in her magnificent book about the French and the American Revolution, On Revolution, that the essential elements of the foundation of freedom in the former north-American colonies were not kept alive theoretically and therefore forgotten by the time of an apolitical workers and consumers society. What was forgotten were such things as the pursuit of public happiness, the formation of power by federalism, the origins of the senate (in the Roman senate) as the seat of political authority, etc... Instead, politics and its institutions came to be perceived as the arena of money and power, of intrigues and blockades. By contrast, the French Revolution animated many thinkers and imitators to develop a conceptual framework: the revolution of the poor against exploitation and oppression, the fight for freedom, equality and fraternity, the predecessor and example of all revolutions thereafter, etc. For Arendt, in spite of her critique of the revolution’s aftermath in North America, these are misleading concepts that deny the immanent reason for the French revolution’s failure: the political inexperience of the revolutionaries, the transformation of virtue into terror, the swarming of the poor into public institutions, and the incapacity to proceed from liberation to a lasting constitution of freedom.
Revolutions à la française seem to end up in a reign of terror. Is the dictatorship of Castro in Cuba a coincidence? Is Hugo Chavez’ elimination of the second chamber of parliament and the restriction of freedom of opinion in Venezuela also a coincidence? Or perhaps the projection of personal fancy? No, says the Argentinian political scientist Claudia Hilb. These are because of the concept of the radical creation of social equality, which is only possible at the cost of political freedom. Hilb shows, citing Arendt, that “it is perfectly true, and a sad fact indeed, that most so-called revolutions, far from achieving the constitutio libertatis, have not even been able to produce constitutional guarantees of civil rights and liberties, the blessings of ‘limited government’, and there is no question that in our dealings with other nations and their governments we shall have to keep in mind that the distance between tyranny and constitutional, limited government is as great as, perhaps greater than, the distance between limited government and freedom.” (On Revolution)
Claudia Hilb in her “Silencio, Cuba. La izquierda democrática frente al régimen de la Revolución Cubana“ (Buenos Aires 2010) develops a critical framework of conceptual notions which sympathizers of radical social change do not dare to develop, given the discrepancy between their hopes for freedom and equality and the often gloomy subsequent reality. Confronted with criticism on Cuba, they try to defend the regime in Cuba with a “yes, but”. Yes, democracy and civic rights are missing, but there are social achievements like high literacy, general access to health care, and the absence of extreme poverty. Yes, Cuba is poor, but there are no slums like in Buenos Aires. These answers conceal the fact that compared with other Latin American states; Cuba fell from a leading position to a place at the back since the revolution in 1959. Moreover, the defenders attribute Cuba’s economic failures to the boycott by the United States, denying the structural disaster of the Cuban economy on even its own terms. Finally, these defenders color and excuse all this as a “tropical socialism” with its music and the “romantic” ruins that are Havana.
The thesis of Hilb: radical equalization of social conditions was made possible by establishing total domination. For her, the real equivalent is not freedom and equality but dictatorship and equality. Therefore, the missing civic rights as well as the prohibition of leaving the country are less incidental concomitants than a sign of the absolute concentration of power. Dictatorship and equality are inherent components of this form of government itself. Therefore, the dictatorship not only violates certain human rights but also does not recognize human rights as such. They are incompatible with the establishment of, and control through, radical equality, rendering democracy and plurality null.
Hilb describes how Castro from the beginning worked on centralization of power, eliminating revolutionary comrades in the party and armed forces as well as in trade unions and student organizations, elevating only his loyal comrades on unity lists in elections. Trade union and student movements were subordinated to his party.
Likewise the cultural sector was brought into line, not so quickly but just as thoroughly. The shameful self-accusation of the poet Heberto Padilla in 1970 became well known. Radical social change required an increasing concentration of power to eliminate all troubling discussions and deviations.
Social organizations like the trade unions and the Committees for the Defense of the Revolution (CDR) were transformed step by step from organizations of mobilization into organizations of control. The trade unions, as “transmissions belts” for revolutionary force, were no longer organizations defending the working class but had the task to imposing voluntary work and intensifying production. The CDRs became instruments to prevent sabotage and control the private life of everyone. With the economic decline in 1970 temporary “re-education camps” were established. During three years 25,000 “antisocial elements” were detained, among them many homosexuals, religious activists, and prostitutes. The film “Before Nights Falls” (2000) based on the novel of the Cuban poet Reinaldo Arenas describes this time.
Claudia Hilb reminds us of the governmental theory of the French political thinker Montesquieu, in an analysis reminiscent of Arendt’s in On Revolution.
Hilb describes Montesquieu’s analysis of fear as the key principle on which action is based under a tyranny. Fear does not automatically lead to obedience; both fear and obedience must be created, in the Cuban case, according to Hilb, by the arbitrary rule of the party. The Cuban constitution gives the party the power over the state and subordinates law under the political power. He who does not behave in conformity with the party consequently becomes a law breaker. Secondly, fear is created by revolutionary virtue, enforcing conformism in forms of behavior through the party as an unlimited instrument of power. And thirdly, fear is caused by shame. The political regime tacitly tolerates the many violations of law and thefts of public property to guarantee a life above subsistence level. This tolerated life of illegality and lying makes the population constantly vulnerable to blackmail through the shame of possible exposure.
Hilb invites Cuba’s defenders to open their eyes to reality in order to work on a framework of notions that would include how to constitute freedom so that freedom and social justice can be balanced to mutual advantage.
- Wolfgang Heuer
Secondhand Gun Smoke
"The extreme form of power is All against One, the extreme form of violence is One against All. And this latter is never possible without instruments."
Hannah Arendt, On Violence
The instruments that Hannah Arendt refers to in this quote are instruments of violence, that is to say, weapons. Weapons, which in the main, translates to firearms, make it possible for One to commit acts of violence against All. And this fact has been brought into sharp focus in light of the devastating tragedy of this past December 14th, 2012: the massacre of 20 young children and six adults at Sandy Hook Elementary School in Newtown, Connecticut by a 20-year-old man using a semi-automatic assault rifle that belonged to his mother, the first victim of a killing spree that ended when he turned his weapon on himself and took his own life. The extreme depravity of this incident sent shockwaves throughout the nation, and reports of subsequent shootings of a more commonplace variety have been picked up by the news media, whereas previously they have more often than not been ignored. Fulfilling their function as agenda-setters, journalists have placed gun violence high on the list of national debates, reflecting the outrage of many citizens, as well as the genuine concern of a significant number of leaders and officials in government and organized religion.
Despite the fact that many citizens find the status quo intolerable, and favor legislation that would increase the limitations on the types of weaponry citizens can legally purchase and own, and on the requirements for sale and ownership of firearms, there has been considerable opposition to any form of what is commonly referred to as gun control. That pushback had come from what is sometimes referred to as the gun lobby, the National Rifle Association being the primary organization representing the firearms industry, and citizens who insist that our constitution's second amendment guarantees them the freedom to arm themselves as they see fit. And whereas one side mostly speaks in the language of moderation, arguing for reasonable restrictions on firearms sales, the other tends to speak in an extremist language of absolutes, arguing against any abridgement of rights and freedom, maintaining that gun control legislation is completely ineffective, and that, in the words of NRA Vice-President Wayne LaPierre, "the only thing that stops a bad guy with a gun is a good guy with a gun."
Fighting fire with fire is not a method favored by firefighters, except in the most extreme of circumstances, and likewise fighting firearms with firearms is a tactic of last resort for putting an end to gun violence. Firefighters stress the importance of prevention, and we certainly are entitled to ask, how can we prevent a bad guy from getting hold of a gun in the first place? When prevention is ineffective, and violence ensues, it may be necessary to engage in further violence as a countermeasure. But even if the result is cessation rather than escalation, the situation already represents a failure and breakdown of the community. As Arendt explains,
the danger of violence, even if it moves consciously within a nonextremist framework of short-term goals, will always be that the means overwhelm the end. If goals are not achieved rapidly, the result will be not merely defeat but the introduction of the practice of violence into the whole body politic. Action is irreversible, and a return to the status quo in case of defeat is always unlikely. The practice of violence, like all action, changes the world, but the most probable change is to a more violent world.
LaPierre's insistence that the only way to stop violence is with violence is not only simplistic in his childish morality of good guys vs. bad guys, but in his view of the situation as being One against One. Again, it would certainly be reasonable to concede the point that violent action on the part of one individual is sometimes required to put an end to violent action on the part of another individual, and such action is authorized on the part of duly appointed representatives of the law, e.g., police. But in acting in the role of police, such individuals are acting as representatives of the All, so that what appears to be One against One is in fact a case of All against One. But LaPierre's notion of a good guy with a gun is not a police officer—indeed police departments typically favor stricter gun control—but an armed private citizen. In other words, his One against One would exist in a larger context of All against All, everyone armed in defense against everyone else, everyone prepared to engage in violence against everyone else.
That guns are instruments of violence ought to be clear. You cannot cut a steak with a gun. You cannot chop wood with a gun. You cannot excavate a mine with a gun. Unlike knives, axes, and even explosives, firearms have no practical use other than to harm and kill living things. There are recreational applications, granted, but there is nothing new about violence in recreational activities, boxing, wrestling, and fencing all have their origins in antiquity, while eastern martial arts disciplines have grown quite popular in the United States over the past half century, and football has become our most popular sport. It follows that hunting is simply another violent recreational activity, as we are now 10,000 years past the agricultural revolution, and few if any of us live in the wilderness as nomadic hunter-gatherers. And target ranges, skeet shooting, and the like, all of which use obvious surrogates for human and animal bodies, are essentially recreational activities, apart from their function in training individuals how to use firearms.
Instruments of violence, like all tools, are made to be used, and their violence cannot be confined to prescribed targets and situations. So with All against All, everyone lives under the shadow of violence, the possibility of being fired upon serving as a guarantee against bad behavior. From the individual's point of view, everyone is suspect, everyone is a potential menace that must be guarded against. And of course the danger they pose is greatly amplified if they are bearing arms. So peace is achieved through mutual intimidation, and at best a respect based on threat and fear. Under these circumstances, there is no solid foundation for political action based on consensus and cooperation, let alone social cohesion. With All against All, the potential for action taken by All against One is minimized.
Reducing if not eliminating the potential for All against One is central to the ideology of the NRA, for whom the All is not so much everyone else as it is our representatives in positions of authority. Armed private citizens are the good guys with guns, and it is not only the "criminals and crazies" who are bad guys, but also, and perhaps more importantly, the government. Ignoring the fact that historically, the second amendment was understood as granting individual states in the union the right to create militias in the absence of a standing federal army, gun advocates invoke "the right to bear arms" as a check against government tyranny, insisting that they are entitled to the same right to revolution that was claimed by the founders of our nation in the Declaration of Independence. That the Confederate states invoked the same right in seceding from the Union, igniting a debate settled by the most violent of means, is of little import it seems. The Civil War apparently did not end with Robert E. Lee's surrender at Appomattox, but merely underwent a transformation into a subtle insurgency movement that continues to this day. This no doubt comes as a surprise to the vast majority of American citizens, including the multitudes that flocked to movie theaters in recent months to see Steven Spielberg's Lincoln.
Arendt drives home the point that violence exists in inverse relationship to power. Power is derived from the All, from the consent and agreement of the governed, the source of political legitimacy. Power is the ability to achieve goals without the use of violence. When governments are forced to resort to violence, it reflects a loss of power, one that is difficult to reclaim, and may ultimately result in that governments demise. Violence can destroy power, that is the lesson of revolution, but it cannot create power, only political action can. It follows that gun advocates see the second amendment as curbing the power of government, thereby empowering the individual. That sense of power is something of a chimera, however, for as soon as firearms are used, their power dissipates. If they are used against another private citizen, even a so-called bad guy, the user will have to answer to the legal system, and may be found guilty of unlawful action, or subject to civil liability. If they are used against a government official, the user will sooner or later discover that he (or she, but almost always it is a he) is outgunned, that One against All may only succeed in the short-term but will eventually fall to the vastly superior firepower of organized authorities.
American society, like all societies, looks to a set of values that, upon close inspection, holds logical contradictions, values that, from a distance, appear to be psychologically consistent with each other. We value the individual, and adhere to the most extreme form of individualism of any western society, but we also value the community. We seek a balance between the two, but ultimately they come in conflict with one another, the One vs. the All. And we value freedom, but we also value equality. Both seem fundamental, but freedom includes the freedom to excel, to dominate, to gain an advantage, enforce and reinforce inequity, while any effort to be truly egalitarian requires restrictions on those freedoms. Moreover, we believe in capitalism, free enterprise as it were, but also in democracy, the American way, politically-speaking, and we assume the two can co-exist without discord. But capitalism is inherently undemocratic, favoring oligarchies and the absence of government regulation and oversight, whereas the exercise of democracy extends to policies that affect and constrain economic and financial activities, and the organization and conduct of business.
In the past, Americans have slightly favored the individual, freedom, and capitalism, all of which are aligned with one another, over the community, equality, and democracy, although the emphasis has shifted somewhat depending on circumstances (for example, during wartime, we become increasingly more likely to rally around the values of community and equality, and belief in democracy). To put it into Arendt's more succinct terms, we try to find a balance between the One and the All, but to the extent that the two are in conflict, we lean a bit towards the One.
In favoring the One, we tolerate the One against All, the result being that we are scarred by gun violence to a degree vastly out of proportion with other western societies. For gun advocates, gun ownership is an individual right and an essential freedom that must not be abridged. Never mind the fact that "the right to bear arms" is rarely found on any listing of basic human rights, as opposed to the right to live in safety and security, free from fear and threat, a right that gun ownership jeopardizes at least as much as it protects. And never mind the fact that our first amendment freedoms are subject to significant limitations and governed by legislation, and those freedoms are listed in a clear and unequivocal manner, in contrast to the second amendment's convoluted and confused diction ("A well regulated militia being necessary to the security of a free state, the right of the people to keep and bear arms shall not be infringed"). It is also interesting to note that gun advocates like LaPierre do not hesitate to try to shift the focus onto the first amendment, blaming violence in film, television programming, and videogames for incidents like the Newtown shooting. And what is often downplayed is that the gun lobby, in resisting all attempts at gun control, are defending the interests of the gun industry, the businesses that manufacture, distribute, and sell firearms. Of course, it is hard to play up the importance of free enterprise in the wake of the murder of elementary school children.
In their radical views on the second amendment, and their absolute embrace of individual freedom and capitalism against the interests of community, equality, and democracy, gun ideologues like LaPierre insist on the supremacy of One against All, and it is not surprising that the result is an extreme form of violence. And, as I noted earlier, leaders representing the interests of the All against the One tend to speak, naturally enough, in the language of practical politics operating within a democratic form of government, the language of negotiation and compromise, but find themselves confronted on the other side with the abstract absolutes characteristic of the language of ideology. You might say, what we got here is a failure to communicate, in the words of Cool Hand Luke, although the two sides probably understand each other better than they let on.
The ideologues know that if they refuse to blink first, the compromisers will most likely give up and move on to more pressing matters. And the compromisers know that the ideologues refusal to negotiate gives them an excuse to turn away from a divisive issue that may cost them a measure of support in the next election, and deal with more pressing matters with a greater probability of reaching a successful conclusion. Only now, after Newtown, is there talk of having reached a tipping point in public opinion, one that may pressure the compromisers to insist upon a settlement, and may force the ideologues to accept the pragmatic need for negotiation. The likely outcome is that the ideologues will make some minor concessions, allowing for some small progress on gun control, a step in the right direction to be sure, but a far cry from the measures needed to curb the high incidence of gun violence in the United States.
Change will come, because the alternative is intolerable. To the extent that we live in increasingly denser populated areas, in urban sprawl rather than rural isolation, so that the consequences of violent action become increasingly more catastrophic, we require more civilized, more civil living conditions, the insurance against violence that can only come from the power of organized authority subject to political oversight, not private citizens responsible only to themselves. To live in a society of All against All is ultimately regressive, and can only make sense if the social system disintegrates, a remote possibility that cannot be balanced against the actuality of incident after incident of gun violence.
Change will come, but it may only come gradually, given our cultural bias towards the One against All, and it may only come generationally. Over the past half century, Americans have become increasingly more risk aversive, as more information about potential risks to health and safety have been made available through the electronic media. However, as Henry Perkinson argues in No Safety in Numbers, it is the risks that we have no control over that we are particularly averse to. When the risk is perceived as a matter of individual choice, an expression of personal freedom, we are less averse to it than when it is understood to fall outside of our locus of control. Prohibition is often invoked as the archetype of failed measures to eliminate harmful behavior, and the word prohibition is often thrown into discussions on gun control and similar measures in order to summon up those negative connotations. Despite the potential risks to health and safety from alcoholic inebriation, over-consumption, and addiction, drinking was seen as an exercise of free will, and therefore acceptable. It was only with the campaign against drinking and driving that the locus of risk was shifted from the individual consuming intoxicating beverages to the innocent victims of drunk driving, accident victims who had no choice in the matter, whose freedom was in fact curtailed by the drinker. The same is true of tobacco.
Once medical research established that smoking causes emphysema, heart disease, and cancer, modest change in American smoking habits ensued. It was not until the findings about secondhand smoke were established that real cultural change took place, a truly extraordinary shift in attitudes and behavior about smoking. The key was that secondhand smoke exposed individuals to risks that they had no control over, risks that they were subjected to against their own volition.
While this form of risk-aversion is relatively recent, a more basic understanding that permeates American society is that individuals can exercise their freedoms as long as those freedoms do not jeopardize others. The early assertion of a right to own slaves could only persist insofar as individuals were willing to view the enslaved as somehow less than fully human; otherwise the freedom to enslave clearly cannot justify the denial of another individual's freedom. Similarly, free enterprise and free markets, the freedom of individuals to engage in any kind of business and labor practices they might chose to, eventually was understood to conflict with the rights of labor, of workers and employees, as well as the rights of consumers, so that the freedom of capitalism is subject to constraints imposed in the interests of the community and democracy.
In the face of the violence of One against All, what is needed is the power, in the positive sense of democratic political action, of All against One. The power of public opinion and a growing consensus will serve as a bulletproof vest to protect the body politic from assault by the weapons industry and gun ideologues. And the best place to begin is by talking about the dangers that uncontrolled access to firearms pose to citizens who do not choose to live with these instruments of violence, citizens whose freedoms and rights and very lives are put at risk without their consent, citizens who all are victims of secondhand gun smoke.
-Lance Strate
Reflections on an Inaugural Address
I watched President Obama’s second Inaugural Address with my seven-year-old daughter. She had just completed a letter to the President—something she had been composing all week. She was glued to the TV. I found myself tearing up at times, as I do and should do at all such events. “The Star Spangled Banner” by Beyonce was… well, my daughter stood up right there in the living room, so I followed suit. The Inaugural Poem by Richard Blanco began strong—I found the first two stanzas powerful and lyrical.
The invocation of “One sun rose on us today,” is Whitmanesque, as is: “My face, your face, millions of faces in morning’s mirrors.” That second verse really grabbed me:
My face, your face, millions of faces in morning’s mirrors,
each one yearning to life, crescendoing into our day,
pencil-yellow school buses, the rhythm of traffic lights,
fruit stands: apples, limes, and oranges arrayed like rainbows
begging our praise. Silver trucks heavy with oil or paper—
bricks or milk, teeming over highways alongside us,
on our way to clean tables, read ledgers, or save lives—
to teach geometry, or ring-up groceries as my mother did
for twenty years, so I could write this poem.
I was hooked here, with Blanco’s rendition of a motley American life guided by a rising sun. But the poem dragged for me. I lost the thread. Still, I am so grateful for the continued presence of poetry at inaugural events. They remind us that the Presidency and the country is more than policy and prose.
In the President’s speech itself, there was too much politics, some prose, and a bit of poetry. There were a few stirring lines affirming the grand dreams of the United States. His opening was pitch perfect:
Each time we gather to inaugurate a President we bear witness to the enduring strength of our Constitution. We affirm the promise of our democracy. We recall that what binds this nation together is not the colors of our skin or the tenets of our faith or the origins of our names. What makes us exceptional -- what makes us American -- is our allegiance to an idea articulated in a declaration made more than two centuries ago:
“We hold these truths to be self-evident, that all men are created equal; that they are endowed by their Creator with certain unalienable rights; that among these are life, liberty, and the pursuit of happiness.”
Storytelling, Hannah Arendt knew, was at the essence of politics. The President understands the importance and power of a story and the story of America is one of the dream of democracy and freedom. He tells it well. Some will balk at his full embrace of American exceptionalism. They are right to when such a stand leads to arrogance. But American exceptionalism is also, and more importantly, a tale of the dream of the Promised Land. It is an ever-receding dream, as all such dreams are. But that means only that the dream must be kept alive. That is one of the purposes of Presidential Inaugurations, and President Obama did that beautifully.
Another stirring section invoked the freedom struggles of the past struggles for equality.
We, the people, declare today that the most evident of truths –- that all of us are created equal –- is the star that guides us still; just as it guided our forebears through Seneca Falls, and Selma, and Stonewall; just as it guided all those men and women, sung and unsung, who left footprints along this great Mall, to hear a preacher say that we cannot walk alone; to hear a King proclaim that our individual freedom is inextricably bound to the freedom of every soul on Earth.
The President, our nation’s first black President now elected for a second term, sought to raise the aspiration for racial and sexual equality to the pantheon of our Constitutional truths. Including the struggles of gay Americans—he mentioned gay rights for the first time in an inaugural address—the President powerfully rooted the inclusivity of the American dream in the sacred words of the Declaration of Independence and set them in the hallowed grounds of constitutional ideals.
When later I saw the headlines and the blogs, it was as if I had watched a different speech. Supposedly the President offered an “aggressive” speech. And he came out as unabashedly liberal. This is because he mentioned climate change (saying nothing about how he will approach it) and gay rights. Oh, and many saw it as unabashedly liberal when the President said:
For we, the people, understand that our country cannot succeed when a shrinking few do very well and a growing many barely make it. We believe that America’s prosperity must rest upon the broad shoulders of a rising middle class. We know that America thrives when every person can find independence and pride in their work; when the wages of honest labor liberate families from the brink of hardship. We are true to our creed when a little girl born into the bleakest poverty knows that she has the same chance to succeed as anybody else, because she is an American; she is free, and she is equal, not just in the eyes of God but also in our own.
How is it “liberal” to value the middle-class and pride in work? There was nearly nothing in this talk about the poor or welfare. It was about working Americans, the people whose labor builds the bridges and protects are people. And it was about the American dream of income and class mobility. How is that liberal? Is it liberal to insist on a progressive income tax? Granted, it is liberal to insist that we raise revenue without cutting expenses. But where was that said?
And then there are the swarm of comments and critiques about the President’s defense of entitlements. Well here is what he said:
We understand that outworn programs are inadequate to the needs of our time. So we must harness new ideas and technology to remake our government, revamp our tax code, reform our schools, and empower our citizens with the skills they need to work harder, learn more, reach higher. But while the means will change, our purpose endures: a nation that rewards the effort and determination of every single American. That is what this moment requires. That is what will give real meaning to our creed. We, the people, still believe that every citizen deserves a basic measure of security and dignity. We must make the hard choices to reduce the cost of health care and the size of our deficit. But we reject the belief that America must choose between caring for the generation that built this country and investing in the generation that will build its future. (Applause.) For we remember the lessons of our past, when twilight years were spent in poverty and parents of a child with a disability had nowhere to turn.
If I read this correctly, the President is here saying: We spend too much on health care and we need to cut our deficit. Outworn programs must change and we need innovation and technology to improve our schools even as we reduce the cost of education. We must, he says, “make the hard choices to reduce the cost of health care and the size of our deficit.” Yet we must do so without abandoning the nation’s creed: the every American has equal worth and dignity. This is a call for changing and rethinking entitlements while cutting their cost. It is pragmatic and yet sensible. How is it liberal? Is it now liberal to believe in social security and Medicare? Show me any nationally influential conservative who will do away with these programs? Reform them, yes. But abandon them?
More than a liberal, the President sounded like a constitutional law professor. He laid out broad principles. We must care for our fellow citizens. But he left open the way that we might do so.
Perhaps the most problematic section of the President’s speech is this one:
We do not believe that in this country freedom is reserved for the lucky, or happiness for the few. We recognize that no matter how responsibly we live our lives, any one of us at any time may face a job loss, or a sudden illness, or a home swept away in a terrible storm. The commitments we make to each other through Medicare and Medicaid and Social Security, these things do not sap our initiative, they strengthen us. They do not make us a nation of takers; they free us to take the risks that make this country great.
Here the President might sound liberal. But what is he saying? He is raising the entitlement programs of the New Deal to Constitutional status, saying that these programs are part of the American way of life. He is not wrong. No Republican—not Reagan, not Romney, not Paul Ryan—proposes getting rid of these programs. They have become part of the American way of life.
That said, these programs are not unproblematic. The President might say that “these things do not sap our initiative, they strengthen us. They do not make us a nation of takers; they free us to take the risks that make this country great.” But saying it does not make it true. There are times when these programs care for the sick and unfortunate. And yet there are no doubt times and places where the social safety net leads to taking and weakness. It is also true that these programs are taking up ever more of our national budget, as this chart from the Government Accounting Office makes clear.
The President knows we need to cut entitlements. He has said so repeatedly. His greatest liability now is not that he can’t control opposition Republicans. It is that he doesn’t seem able or willing to exert leadership over the members of his own party in coming up with a meaningful approach to bring our entitlement spending—spending that is necessary and rightly part of our constitutional DNA—into the modern era. That is the President’s challenge.
The problem with President Obama’s speech was not that it was liberal. Rather, what the President failed to offer was a meaningful example of leadership in doing what he knows we must do: Rethinking, re-imagining, and re-forming our entitlement programs to bring them into the modern era.
-RB
A Milestone Election
The re-election of Barack Obama is a milestone. Barack Obama will always be remembered as the first black President of the United States. He will now also be remembered as the first black two-term President, one who was re-elected in spite of nearly 8% unemployment and a feeling of deep unease in society. He is the black President who was re-elected because he seemed, to most Americans, more presidential, more trustworthy, and more likable than his opponent—a white, Mormon, representative of the business elite. Whatever you want to say about this election, it is difficult to deny that the racial politics of the United States have now changed.
President Obama's re-election victory and his distinguished service have made the country a better place. The dream of America as a land of equality and the dream that our people will not be judged by the color of their skin but by the content of their character—these dreams, while not realized, are closer to being realized today because of Barack Obama's presidency and his re-election.
There are some who don't see it that way. There is a map going around comparing the 2012 electoral college vote to the civil war map. It is striking, and it shows with pictorial clarity, that the Republic strongholds today are nearly identically matched with the states of the Confederacy 150 years ago. For some, this is an indictment not only of the Republican Party, but also of the United States. The argument made on Facebook and beyond is that the country is still deeply divided racially; that this election brought out the deep-seated racism underlying the country.
There is also the fact that Twitter apparently was awash in profoundly racist commentary after the election. According to the blog Floating Sheep, the worst of the racist commentary was concentrated in states that Mitt Romney won. Mississippi and Alabama were the states with the largest number of racist tweets on election night.
This could be evidence of a real racial problem. But I don't see it that way. Of course there are some people who are less trusting of a black President. But around the country, voters approved gay marriage, Latinos voted in record numbers, women swept into office, and we re-elected a black President to a second term. To see this election as a confirmation of racist intransigence is overly pessimistic.
Yes, Mitt Romney won the white vote, but he received 59% of the white vote; not exactly a landslide given that the country has real problems. Among white voters over 65, Romney received 61% of the vote. But among white voters under 29, he received only 51% of the vote, a sure sign of things to come. And the white vote was only 72% of the national vote, a record low. As David Simon writes in "Barack Obama and the Death of Normal":
The country is changing. And this may be the last election in which anyone but a fool tries to play — on a national level, at least — the cards of racial exclusion, of immigrant fear, of the patronization of women and hegemony over their bodies, of self-righteous discrimination against homosexuals. ... This election marks a moment in which the racial and social hierarchy of America is upended forever. No longer will it mean more politically to be a white male than to be anything else. Evolve, or don’t. Swallow your resentments, or don’t. But the votes are going to be counted, more of them with each election. Arizona will soon be in play. And in a few cycles, even Texas. And those wishing to hold national office in these United States will find it increasingly useless to argue for normal, to attempt to play one minority against each other, to turn pluralities against the feared “other” of gays, or blacks, or immigrants, or, incredibly in this election cycle, our very wives and lovers and daughters, fellow citizens who demand to control their own bodies.
This is all good news.
And yet, we should not celebrate too loudly. Race still matters in these United States. How it does and why is changing, and will continue to change.
Amidst the progress, one fact remains stubbornly true: black Americans still lag behind white Americans in metrics of education, employment, income, and success. Nearly 5% of black men are in prison in the United States, compared to 1.8% of Hispanic men and .7% of white men.
More than 70% of babies born to black mothers are born out-of-wedlock. When looked at honestly, the problem with race in this country remains stark. It is too big a problem to be swept under the carpet.
And yet that is what is happening. The Obama Presidency has not been kind to blacks. Here is how Frederick C. Harris puts it in the New York Times before the election:
[F]or those who had seen in President Obama’s election the culmination of four centuries of black hopes and aspirations and the realization of the Rev. Dr. Martin Luther King Jr.’s vision of a “beloved community,” the last four years must be reckoned a disappointment. Whether it ends in 2013 or 2017, the Obama presidency has already marked the decline, rather than the pinnacle, of a political vision centered on challenging racial inequality. The tragedy is that black elites — from intellectuals and civil rights leaders to politicians and clergy members — have acquiesced to this decline, seeing it as the necessary price for the pride and satisfaction of having a black family in the White House.
Walter Russell Mead makes a similar point in a rich essay published in The American Interest over the summer. He writes:
Many hoped that the election of the first African-American President of the United States meant a decisive turn in the long and troubled history of race relations in the United States. And indeed President Obama’s election was a signal success for the American racial settlement of the 1970s. But at the moment of its greatest success, that settlement—call it the Compromise of 1977—was beginning to unravel, as evidenced by the fact that President Obama’s nearly four years in office to date have witnessed decades of economic progress and rising political power in black America shifting into reverse.
The housing bubble and its crash have disproportionately impacted black and Latino Americans, who most recently achieved the dream of home ownership. And the loss of jobs in manufacturing and public unions have disproportionately impacted blacks, since these were important routes through which black Americans have entered the middle class. The results for blacks in this country are harrowing. As Mead reports:
Black unemployment under President Obama hit 16.2 percent (June 2011). The median net worth of black households collapsed, falling by 59 percent between 2005 and 2010, wiping out twenty years of progress and plunging to levels not seen since Ronald Reagan’s first term. By comparison, the net worth of white households only fell by 18 percent from 2005 to 2010. The gap between black and white net worth doubled during the Great Recession, and the “wealth gap” between the races rose; the median white household had 22 times the net worth of the median black household. Moreover, the damage to black prospects will not soon be repaired. Indeed, if we now (as seems likely) face a prolonged period of austerity and restructuring in government, there will be fewer job openings and stagnant or falling wages and benefits in the middle-class occupations where blacks have enjoyed the greatest success.
What is more, those national statistics like unemployment, exclude inmates in our nation's penitentiaries. Were we to add the 5% of black men in prison into those cumulative statistics, the situation would look even more perilous.
Mead's essay, The Last Compromise, is essential reading. He argues that race relations in America are marked by three main historical compromises. The first compromise, in 1787, is well known. Including the counting of slaves as three fifths of a citizen and the granting of slave states equal representation in the Senate, this original compromise allowed the country to emerge as a democracy without dealing with the obvious scar of slavery.
The Civil War led to what Mead calls the second major compromise on Race that moved the nation forward without actually granting rights to blacks. In the compromise of 1877,
the white South accepted the results of the Civil War, acknowledging that slavery, secession and the quest for sectional equality were all at an end. The South would live peacefully and ultimately patriotically in a union dominated by Northern capitalists. White Southerners might complain about Northern banks and plutocrats (and they did for decades), but they would not take up arms. For its part, the North agreed to ignore some inconvenient constitutional amendments of the Reconstruction period, allowing each Southern state to manage race relations as its white voters saw fit. In particular, the North allowed the South to deny blacks the vote while counting them for representational purposes.
As Mead writes, this compromise was a disaster for blacks. And yet, there was some progress. Denied the vote and made second-class citizens in much of the country, and faced with continued violence and oppression, blacks could, nevertheless, work to create a small and thriving middle class.
The compromise of 1877 last about 100 years until, in the midst of the Civil Rights Movement, a new compromise emerged. This compromise of 1977 brought with it desegregation of public institutions, affirmative action, the entry of blacks into government and civil service, voting rights, and the chance for success. But it came with a dark side. As Mead summarizes:
At its core, the compromise offered blacks unprecedented economic opportunity and social equality, but it also allowed for the stern and unrelenting repression of inner-city lawlessness and crime. Blacks who were ready, willing and able to participate in the American system found an open door and a favoring wind; blacks who for whatever reason were unable or unwilling to “play by the rules” faced long terms in prisons where gang violence and rape were routine.
The election of President Obama shows the promise and the limits of our current state of race relations. On the one hand, black Americans in the middle and upper classes live in a society that if it is not color blind, is at least open to success, entrepreneurship, and leadership by black Americans. On the other hand, the misery of the black poor continues, largely invisible. This is not simply a racial matter, since it is poverty in general, and not only black poverty, that is ignored. There are many impoverished white people. But it would be dishonest to deny the racial components of poverty.
The 2012 election is a milestone. It proves that 2008 was not a fluke, and it shows that most of the United States will vote for the candidate they feel is better, no matter that candidate's race. This is an enormous achievement and one to celebrate. In many ways the future looks bright. But that is no excuse to refuse an honest confrontation of the problems many black Americans continue to have. President Obama has largely avoided the issue of race, for obvious reasons. It is time to insist that we bring the issue to light.
One good way to begin is to read The Last Compromise by Walter Russell Mead. It is well worth the price of subscription to The American Interest. It is your weekend read.
-RB
The New Class War: Public vs. Private
Occupy Wall Street focused attention on one conception of class conflict-the super wealthy against the 99%. As successful as OWS was in spreading its message, almost no legislative agenda emerged.
The Tea Party focused its attention on the tax burdens faced by the middle classes and the upper middle classes. The villain for the Tea Party is not the .5% who earn over $3 Million every year, but the firefighters and policemen and teachers who protect us and educate our children. The battle the Tea Party is fighting is against a vision of big government that is part reality and part fantasy.
The Tea Party's battle goes to the heart of who we are as a nation and it is less a battle between rich and poor than between progressives and conservatives. The Tea Party has given laser-like focus to what will now be a defining battle of the decade: Is the government going to continue to play a leading role in providing our health care, protecting the environment, and supporting our industries.
After Tuesday, one must face the facts that the Tea Party is winning in the democratic forum. Four votes Tuesday make this clear.
•Scott Walker's victory in the recall election in Wisconsin proves that even in democratic states with a historically pro-union electorate, the anger against public unions is palpable.
•Voters in San Diego and San Jose approved referendum that not only cut future pension benefits for public workers but more radically cut pensions for current workers as well.
•The City Council in Stockton, California granted the City Manager authority to declare bankruptcy—Stockton would be the largest city ever in the US to have done so.
It is important to note that the battle is not over welfare or even over healthcare. Scratch beneath the surface and the Tea Party is not anti-welfare. In The Tea Party and the Remaking of Republican Conservatism, Theda Skocpol and Vanessa Williamson, Harvard scholars who have interviewed adherents of the new insurgency in different regions of the country, report that:
83% of South Dakota Tea Party supporters said they would prefer to “leave alone” or “increase” Social Security benefits, while 78% opposed cuts to Medicare prescription drug coverage, and 79% opposed cuts in Medicare payments to physicians and hospitals…. 56% of the Tea Party supporters surveyed did express support for “raising income taxes by 5% for everyone whose income is over a million dollars a year.
While the Tea Party activists are eager to shrink government, they do not seem to welcome a decimation of the welfare state. If the battle is not over a minimal welfare state, it is a battle over public sector unions.
Why are public sector unions so important?
My colleague and Arendt Center friend, Walter Russell Mead, articulates an answer. At the core of the democratic left for decades has been the "belief in a strong, well-funded state." The many diverse environmentalists, egalitarians, and progressives have various agendas, but all depend on a vibrant bureaucracy to guide and rationalize public and private life. Some want government to fund schools and universities; other want government to save the environment; another group wants government to guarantee racial, sexual, gender, and religious equality; many want government to provide universal healthcare or guarantee a college education to anyone who wants it. In all these cases, what progressives want, in Mead's words:
Is control of the progressive, bureaucratic government machinery of the 21st century [which] is both the prize for whose control they struggle and the agent they hope will make their dreams real.
Mead encapsulates why the battle over public sector unions is so crucial at this juncture:
A Democratic Party dominated by its public sector unions is a party married to government and to bureaucracy. To the degree that the public unions shape its agenda, the Democrats become a lobby for the servants of the state. For the unions who represent its employees, the bureaucratic, civil service state is a solution permanently in search of new problems to solve and new worlds to conquer. The power of the public unions within the party pulls Democrats much farther to the left than they would otherwise go.
This is one reason the Wisconsin reforms stimulated such a powerful and united emotional wave of push back from virtually every section of the left. The threat to the public unions isn’t just a threat to a powerful source of funding for left-liberal candidates and to strong organizations with political experience and muscle; it’s a threat to the heart of the left coalition and to the structures that give the left much of its power in Democratic and therefore in national politics.
But the dominance of the public unions in the left had consequences for the left itself — bad ones. In contemporary America, the public sector unions are essentially a conservative constituency. That is, their core goal is to get more resources in order to fight all but superficial change in the structures their members inhabit. They want ever growing subsidies to the postal service, the public school system, the colleges and universities, even to health care — but they do not want the kind of reforms that could make these institutions more efficient, more productive, more serviceable.
Mead offers wise counsel. One can of course believe that the reason for the victories in Wisconsin, San Jose, Stockton, and San Diego is simply the deep pockets of the Koch brothers. And those pockets are deep and deceptive. But money alone does not explain the voters' abandonment of public unions and the progressive model. The nation is seriously rethinking the role of the state and the public in our lives. We should be thinking with them. You can read more of Mead's post here.
Leading a Student Into the World
As long as our world changes so rapidly that children can expect to live very differently than their parents, it is likely that education and child rearing will always be in crisis.
This is the first sentence of a senior project I am reading today, the first of many I will read over the next two weeks. If the others are as fascinating as this one, it will be a happy two weeks.
The Bard senior project is the culmination of a Bard Student's year-long inquiry into a topic of their choosing. In this case, my student Steven Tatum—an aspiring teacher who will attend Bard's Master in Teaching Program next year—set out to explore the sense and import of our crisis in education.
In its most basic sense, education is how we lead new human beings into the world and introduce them to it. The Latin root of our word “educate” is educo, which means to rear or bring up a child, but it also means to lead forth and draw out. For most of Western history, education in this sense was a relatively simple matter of leading children into the lifestyles that their families had maintained for generations. But with the modern emphasis on equality, self-determination, and social mobility, the task of leading children into the world became much more difficult since educators could never know how a given student would choose to live in the world. Schools were given the task of leading students into a world of freedom and possibilities.
While these benefits for human freedom certainly make the increased burden on education worth bearing, this difficulty becomes a crisis when parents and teachers cannot be sure what the world will be like when their children and students reach adulthood. How can parents and teachers lead the next generation into a world that neither generation knows?
Tatum's Senior Project asks how to lead a student into the world, and seeks guidance from Hannah Arendt's essay, The Crisis in Education.
In this project I follow Arendt through the crisis in education as a way of learning with her about the essence of education and the educational challenges we face in our uncertain time. I begin at the beginning of education: the birth of a child. For Arendt, the fact that new people are continuously born into the world is the essence of education. In addition to marking the beginning of a living growing being, Arendt focuses on birth as the origin of our capacity to make new beginnings of our own throughout our lives by acting in the world. She believes the task of education is to preserve and foster this capacity for action so that the members of each new generation can participate in building and rebuilding a common world.
The tension in education today is between the need to lead people into an already existing world and the equally pressing imperative to prepare them for a new world that certainly is approaching, faster and more unpredictably than any of us imagine. The news this week is filled with articles about new initiatives at Stanford, the University of Pennsylvania, Harvard, and MIT to create new corporations that will offer courses on the internet. This is part of the trend to orient education toward the future, in the hope that we can teach students more quickly and more efficiently what they will need to know in the new economy.
Underlying much contemporary educational thinking is the assumption that our present world will not last long. More important than leading students into the world, is the need to give them the tools of the future. And this is not wrong. We do live in a world in which the constancy of tradition has been disrupted. Ours is a world in which the foundations are fluid and we cannot rely on past verities, be they moral, political, or scientific. Everything is changeable, and we must prepare our children for such a world.
And yet, even in a world in which we must "think without banisters," there is still a world, a common sense and a common space where people congregate. As Arendt writes,
The loss of worldly permanence and reliability ... does not entail, at least not necessarily, the loss of the human capacity for building, preserving, and caring for a world that can survive us and remain a place fit to live in for those who come after us.
It may be that we live in a time of flux and change, one where permanence and structure are necessarily fleeting. At the same time, it is human to build structures that last, to tell stories that are meaningful, and build works that memorialize. As much as education is about preparing students for the new, it is also about teaching them the stories, showing them the works, and introducing them to the heroes that together comprise the world into which they have been born. Education is importantly a collective effort at remembering and thus calling to mind the world in which we live.
With that in mind, it is helpful to consider these lines from Steven's Thesis.
While I focus on the arguments she makes in her published work, studying Arendt has also allowed me to reflect on how my own education has taken place. As a student at Bard College, I found Hannah Arendt’s grave in the college cemetery well before I read any of her work. In writing this project, I have found more and more ways in which I share a common world with her. I did research in her personal library, read her letters, spoke with people who knew her, and sat by her grave. I also learned recently that one of the desks in the classroom at Bard’s Hannah Arendt Center where I took a class on her book Between Past and Future is the desk from her apartment in New York City. These experiences have done more than add personal touches to my research; they resonate with the content of this project in the sense that they have lead me to a deeper awareness of and appreciation for the world that I am entering.
For your weekend read, I commend to you Hannah Arendt's essay, The Crisis in Education.
-RB
Who Killed the Middle Class?
John Cassidy over at the New Yorker has an excellent article that clarifies some of the basics about the debate over inequality. In Inequality 101, Cassidy reproduces a chart "Who Killed the Middle Class?" an article he published in 1995. The chart is fairly clear. It shows how from 1947-1973, the wealthy, the middle class, and the poor in the United States all saw their incomes rise at about the same levels. From 1973-1993, however, this equality disappeared. While the poor saw incomes decrease, and the middle-class stayed the same, the wealthy saw incomes rise, although not as much as earlier.
This chart is similar to the one I described in my Friday Post, The Way Forward. As I wrote there:
We see that until 1982, the wages of workers and the income of non-wage earners (thus the higher-paid supervisory workers) was largely equal. Beginning in 1982, however, the earnings of non-wage earners began to rise significantly faster than the income of wage workers. This is at least one original source of the increasing inequality of the American populous and it is exacerbated by an increasingly less-progressive tax code and also by the increasingly profitability of capital investments in the global economy.
Since the 1990s, the rate of inequality in our society has skyrocketed, especially for the very highest earners in the 1% and even the .1%. Cassidy provides this chart as well to make this clear.
I will be speaking with John Cassidy on May 10 in New York City. The event is part of the Hannah Arendt Center NYC Lecture Series. You can learn more about the event and RSVP here, as seating is limited.
-RB
Some Reflections on Anoka-Hennepin

“And do we intend to have our political battles fought out in the school yards?”
—Hannah Arendt, “Reflections on Little Rock”
Within the last two years, nine teenage students in Minnesota’s Anoka-Hennepin public school district have committed suicide (and many more have attempted to). The driving force behind this “epidemic” is the persecution, by other children at the district’s middle and high schools, of students perceived to be gay.

The persecution is encouraged by prominent local individuals and organizations, and until recently was allowed to continue by virtue of a school district policy of nonintervention.
That much was reported, in much greater and highly affecting detail, in Sabrina Rubin Erdely’s February 2 article in Rolling Stone, “One Town’s War on Gay Teens.” The most recent developments were taken up by The New York Times: the federal government has finally intervened in the name of civil rights, forcing the Anoka-Hennepin district to adopt new anti-harassment policies and to agree to five years of monitoring by the departments of Justice and Education.
Setting aside the particular minority group concerned, the immediate question in Anoka in 2012 is the same as in Little Rock in 1957: can a socially unwanted minority be excluded, by a combination of official policy and casual intimidation, from public education? Hannah Arendt’s difficult answer to the Little Rock question (difficult because prejudice had nothing to do with it, and she thus had no common cause with those who answered in the same way) was: yes, because the school is a social space subject to the laws of free association, not a political space subject to the laws of equality. What Arendt insists on is that the government must not “burden children, black and white, with the working out of a problem which adults … have confessed being unable to solve themselves.” Hence her outrage that the push for desegregation had begun in the schools, rather than where she urgently wanted to see racial equality realized, namely in marriage law. (Would her insistence on the fundamental political right “to marry whom I please” extend to gay marriage? An interesting but tangential question.)
I do not think Arendt would be similarly able to dismiss the situation in Anoka as not politically relevant, because the social conflict playing itself out there is inseparable from a set of political conditions to which Arendt’s own thoughts on government call our urgent attention. In scenes reminiscent of her Origins of Totalitarianism, the public sphere has been so utterly vacated of authority that the social has become the political to dizzying effect, and even the official agents of the government appear as just another social interest group struggling to exercise power on the ground. Local officials act in accordance with whatever group happens to have the upper hand at the moment; the prevailing law is not written down; and in the midst of this, a new tactic of political violence emerges with startling effectiveness.
Children make the ideal agents of this violence, not because they do not realize the violence they are doing—on the contrary—but because, being children, they instinctively know how to carry out this violence against other children, which adults never could, and because they lack the moral impulse to stop it, in other words, the ability to think for themselves. In harrying those of their peers who have been designated as “gay,” they are precisely not thinking for themselves.

They are being cruel, as children will be, but in order for their cruelty to take on the degree of directedness and organization that it has—for it to become conscious of “gays” as a group to be eliminated—adults logically have to be thinking for them. Indeed, the decision to remove homosexuality from the schools came from parents and from the prominent local antigay movement. At first it was merely a decision to remove any talk of homosexuality, to silence anyone who might defend homosexuals. There was no need for the adults in question to envision the violent path things would take from there. There was no conspiracy to speak of. Once the objective of removing “gay influence” was in place, the children themselves knew how best to achieve it; among them, as Erdely documents, there was never any doubt that the object of the game was to force “gay” kids to kill themselves.
Thus a peculiar combination of town hall strategy and schoolyard tactics spontaneously generated a form of organized, fatal violence for which, amazingly, nobody is directly responsible. Besides the parents and the children, the third set of (non)agents in this scenario is of course the school employees. I’d like to focus in on the particular reasons for their inaction, because they reveal the heart of this problem, the baffling failure of authority and of political structure.
The district policy that specifically prevented school staff and teachers from intervening to stop the antigay harassment in school was referred to as a “neutrality policy.” In official language, “neutrality” consisted in the stipulation that “homosexuality not be taught/addressed as a normal, valid lifestyle.” The vagueness of this language notwithstanding, the real effect of the “neutrality” policy consisted in its becoming an unwritten law. The official language was never published in any official district policy handbook, never conveyed to employees in writing at all; after its adoption, the policy was promulgated purely by word of mouth. This already incredible circumstance allowed the interpretation of the policy to expand even further, to the point where it was understood that adults in the schools were not to mention homosexuality in any context whatsoever, under the threat of losing their jobs. This meant that when confronted with instances of anti-gay harassment, they would reliably err on the side of inaction, out of concern that any action they might take could be held against them.
What governed the teachers’ conduct was thus more rumor than policy, but the enormous influence that the antigay movement wields over the Anoka-Hennepin school board, not to mention the broader local community, meant that the threats were real. The “neutrality” policy was drafted by the antigay movement, submitted to the school board, and adopted with no changes. At no point, then, did elected officials engage in legislating this policy. There are, to be sure, strong ties between the local antigay movement and the region’s congressional representative, Michelle Bachmann, but these ties do not lead through the political structure; they stem from Bachmann’s involvement in private organizations.

This means that a public official had both the motive (sympathy with the antigay movement) and the means (though, I must note, there is no extant allegation that she exercised them in this case; probably, she did not have to) to act upon local school policy as a private, interested party. All the while, the proper local authority over this type of policy—the elected district school board—functioned at every turn not as an independent deliberating and decision-making body but as a symbolic functionary. That they voted, five to one, to accept the recent agreement with the Department of Justice only underscores the total helplessness of their proceedings, since they had also voted to institute the “neutrality” policy in the first place. They merely perceived that for a moment, the Justice Department had the upper hand, and aligned themselves with the temporarily prevailing authority.
In this light, statements such as that of the district superintendent that “[w]e have people on the left and the right, and we’re trying to find common ground on these issues” can be rephrased as: we have no way of deciding between our public duties and the demands placed upon us by private interest groups. In fact, the federal government is perceived in Anoka-Hennepin as just another private interest group, included among the “people on the left.” The reaction to the recent Justice Department settlement was to immediately frame it in terms of the local power struggle: an effort to “abolish conservative moral beliefs,” as a local activist told the Times. This points to another weakness of the government’s intervention: what is the likelihood that a future Department of Justice (perhaps under the administration of a conservative Republican president, say) will decline either to follow up on this agreement or to take similar action should the situation in Minnesota replicate itself elsewhere?
To reiterate: what ultimately allowed political violence to enter the schools was the fact that the teachers declined to intervene, and the teachers did so because if they acted in accordance with their public duty (which would obviously be to protect their students’ physical safety), they risked real retribution at the hands of private groups wielding effective power over them. Faced with a choice between their own financial security and the physical security of their students, teachers tended to prioritize their own interests. This is a perfect concrete instance of the phenomenon of “polycracy” that Greg Moynahan discussed in a recent essay on this site. Polycracy, which Arendt described in The Origins of Totalitarianism, arises when multiple instances of authority place demands on a person to act in multiple different ways, and the person in question is unable to discern which authority has the higher claim on her obedience. In general, when one’s public office calls on one to act in a way that might be damaging to one’s social position, one ought to be able to declare without much hesitation that the public good has the higher claim on one’s obedience. But under conditions of polycracy, such criteria for deciding vanish, replaced in every particular instance by an unspoken calculation of which authority wields de facto power over the others. In Anoka-Hennepin, the power was with the antigay movement. The fact that it has just now shifted to the federal government—where it seems unlikely to remain for long—does not address the underlying vacuum of authority, especially of local authority.
One final remark. The persecution of “gay” students in Minnesota, as elsewhere, was never really about their sexuality as such. Not all of the targeted students were “really” homosexual—as if teenagers’ sexual orientations were that stable to begin with. As Arendt emphasizes in “Little Rock,” a minority group must appear as such within a larger body politic; it is quite literally their perceptible appearance (voice, skin color, etc.) that determines their separate status. What marks so-called “gay” kids as different is obviously not their sexual activity. It is other kinds of behavior: the way they dress, talk, and otherwise express their individuality. The victims of antigay harassment are almost always described in terms that have nothing to do with sexuality as such: they are “sensitive,” “offbeat,” “stylish,” “bookish,” “musical,” etc. These are the attributes that other children use to identify them as targets. I wonder if what antigay movements really want to eliminate from the public sphere is not precisely these qualities, which can be found in individuals of all sexual preferences, and which together point to the more fundamental qualities that Arendt most prized in human beings: individuality and thinking.

Thinking is connected to fundamental human difference and individuality, both in that people differ from each other fundamentally with respect to their way of thinking and in that it is by thinking that we puzzle over and come to grips with everything that distinguishes us from one another. “Gay” behavior was, in this case, a visible expression of original thinking. Truly original thought is always found in a minority of people, and the attempt to make minorities disappear is secretly the attempt to make original thinking disappear.
-Stephen Haswell Todd
Jacques Ranciere and Hannah Arendt on Democratic Politics

Politics today is democratic politics. While history has not ended and democracy is not universal, there is no doubt that the spirit of our age is democratic. From France and the United States in the 18th century, to the European revolutions of 1848, to decolonialization in the 20th century, the fall of the Iron Curtain in 1989, and the Arab Spring of 2011, one cannot mistake the fact: politics in the modern world tends toward democracy.
But what is democracy? In his essay, "Does Democracy Mean Something?", Jacques Rancière offers one particularly compelling answer, one that is illustrative of the fate of global politics. Democracy, Rancière writes, is most fundamentally a paradoxical politics. On the one hand, democracy names democratic government. It is good government, or a legitimate order, a form of governmental order that is legitimate and just because it is founded upon democratic principles of equality and self-government. On the other hand, democracy means freedom, the rejection of rule by others, and the demand for the rule of the people by the people.
The democratic paradox is that democracy understood as freedom and the rule by people always threatens to destabilize and revolutionize democratic government that offers itself as a legitimate order. And democratic government—if it is to remain a government—requires the reduction of the revolutionary democratic excess of democratic individualism and the demand for popular rule.

We can of course see this paradoxical essence of democracy in the Occupy Wall Street movement. As Mayor Mike Bloomberg repeatedly emphasized, our democratic government allows protest and individual expression and we must permit the voices of those with whom we disagree. At the same time, Bloomberg argued that democratic government sets limits on those dissenting voices, authorizes regulations upon them, and, eventually, requires that they respect the authority and order of the existing democratic establishment. From this governmental perspective, the messy aspects of personal democracy and democratic individualism—the call to mobilize the people to pursue their plural and discordant interests—is a threat to good democratic government.
Democracy, in Rancière's words, is a power that at once legitimates and de-legitimates. Democracy promises the transparency and self-government that is necessary to legitimate government today. And yet it also insists upon unruly individualism and dissent that must be limited and contained in order to ensure a democratic state.
Beyond the democratic paradox, Rancière argues that true democratic politics is on the side of the messy, individualist, and disruptive aspect of democracy. His word for this is "dissensus," and Rancière insists that "democracy implies a practice of dissensus, one that it keeps re-opening and that the practice of ruling relentlessly plugs." Democracy, in other words, is the practice of disrupting all statist orders, even democratic state orders. It is an "anarchic principle" and "insofar as it is anarchic it precludes the self-grounding of politics." Politics, democratic politics, modern politics, is unavoidably open and anarchic.
In his analysis of the paradoxical nature of democracy and the priority of dissensus, Rancière reflects much that is in the work of Hannah Arendt. Both Rancière and Arendt oppose politics to philosophy, since philosophy trades in truths that shut down politics, which is about opinions. Rancière, as does Arendt, defines politics as a form of action—politics is an activity of people, in the plural, and not simply of states. And if Rancière sees political action as manifesting "dissensus," Arendt insists that political action be spontaneous and capable of beginning something new into the world. Which is why Arendt argues that "the modern concept of revolution, inextricably bound up with the notion that the course of history suddenly begins anew, that an entirely new story, a story never known before, is about to unfold" is at the very center of modern democratic politics.
The centrality of revolution to Arendt's thought means that "the idea of freedom and the experience of a new beginning should coincide." Because politics is by its nature revolutionary action, Arendt refuses to call it democracy, because democracy is—like all "cracy's"—derived from the Greek kratein, expressing rule and order. Democracy, as majority rule, opposes revolutionary action, and is, therefore, "simply another form of rulership." As does Rancière, Arendt insists that freedom demands that we move beyond democracy as simply a form of government.

Similarities aside, Rancière builds his theory of dissensus in opposition to Hannah Arendt's work. In both "Does Democracy Mean Something?" and "Who Is the Subject of the Rights of Man?" Rancière explicates his idea of politics as dissensus against Arendt's revolutionary politics.
In "Who is the Subject of the Rights of Man?", Rancière locates his split with Arendt around her division of the political from the social. In line with many who read Arendt as erecting rigid boundaries between the social, the political and the private, Rancière worries that "Arendt's rigid opposition between the realm of the political and the realm of private life" sets up an exclusive realm from which the people must be kept out. By excluding the world of private and economic and social concerns from the lofty realm of politics, Arendt, pace Rancière, depoliticizes politics by cleansing it of the people and their voices.
Such readings of Arendt make rigid her rich descriptions of the political, social, and private realms; they offer a pale representation of the fire that burns brightly in Arendt's writing. It is common today to imagine that Arendt makes strict distinctions between political and non-political activities, just as it widespread to think that the divisions between labor, work, and action in The Human Condition are impenetrable. Yes Arendt distinguishes the political from the social. But that does not at all mean that economic and social interests are never political. Of course, as Arendt concedes often, some level of social security is part of the political realm. Her point is simply that such social concerns are at odds with freedom, which is the true aim of political action.
In "Does Democracy Mean Something?", Rancière offers a better and more meaningful distinction between himself and Arendt. Here, he makes clear his view that "democracy cannot consist in a set of institutions." Institutions, he argues, mean nothing in themselves. "The reason for this is that one and the same constitution and set of laws can be implemented in opposite ways depending on the sense of the 'common' in which they are framed." Rancière's point is, on one level, obvious. At times, the constitution and the laws are invoked to stifle debate and dissent. At other times they are called upon to enable and further the call for new political institutions. In themselves, the constitution and the laws are not decisive.
But Rancière goes further. Not only are political institutions not decisive in politics, they occupy the field of politics with a claim to legitimacy and thus delimit and shrink "the political stage." By establishing what is constitutional and legal protest and who can protest and who is even a citizen, the institutions of politics limit politics in "a biased way." They police the boundaries and access to politics "in the name of the purity of the political, the universality of the law or the distinction between political universality and social particularity."
In his suspicion of institutions, Rancière does indeed depart from Arendt in a meaningful way. For Arendt, modern politics, as revolutionary politics, means a free and new founding of freedom. What distinguishes revolutions from rebellions is that while rebellions merely liberate one from rule, revolutions found new institutions that nurture freedom. At the core of Arendt's political thinking is her insistence that freedom cannot exist outside of institutions. As had Montesquieu before her, Arendt saw that "power and freedom belong together."

The genius of the American Revolution in Arendt's telling is that it found what she calls a new experience of power. This American experience of power "was embodied in all institutions of self-government throughout the country." It goes back to the Mayflower Compact drawn up on the ship and signed by the first settlers upon landing, an act that displays their
obvious confidence that they had in their own power, granted and confirmed by no one and as yet unsupported by any means of violence, to combine themselves together into a 'civil Body Politik' which, held together solely by the strength of mutual promise 'in the Presence of God and one another', supposedly was powerful enough to 'enact, constitute, and frame' all necessary laws and instruments of government.
From out of the basic experience of power through mutual action with others, the American colonists developed their institutions of town halls, constitutional conventions, and local government in townships, counties, and states. Since written laws cannot control power, but "only power arrests power," freedom depends upon institutions that can continually give birth to new centers and sources of power. What the new experience of American power meant was that there could not be and could never be in the United States a single highest and irresistible power that could exert its rule over the others. The states would limit the federal government; the federal government would contest state power; legislative power limits executive power; judicial power bridles the legislature; and new forms of power in voluntary organizations, political clubs, and advocacy groups all limit the power of professional politicians. Together, this diffusion of power in the United States meant the "consistent abolition of sovereignty within the body politic of the republic, the insight that in the realm of human affairs sovereignty and tyranny are the same."
Unlike Rancière for whom institutions are biased watchmen patrolling the entry into politics, Arendt sees the institutions of self-government as the common world within which plural citizens congregate, talk, and act. Without such institutions, there would be no public space, no commons, in which politics happens. Politics needs not only revolution and dissensus, but also some prior consensus—an acknowledgement of the facts of the political world we are born into. From there one can, and sometimes must, resist and revolt.
Rancière sees all consensus, all that is common, as exclusionary, violent, and apolitical. But the common world itself is not oppressive and anti-political. It is, what it is, and the first requirement of politics is that one reconciles oneself to the world we share with others. That is not giving in to the system, but is, rather, the very possibility of political and revolutionary action.
Rancière's engagement with Arendt is one of the most important in modern political theory. You can read Jacques Rancière's "Does Democracy Mean Something?" here.
I also encourage you to buy the Dissensus, Rancière's book that includes "Does Democracy Mean Something?" and also "Who is the Subject of the Rights of Man?". Buy it here.
And as a bonus, if you want a different take on the relationship between Arendt and Rancière, you can read Adam Schapp's essay on the topic here.
-RB
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The House We All Live in
This past weekend I took the time to watch Eugene Jarecki’s new documentary film The House I Live In, which calls passionately and insistently for the U.S. to end its decades-long War on Drugs. Jarecki’s previous documentary work includes The Trials of Henry Kissinger (2002) and Why We Fight (2006), and he is known for activist filmmaking that combines sharp social commentary with fluid storytelling. There is much to admire in Jarecki’s take on the effort to stamp out illicit drugs, and given the massive racial and class disparities that have emerged in prosecution and sentencing, he is right to cast the War as a litmus test of our national commitment to equitable democratic citizenship. But there is also something about the manner in which he makes his case, and the very sweep of his vision, that gives me momentary pause.
Let me touch on the film’s strong suits first. Above all else, Jarecki sheds powerful light on the intimate impacts of the drug trade and the law enforcement crackdown against it. He does so in no small part by giving a prominent role to Nannie Jeter, the African-American woman that Jarecki’s family employed as a housekeeper in his youth. (Nannie is Jeter’s given name, not a reference to her role in the family’s life.) Jarecki regards Jeter as a second mother, and he often played with her children as a boy. We learn, however, that their paths in the world diverged sharply from his own, and several of them eventually became entangled in drug use, drug-related HIV/AIDS, and incarceration. Jarecki unflinchingly relates how his family’s privilege had adverse if unintended consequences for Jeter’s, and while some viewers might fault him for inserting himself into the film, his approach ultimately lends moral heft to his pointed political argument. Jarecki maintains that we are all implicated in the circumstances that led to the War on Drugs, and he refuses to remove himself from the film’s critical scrutiny.
In addition, The House I Live In includes revealing commentary from the many varied participants in the American drug crackdown: dealers and cops, defendants and judges, prisoners and wardens, activists and lawmakers, parents and children. The film features articulate reflections from people who have dealt drugs in the past and are now in correctional custody. Significantly, not one of these individuals denies responsibility for their actions—“I messed up” is a common refrain—but all seek to situate their decisions and actions within larger structures of constraint and disadvantage. At the same time, Jarecki includes remarkably candid insights from law enforcement personnel. Although a few of them make disturbing admissions about the perverse incentives that encourage profiling and drug-bust profiteering, the film does not demonize police officers and corrections officials. It instead allows them to express both the pride and the ambivalence they feel toward their work.
Lastly, Jarecki musters a wide array of legal and other experts, including prominent academics like Michelle Alexander and Charles Ogletree, to lend his film critical perspective and authority. To be sure, almost all of these commentators are sympathetic to Jarecki’s viewpoint, but it is nevertheless refreshing to hear intellectuals speak as intellectuals in any kind of feature-length American film. What is more, these figures do not merely touch on what are, at least for me, the most familiar and even well-worn points about recent drug-related criminal justice: the introduction of mandatory minimum sentencing guidelines in the 1970s and 1980s, the precipitous increase in rates of incarceration, and the dramatic expansion that ensued in both the state-run and private prison industries. For these commentators also relate the War on Drugs to the years of Jim Crow in the South; the Great Migration of African Americans to the Northeast and Midwest; the redlining and other practices that contributed to the formation of racially segregated ghettos; and the far-reaching impacts of deindustrialization. This attention to the longue durée of U.S. history is one of the film’s strongest attributes.
At the same time, Jarecki’s commitment to accessible and engaging narrative sometimes gets him into trouble. Although he and his collaborators are quick to criticize the reductive sound-bites that have defined mainstream public discourse from Nixon to George W. Bush, the film is occasionally too content to rely on its own slick editing and glib turns of phrase. There are also moments when sobriety yields too much ground to showmanship. Of all his interlocutors, Jarecki grants the most prominent role not to any person directly impacted by the War on Drugs, but to David Simon, the former journalist who went on to create the HBO hit “The Wire.” To his credit, Simon is a generally subdued and thoughtful commentator, but should the maker of a television series, however relevant and critically acclaimed, really receive this kind of precedence?
Jarecki’s priorities as a filmmaker also entail some unfortunate substantive trade-offs. At one key point in the film, he relies on interview footage with several experts to contend that the criminalization of opium, cocaine, and marijuana in the early twentieth century was not ultimately driven by benign public health and safety concerns; it was rather motivated by racially charged anxieties over the arrival of immigrant groups and the challenges they posed to white workers on local and regional labor markets. I am willing to grant that racist and nativist resentments may have played some role in the crackdowns against the users and distributors of these substances.
I can only imagine, however, that this claim—at least in its bald formulation in the film—is much more contentious in scholarly and other circles than Jarecki is prepared to admit here.In any case, such a line of argument cannot explain the more recent public response to methamphetamine, a drug that is more closely associated with (poor) whites than any minority or immigrant group.
Perhaps the most troubling aspect of the film, however, concerns the dubious parallels that Jarecki proposes between the War on Drugs and other cases of group exclusion and violence. Drawing once more on footage from multiple interviewees, he suggests that American law enforcement since the late 1960s has followed a sequence of collective identification, ostracism, confiscation, concentration, and annihilation that can also be observed (most notably) in the Nazi genocide of European Jewry. The film is quick to add that the “chain of destruction” evident in the contemporary U.S. is not equivalent to the one that unfolded in Central and Eastern Europe during World War II. But that does not prevent David Simon from casting the War on Drugs as “a Holocaust in slow motion” against America’s poor and minority populations. Such hyperbolic language strikes me not just as deeply misguided, but entirely unnecessary. Viewers do not need such problematic analogies in order to grasp the film’s claims and stakes.
Despite these warts and missteps, The House I Live In is well worth watching. The film makes a daring claim on viewers’ conscience, and it calls on all of us to undertake the challenging work of thinking through our convictions as citizens in fundamental ways. We need more, not less, of this kind of provocation.
-Jeff Jurgens