This Weekend Read is Part Two in “The “E” Word,” a continuing series on “elitism” in the United States educational system. Read Part One here.
Peter Thiel has made headlines offering fellowships to college students who drop out to start a business. One of those Thiel fellows is Dale Stephens, founder of Uncollege. Uncollege advertises itself as radical. At the top of their website, Uncollege cites a line from the movie "Good Will Hunting":
You wasted $150,000 on an education you coulda got for a buck fifty in late charges at the public library.
The Uncollege website is filled with one-liners extolling life without college. It can be and often is sophomoric. And yet, there is something deeply important about what Uncollege is saying. And its message is resonating. Uncollege has been getting quite a bit of attention lately, part of a culture of obsession with college dropouts that is increasingly skeptical of the value of college.
At its best, Uncollege does not simply dismiss college as an overpriced institution seeking to preserve worthless knowledge. Rather, Uncollege claims that college has become too anti-intellectual. College, as Uncollege sees it, has become conventional, bureaucratic, and not really dedicated to learning. In short, Uncollege criticizes college for not being enough like college should be. Hardly radical, Uncollege trades rather in revolutionary rhetoric in the sense that Hannah Arendt means the word revolution: a return to basic values. In this case, Uncollege is of course right that colleges have lost their way.
Or that is what I find interesting about Uncollege.
To actually read their website and the recent Uncollege Manifesto by Dale Stephens, is to encounter something different. The first proposition Uncollege highlights has little to do with education and everything to do with economics. It is the decreasing value of a college education.
The argument that college has ever less value will seem counter intuitive to those captivated by all the paeans to the value of college and increased earning potential of college graduates. But Uncollege certainly has a point. Currently about 30% of the U.S. adult population has a degree. But among 20-24 year olds, nearly 40% have a college degree. And The Obama administration aims to raise that number to 60% by 2020. Uncollege calls this Academic Inflation. As more and more people have a college degree, the value of that degree will decrease. It is already the case that many good jobs require a Masters or a Ph.D. In short, the monetary value of the college degree is diminished and diminishing. This gives us a hint of where Uncollege is coming from.
The Uncollege response to the mainstreaming of college goes by a number of names. At times it is called unschooling. Unschooling is actually a movement began by the legendary educator John Holt. I recall reading John Holt’s How Children Learn while I was in High School—a teacher gave it to me. I was captivated by Holt’s claim that school can destroy the innate curiosity of children. I actually wrote my college application essay on Holt’s educational philosophy and announced to my future college that my motto was Mark Twain’s quip, “I never let school interfere with my education”—which is also a quotation prominently featured in the Uncollege Manifesto.
Unschooling—as opposed to Uncollege—calls for students to make the most of their courses, coupling those courses with independent studies, reading groups, and internships. I regularly advise my students to take fewer not more courses. I tell them to pick one course each semester that most interests them and pursue it intently. Ask the professor for extra reading. Do extra writing. Organize discussion groups about the class with other students. Go to the professor’s office hours weekly and talk about the ideas of the course. Learners must become drivers of their education, not passive consumers. Students should take their pursuit of knowledge out of the classroom, into the dining halls, and into their dorms.
Uncollege ads that unschooling or “hacking your education” can be done outside of schools and universities. With Google, public libraries, and free courses from Stanford, MIT and Harvard professors proliferating on the web, an enterprising student of any age can compose an educational path today that is more rigorous than anything offered “off-the-shelf” at a college or university. I have no problem with online courses. I hope to take a few. But it is a mistake to think that systems of massive information delivery are the same thing as education.
What Uncollege offers is something more and something less wholesome than simply a call for educational seriousness. It packages that call with the message that college has become boring, conventional, expensive, and unnecessary. In the Uncollege world, only suckers pay for college. The Uncollege Manifesto promotes “Standing out from the other 6.7 billion”; it derides traditional paths pointing out that “5,000 janitors in the United States have Ph.Ds.”; and cautions, “If you are content with life and education you should probably stop reading… You shall fit in just fine with society and no one will ever require you to be different. Conforming to societal standards is the easy and expected path. You are not alone!”
At the core of the Uncollege message is that dirty and yet all-so-powerful little word again: “elitism.” Later in the Uncollege Manifesto we are told that young people have a choice between “real accomplishments” and the “easy path to mediocrity”:
To succeed without a college degree you will have to build your competency and reputation through real world accomplishments. I am warning now: this is not going to be easy. If you want to take the easy path to mediocrity, I encourage you to go to college and join the masses. If you want to stand out from the crowd and change the world, Uncollege is for you!
At one point, the Uncollege Manifesto lauds NPR’s “This I Believe” series and commends these short 500 word essays on personal credos. But Uncollege adds a twist: instead of writing what one believes, it advises its devotees to write an essay answering the question: “What do you believe about the world that most others reject?” It is not enough simply to believe in something. You must believe in something that sets you apart and makes you different.
Uncollege is at least suggesting that it might be cool to want, as it has not been for 50 years, to aim for excellence and to yearn to be different. In short, Uncollege is calling up students at elite institutions to boldly grab the ring of elitism and actively seek to stand outside and above the norm. And it is saying that education is no longer elite, but conventional.
It is hard not to see this embrace of elitism as refreshing although no doubt many will scream the “e” word. I have often lectured to students at elite institutions and confronted them with their fear of elitism. They or someone spends upwards of $200,000 on an education not to mention four years of their lives, and then they reject the entire premise of elitism: that they are different or special. By refusing to see themselves as members of an elite, these students too often refuse to accept the responsibility of elites, to mold and preserve societal values and to assume leadership roles in society.
Leading takes courage. In Arendtian terms, it requires living a public life where one takes risks, acts in surprising ways, and subjects oneself to public judgment. Leading can be uncomfortable and dangerous, and it is often more comfortable and fun to pursue one’s private economic, familial, and personal dreams. Our elite colleges have become too much about preparing students for private success rather than launching young people into lives of public engagement. And part of that failure is a result of a retreat from elitism and a false humility that includes an easy embrace of equality.
That Uncollege is selling its message of excellence and elitism to students at elite institutions of higher learning is simply one sign of how mainstream and conformist many of these elite institutions have become. But what is it that Uncollege offers these elite students who drop out and join Uncollege?
According to its website, Uncollege is selling “hackademic camps” and a “gap year program” that are designed to teach young people how to create their own learning plans. The programs come with living abroad programs and internships. Interestingly, these are all programs offered by most major universities and colleges. The difference is money and time. For $10,000 in just one year, you get access to mentors and pushed to write op-eds, and the “opportunity to work at hot Silicon Valley startups, some of them paid positions.” In the gap year program, participants will also “build your personal brand. Speak at a conference, Write an op-ed for a major news outlet. Build a personal website.”
None of this sounds radical, intellectual, or all-that elitist. On the contrary, it claims that young people have little to learn from educators. Teachers are unimportant, to be replaced by mentors in the world. The claim is that young people lack nothing but information and access in order to compete in the world.
What Uncollege preaches often has little to do with elitism or intellectual growth. It is a deeply practical product being sold as an alternative to the cost of college. In one year and for one-twentieth of what a four-year elite college education costs, a young person can get launched into the practical world of knowledge workers, hooked up with mentors, and set into the world of business, technology, and media. It is a vocational training program for wannabe elites, training people to leap into the creative and technology fields and compete with recent college graduates but without the four years of studying the classics, the debt, and the degree. The elitism that Uncollege is selling is an entrepreneurial elitism measurable by money. By appealing to young students’ sense of superiority, ambition, and risk-taking, Uncollege stands a real chance of attracting ambitious young people more interested in a good job and a hot career than in reading the classics or studying abstract math.
Let’s stipulate this is a good thing. Not everybody should be going to liberal arts colleges. People unmoved by Nietzsche, Einstein, or Titian who are then forced to sit through lectures, cram for exams, and pull all-nighters writing papers cribbed from the internet are wasting their time and money on an elite liberal arts education. What is more, they bring cynicism into an environment that should be fired by idealism and electrified by passion. For those who truly believe that it is important in the world to have people who are enraptured by Sebald and transformed by Arendt, it is deeply important that the liberal arts college remain a bastion apart, a place where youthful exuberance for the beautiful and the true can shine clearly.
We should remember, as well, that reading great books and studying Stravinsky is not an activity limited to the academy. We should welcome a movement like Uncollege that frees people from unwanted courses but nevertheless encourages them to pursue their education on their own. Yes, many of these self-educated strivers will acquire idiosyncratic readings of Heidegger or strange views about patriotism. But even when different, opinions are the essence of a human political system.
One question we desperately need to ask is whether having a self-chosen minority of people trained in the liberal arts is important in modern society. I teach in an avowedly liberal arts institution precisely because I fervently believe that such ideas matter and that having a class of intellectuals whose minds are fired by ideas is essential to any society, especially a democracy.
I sincerely hope that the liberal arts and the humanities persist. As I have written,
The humanities are that space in the university system where power does not have the last word, where truth and beauty as well as insight and eccentricity reign supreme and where young people come into contact with the great traditions, writing, and thinking that have made us whom we are today. The humanities introduce us to our ancestors and our forebears and acculturate students into their common heritage. It is in the humanities that we learn to judge the good from the bad and thus where we first encounter the basic moral facility for making judgments. It is because the humanities teach taste and judgment that they are absolutely essential to politics. It is even likely that the decline of politics today is profoundly connected to the corruption of the humanities.
Our problem, today, is that college is caught between incompatible demands, to spark imaginations and idealism and to prepare young people for employment and success. For a long while now colleges have been doing neither of these things well. Currently, the political pressure on colleges is to cut costs and become more efficient. The unspoken assumption is that colleges must more cheaply and more quickly prepare students for employment. For those of us who care about college as an intellectual endeavor, we should welcome new alternatives to college like internet courses, vocational education, and Uncollege that will pull away young people for whom college would have been the wrong choice. Maybe, under the pressure of Uncollege, colleges will return to their core mission of passionately educating young people and preparing them for lives of civic engagement.
I encourage you this weekend to read the Uncollege Manifesto. Let me know what you think.
The Hannah Arendt Center has followed the shadow dance of the fiscal cliff less for its fiscal than for its political lessons. While a deal was struck, it is hard not to be impressed by the breakdown of our political class. Like the Europeans, we are now officially kicking the can down the road, refusing to address our meaningful problems. There is, in short, no political will and no political leadership with the courage and willingness to act in ways that might help us imagine a new way out of our predicament.
One could say it is the fault of voters. But there is a funny thing happening in politics. The House of Representatives, which is supposed to be the most populist of the major branches of government, is the one branch of government that is calling loudly for painful spending cuts and resisting the rise of our out-of-control debt. True the House is calling for tax cuts, but so too did the Senate and the President. What distinguishes the House now is its insistence on cutting spending. The Senate and President—imagined to be more protected from popular will—are instead combining now to cut taxes, increase spending, and keep the gravy train of government-subsidized stimulus flowing. In a strange way, it is the political body most responsive to voters that is at least calling for change—even if the House Republicans refuse to be honest about what those changes would be or what they would mean. Why or how has this political inversion happened?
One of the few Senators who voted against the compromise is Michael Bennett, the Democratic Senator from Colorado who was supposed to be cliff jumping in Vail (it’s nice here!) but stayed in Washington to vote “No.” Interviewed by Maureen Dowd in The New York Times, Bennett says: “Going over the cliff is a lousy choice and continuing to ignore the fiscal realities that we face is a lousy choice.” Bennett, a free thinking Democrat, knows that things have to change.
"The burden of proof has to shift from the people who want to change the system to the people who want to keep it the same,” he said. “I think if we can get people focused to do what we need to do to keep our kids from being stuck with this debt that they didn’t accrue, you might be surprised at how far we can move this conversation.
But what is it about the system that needs to change? Some see this as simply a matter of policy. Nouriel Roubini, writing today in the Financial Times, thinks taxes need to go up for all Americans to help support a welfare state that is drastically underfunded and yet ever-so necessary:
Neither Democrats nor Republicans recognise that maintaining a basic welfare state, which is right and necessary in our age of globalisation, rapid technological change and demographic pressure, implies higher taxes for the middle class as well as for the rich. A deal that extends unsustainable tax cuts for 98 per cent of Americans is therefore a pyrrhic victory for Mr. Obama.
Roubini may very well be right. But as he himself recognizes, the political will to exercise this transformation is simply not there. What that means policy wise, I do not know.
Architecture is at the center of politics. We can see the truth of this statement amdist the controversy about post-war reconstruction of Beirut and the establishment of Solidere—the company created to redevelop the city. Reconstruction in Beirut does not mean simply the physical re-making and structuring of certain “sites of memory” scattered throughout the city. Rather, reconstruction is a political process parallel to the constant making and re-making of internal contestations of power and identity inside Lebanon since at least 1860.
The most important and widely studied case of reconstruction in Beirut is the famous Centre Ville or Beirut Central District undertaken by Solidere (discussed at length in “Beirut: Reinventing or Destroying the Public Space?”. Höckel points as well to the case of the southern suburbs and the Elyssar project and the role played by Hezbollah in different states of reconstruction, namely, 1983, 1996 and 2006. In this post, I look at the Elyssar project to develop Beirut's eastern coast and southern suburbs. The project has been mired in delays for decades and exemplifies the blurry line between political projects, architecture, and private interests in postwar Lebanon.
The designation “southern suburb” has a negative connotation in Beirut, and is often used interchangeably with Shi’a Muslims, anarchy, squatters, illegality and poverty. The “suburbs”—formed by a permanent flow of rural migrants and later by both urban and rural refugees from the war—are homogenous and impoverished quarters of Beirut, consisting mostly of members of the Shi’a community and comprises one third of the population of the greater Beirut area. At first the project was to be undertaken by Solidere but after political contestation on the part of the residents and the Amal/Hezbollah party, it was implemented by a public agency created after much negotiation as per Decree No 9043 of August 1996.
The project was criticized on the basis of being based solely on economic considerations and too ambitious (the area is five times bigger than the central district) even though similar plans had already been tested and failed in the Arab world. Yet, it remained largely unmodified. Other issues arose, such as difficulties in land expropriation due to the illegality of building and dwelling in the area, and speculation over land value, in which all parties – Solidere, the Prime Minister’s Office and the local Amal/Hezbollah – withheld and manipulated information, which led to a political stalemate that permanently halted the project.
The project area extends over 586 hectares from the Summerland Resort and Sports City to the boundary of Beirut International Airport in the South. From East to West it extends from the Airport road to the Mediterranean Sea and includes a large portion of coastline – another contentious point for development and speculation.
Elyssar’s plan included the execution of all primary and secondary roads, necessary infrastructure and public services; the construction of over 10,000 units of affordable housing over a 14-year period, manufacturing parks, warehouses and workshop centers. At the heart of plan was also the same scenario of urban violence and displacement in which residents from illegal settlements were to be transferred elsewhere.
The question of illegality and ownership in the area (and everywhere else in Lebanon to a certain degree) is complex and nowhere near resolution. In a 2007 case study by Nadine Khayat, she writes:
The Lebanese state has mostly continued to adopt a non-interventionist strategy toward these areas in Beirut; in fact, many describe the southern suburbs of Beirut as a state within the state, having its own conservative jurisdictions that may arguably be excluding factions and other communal groups present in Lebanon.
The state faced the question of illegal settlements in an area almost entirely controlled politically by Amal/Hezbollah, with the exception of a Maronite minority at the fringes. The hostilities between the state and the militias go back to tensions between 1983 and 1984, when President Gemayel ordered the demolition of illegal neighborhoods in the suburb.
Facing resistance from the residents, with the support of Amal, and what is considered a reminder of the state’s bad will toward the area, it turn led to yet another extension of the war.
The suburbs fall under the definition of ‘slums’ and ‘illegal settlements’. They have been a recurrent nightmare in Beirut’s reconstruction plans because of the absence of planning bodies, uncontrolled migration and growth, and lastly, the lack of appropriate mapping of the slums in purview of the political control of para-state bodies in the area.
Mona Fawaz and Isabelle Peillen’s 2003, “The Case of Beirut, Lebanon”, part of “Understanding Slums: Case Studies for the Global Report on Human Settlements”, lays out the problem: “Given its complex history, the limited legalities in property rights, and the widespread violation in building and construction codes, it is difficult to adopt legality as a criterion for slum identification in Beirut.”
They further add: “To date, Lebanese public policies have never concretely addressed slums and their dwellers, despite a reasonable number of studies dedicated to the issue. Laissez-faire has been the rule, although punctuated by violent incidents of eviction.” The sole exception to this had been, of course, the Elyssar project (Public Agency for the Planning and Development of the South Western suburbs of Beirut). However, that failed time and again not only because of inappropriate funding but also because of the status quo of postwar reconstruction in which confessional fractions battle each other for power.
All the information relevant to the negotiations and contestations in the early phase of the Elyssar project are found in detail in Mona Harb’s “Urban Governance in Post-War Beirut: Resources, Negotiations and Contestations in the Elyssar Project.”
Here it is important to highlight the role that Hezbollah/Amal have played in the contestations and negotiations between the Lebanese state and the suburbs. While they have significantly added to the political stalemate of the project, they have transformed the public space of the suburbs through an intricate network of surveillance, social services, political participation and cultural activities in a way that the Lebanese state has been incapable of offering, particularly in this disadvantaged area.
The characterization of Hezbollah in the Lebanese context is very difficult and while it is not the topic of this essay, the work of Mona Harb and Reinoud Leenders, (Know thy enemy: Hezbollah, terrorism and the politics of perception) provides a framework to understand the role of the group inside the urban configuration of the suburbs as a distinct territory of identity. It is important to note that understanding the group as merely a terrorist group or as a part of the Lebanese institutions are both flawed perspectives, which blur the heterogeneous nature of para-state actors in Lebanon.
The animosity between investors and government institutions on the one hand, and Hezbollah on the other hand, confirms Harb’s observation:
While urban politics present themselves as a means for development they are actually strategies for territorial domination” (see Harb’s “La Dahiye de Beyrouth: Parcours d’une stigmatisation urbaine, consolidation d’un territoire politique”.)
The conquest of the public space and eventual colonization and closure of its history, and of what it is supposed to be found and remembered in it, is in Lebanon, the equivalent of political hegemony.
Architectural interventions and urban planning play a pivotal role in the configuration of the public space as the stage where politics appears, and here comes to mind Daniel Libeskin’s observation that “the public and political realm… is synonymous with architecture.”
The general lines for a discussion of the role of politics in architecture and architecture in politics have not been drawn with the exception of economic considerations and the problem of technology – as a counterpart of history – in weakening effective participation in democracy through excessive technification and functionalism of labor. Nevertheless, the necessity for an architectural configuration of the public space in which the world emerges between people, calls for a review of what Hannah Arendt conceived as the “space of appearances”, in terms radically architectural.
Ronald Beiner writes in “Our Relationship to Architecture as a Mode of Shared Citizenship: Some Arendtian Thoughts”:
The fundamental categories of Arendt’s political philosophy, such as worldliness and public space or “space of appearances”, are architectural ones (one can see this in how certain architectural theorists and even practitioners respond to her work). Hence, precisely where one encounters limits in trying to apply her political philosophy to politics, one can perhaps redeem her political philosophy by applying it to architecture.
For Hannah Arendt, the world – the space of politics – is the only place where we can appear to others in order to act, and it is this action that constitutes the basic units of power – which is always political – and that redeems the world from both the biological – and mortal – cycle of life.
Beiner makes an interesting argument in this regard: the now popular notion of public reason from Rawls and Habermas operates on considerations of constitutional structure and political order which are relevant only to political elites. Whereas, public space is relevant to all citizens; accordingly, public reason is less important than public space.
Arendt was increasingly concerned with the durability of the world as a stable artifice, where human action gains some sort of immortality. As Beiner noted, “That this sort of immortalizing function is implicit in architecture as the creation of a lasting habitat and a more durable context for human activities is not a surprise.”
World-oriented experiences were at the core of Arendt’s thinking about the nature and possibilities of the political. Here we encounter an obvious tension between hegemony and worldliness, in that spatiality or space is not the determining factor in the existence of a public world, but the guarantee that it can appear. Beiner shifts the emphasis from the public space as a setting for episodic freedom, to a public good, in which civic experience can take place. This, based upon one notion of citizenship being that "public things matter."
The notion of cynicism that is so widely discussed in politics can also be found in architecture. Beirut is a first-hand example of what Andrew Benjamin calls, “architecture as annihilation” in the context of museumfication rather than reconstruction for the sake of reconciliation.
For as long as the public space in Lebanon will continue being the battleground of hegemony in jeopardy of power, urban architecture and planning will reflect that. Beiner explains, “If the effect of an ensemble of architectural creation is not the constitution of some kind of polis, at least ideally, then the idea of architecture as a source of citizenship is a hollow one.”
Cynicism is here embodied in the notion that in reconstruction it is only economic growth and prosperity what will bring peace to a country devastated by war. However, Hannah Arendt warns, “Economic growth may one day turn out to be a curse rather than a good, and under no conditions it can either lead into freedom or constitute a proof of its existence.”
From Athens to Madrid, the European crisis has entered yet another of its "decisive" phases —how many decisive phases can one crisis have? Reflecting on Europe has brought to mind Seyla Benhabib's 2004 Tanner Lectures on cosmopolitan universalism, which itself was inspired by Hannah Arendt's comments on international law in the epilogue and postscript to Eichmann in Jerusalem. The sovereign debt crisis in Europe might seem to have little to do with Benhabib's discourse ethics or Arendt's affirmation of the limits of international law, but it does. Let me explain.
The debt crisis in Europe is not an economic crisis. It is a political crisis. The Euro-zone created a common currency without a common political system. This worked great for a while as countries benefitted from integration and stability of the Euro. But now that debt and recession plague Europe, indebted countries like Greece, Ireland, and Portugal are losing control of their politics.
The typical response to over-indebtedness in democratic countries is to devalue one's currency. This causes massive inflation, allowing the debts to be paid. It is painful in the short term and everyone's buying power decreases and the standard of living suffers. But devaluation resets the economy and allows for growth free from the straight-jacket of debt.
It is of course possible to achieve the same effect of devaluation within the Euro zone. The Euro zone could issue Euro bonds, which would be inflationary and allow the indebted countries to pay off their Euro-debts with plentiful and cheap Euros. This is the solution that French President Francois Hollande and others are pushing.
The problem in the Euro-zone is that countries without debt problems don't want to devalue the Euro and thus lower their purchasing power. Without the political sense of a common fate, Germans do not want to suffer for the sake of the Greeks. What is more, the Germans have no faith that if they bail the Greeks out now, the Greeks will reform their profligate ways and not come back for another bailout in a few years. The result is the current crisis of austerity. Or so it seems.
Behind the scenes there is another debate that few are paying attention to. Amidst the repeated rejection of Euro bonds by Germany's leaders is the insertion of a caveat. Euro bonds would be possible if they came with treaty reform, say Germans like Joshcka Fisher and economic leaders like European Central Bank President Mario Draghi. In essence, Germany is willing to bail out Europe, but only if the countries in the Euro zone agree to give up a substantial amount of their sovereignty over economic policy. What Germany wants is for decisions about budgets and deficits and tax policy to be set by European bureaucrats not by democratically elected leaders. If the struggling Euro zone countries agree to those conditions, there is a good chance Germany will agree to bail them out with Euro bonds. And Europe will move closer to a United States of Europe, but one dominated by economic bureaucrats rather than a democratic legislature.
The connection between European politics and Hannah Arendt is important. What Germany is demanding is that Europe abandon its decentralized political control over economic matters and cede decision-making to an apolitical centralized European bureaucracy. Behind such a desire is the subordination of politics to economics that Hannah Arendt saw as one of the defining features of the modern age.
In The Origins of Totalitarianism, Arendt argued that the transfer of the economic principle of unlimited growth to politics underlies imperialism. Imperialism has its economic roots in the “realm of business speculation”-specifically the bursting of an investment bubble in the 1870s. As national entrepreneurs sought new markets, they enlisted state support for economic expansion. “Expansion as a permanent and supreme aim of politics is the central idea of imperialism.” The rise of imperialism and the spread of economic thinking in the political sphere means, Arendt argues, that politics becomes subservient to economics.
Arendt fears the confusion of economics and politics and especially the elevation of economics over politics. Since politics demands the imposition of limits and “stabilizing forces that stand in the way of constant transformation and expansion,” she argues that imperialist expansion brought with it a grave and destabilizing threat to the political order. When politics under the sway of economic imperatives is forced to expand on the world stage, political leaders must offer ideologies that give meaning to an ever-larger, undefined, disconnected, and homeless mass, a population that replaces a citizenry. Under the economic imperatives of growth, politics becomes world politics.
It is an open question today whether politics can return to a political activity that sets moral, ethical, and economic limits on human action. The reason is that we are increasingly suspicious of action, which is, by its nature, free, spontaneous, surprising and unpredictable. Whether we are Germans seeking economic stability, Americans demanding that the Federal government limit the states in their right to deliver (or not deliver) education or healthcare, or human rights activists insisting that individual states conform to international cosmopolitan norms of behavior, the liberal and centralizing demand that people behave well according to cosmopolitan standards rubs against Arendt's democratic insistence that politics must leave space for local, bounded, and undisciplined action.
And here we can return to Seyla Benhabib's call in her Tanner lectures for a new cosmopolitan universalism. Benhabib has initiated an important engagement with Arendt and human rights, one that embraces Arendt's formulation of a "right to have rights" but also resists Arendt's efforts to limit the scope of that universal right. We should all be grateful for the clear-sighted way Benhabib raises this crucial question.
Arendt seeks her bearings in reformulating human rights from her experiences of the Jews and other minority peoples during and preceding the holocaust. The true “calamity of the rightless” in the middle of the 20th century, Arendt writes, is “not that they are deprived of life, liberty, and the pursuit of happiness, or of equality before the law and freedom of opinion... but that they no longer belong to any community whatsoever.” Human rights reflect the legalized exclusion of human beings from civilized communities and these human rights are “much more fundamental than freedom and justice, which are the rights of citizens.” The rights of man, in other words, are not revealed by the deprivation of specific rights, but by the plight of those who are expelled from all rights; the truly rightless are those who are so oppressed that they are deprived of legal status so that no one will even oppress them. It is this total deprivation of rights that makes manifest the one truly human right, what Arendt calls the “right to have rights.”
In thinking about Arendt's enigmatic formula, Benhabib has worried that Arendt simply does not offer a full and philosophical elucidation of the right to have rights. The "right to have rights" partakes of a "philosophical perplexity"; to invoke the "right to have rights" is to give certain rights "a binding power over and beyond the moral obligation that they impose on moral agents." The rights in the "right to have rights" are not mere "oughts," but are universal, cosmopolitan norms. Or at least that is what Benhabib wants to argue, with and against Arendt.
If Arendt remained suspicious of international norms that would be applied in international courts, Benhabib argues that the last 50 years have witnessed an "evolution of global civil society that is characterized by a transition from international to cosmopolitan norms of justice." She embraces the term "cosmopolitanism," which she argues has rightly become one of the key words of our time. What cosmopolitanism means, for Benhabib, is the "carrying of universalistic norms" of a common truth that is inter-subjective rather than metaphysical. In short, Benhabib argues that cosmopolitan norms are emerging in our times that give basic human rights to individuals and can even bind state actors.
Benhabib’s interpretation of the "right to have rights" is appealing, especially in the face of, for example, the ongoing inhumane treatment of Shiites in Syria. Yet, as Benhabib herself recognizes, her reading complicates Arendt’s hard-minded characterization of the right to have rights as “a right to belong to some kind of community.” Arendt means the right “to live in a framework where one is judged by one’s actions and opinions.” In doing so, Arendt excludes the traditional civil rights of life and liberty that Benhabib wants to read into Arendt’s formula. Arendt is careful to distinguish human rights to the rights to be treated humanely that Benhabib seeks to encode in a newly emerging cosmopolitan institutionalization of human rights. For reasons at the core of Arendt’s thinking, Arendt clearly limits the right to have rights and thus human rights to only two rights, the right to act and the right to speak.
The only truly human rights, for Arendt, are the rights to act and speak in public. The roots for this Arendtian claim are only fully developed five years later with the publication of The Human Condition. Acting and speaking, she argues, are essential attributes of being human. The human right to speak has, since Aristotle defined man as a being with the capacity to speak and think, been seen to be a “general characteristic of the human condition which no tyrant could take away.” Similarly, the human right to act in public has been at the essence of human being since Aristotle defined man as a political animal who lives, by definition, in a community with others. It is these rights to speak and act—to be effectual and meaningful in a public world—that, when taken away, threaten the humanity of persons.
Benhabib has good reasons to want to expand the cosmopolitan basis of Arendt's "right to have rights." It is important to see, however, that the desire to strengthen a cosmopolitan foundation for human rights places stability and security above action in much the same as the present German desire to subordinate Greeks and Spaniards to a pan-European regime of responsible citizenship. Both are motivated by a desire for security, stability, and standards. And both elevate the institutional application of cosmopolitan universal norms (economic norms in Europe, human rights norms internationally) over the messiness of local political action.
At a time of economic crisis and humanitarian crises, the great uncertainty of our world will militate toward ever more centralization and thus ever less space for action. Benhabib is certainly alive to these tensions and has answers to many of them. You can read her account here. It is your weekend read.
Political scientists around the country are in a huff here, and here, and here. The reason has little to do with the upcoming election, the vacuum in political leadership, or the state of the world. No, they are upset because Arizona Congressman Jeff Flake has proposed cutting the National Science Foundation's Political Science Program that awards about $11 Million a year to support political science research.
The anger and posturing are extraordinary. And political scientists are rushing to defend the relevance and necessity of their research. Special anger is directed at Congressman Flake's blindness to the import of a $700,000 NSF proposed study to develop "A multi-level, agent-based model for identifying the factors that enable or constrain international climate change negotiations." I have no doubt such a study has uses. But I do wonder if those writing the study could make those uses more accessible. They write:
The goal of our research is to develop a new tool for international climate policy analysis based on the concept of agent-based modeling (ABM). ABM facilitates a more realistic and simultaneous treatment of the diverse forces which influence multi-party decisions. Our model will represent both the international climate negotiation process, as well as the key dynamics of domestic economies relevant to energy and climate change. Some key questions to be explored with our model include: Are there patterns of innovation, adaptation, or climate damages that emerge from an ABM representation of an economy that are obscured by conventional assessments? ...
The authors then provide this graphic to illustrate what they mean:
I don't want to disparage the research, which I am sure will be of interest to a subset of academic political scientists. This research may even, over years, produce insights that gradually merge with the fruits of other research to change and even improve our understanding of how multiparty negotiations impact complicated international topics. And, yes, $700,000 is less than a drop in the bucket in the federal budget. But when looking at the Federal Budget, at a time when students are being forced into bankruptcy because they can't repay student debt, is this where the government should be spending its money?
Congressman Flake, who I never have heard of before happens to have a Masters degree in Political Science; he understands that these grants have multiple uses. First, they advance the general knowledge of the social sciences. They also advance the careers of the political scientists who win them. What is more, the vast majority of the funds dispersed go to subsidize the administrative costs at our nation's colleges and universities. And here is where the proposed funding looks mighty suspect.
The researchers proposing this study are from Dartmouth. Dartmouth is a fine school, also a small school that happens to have an endowment of over $3 Billion dollars. As Congressman Flake notes,
According to the NSF Web site, to date, more than $80 million has been awarded to the program’s nearly 200 active projects. Three-quarters of these awards, totaling over $46 million, were directed to universities with endowments greater than $1 billion.
The outrage of the political science community at these cuts is more than misplaced.
We may wonder why political science and not anthropology. I guess the first answer is that Congressman Flake is a political scientist and thus is beginning to cut in the areas he knows best. But the bigger issue is that these cuts are just the beginning of a desperately needed rethinking of what the federal government should be spending money on at a time of coming austerity.
The beauty of the American system is the dispersion of power. The federal government does not control all the levers of power or all the money in the USA. If the NSF cannot or does not fund a study, those who feel the need for that study have plenty of other pots to dip their hands into. There are a myriad of foundations and universities that support an enormous amount of social science research. The issue is not that necessary research may not get done, but that there will now be one fewer pot. That is sad for political scientists, but not a tragedy. Indeed, political scientists might ask: How has bureaucratic federal grant-making changed and influenced the nature of political science research?
My colleague Walter Russell Mead has also been covering the entitlements problem that pensions pose. He has an excellent post on the current dispute over pensions at the NY Times. The Times staff is considering a strike to defend its defined benefit contribution plan—a plan that guarantees a certain yearly payment until death. These pension plans are the best of the best for workers, but as workers still retire at 65 and live longer, they are bankrupting the companies that offer them.
Thus, the Times, like many other companies, is seeking to switch over to a defined contribution plan, one that pays out a pension that is somehow related to what one actually puts into it. These plans risk reducing a worker's standard of living in retirement, as do 401k's. Mead's essay is clear in addressing the entitlement of the Times' staff, which insists on protecting its benefits even if it destroys the paper for which they work. You can read Mead's post here.
How big is the pension crisis in the United States? As I wrote last week, The Pew Charitable Trust has issued a report that there is a whopping $1 trillion dollar gap between the pensions promised to state public employees and the money that has been set aside to pay those pensions. But I also said that many people think that gap is actually much bigger.
The states' calculations assume a rosy 8% or even 10% return on their investments. The Pew report shows that even with those unrealistic assumptions, there will be a $1 trillion gap, since the states are underfunding their pension funds even based on optimistic returns.
Recently, Gillian Tett of the Financial Times talked to a few academics about the question and learned why the gap is actually $3-5 trillion dollars, and not simply $1 trillion. The basic problem is that low interest rates (now around 2%) mean that the investment on pension funds is not returning close to the hoped for amount. As Tett reports:
Thus academics, such as Joshua Rauh of Northwestern University, think that if a more realistic rate of return were used, this would reveal that state pension funds are now underfunded to the tune of $3tn-$4tn. Other observers are even gloomier. “This $4tn figure is a lower bound,” argues Robert Merton, economics professor at MIT. “Liabilities as reported by state and local governments seem to creep steadily up with each report due to ‘actuarial losses’ or overly generous assumptions about mortality and worker behaviour. In recent years, these have added growth of about 4-5 per cent per year to total liabilities.” And, of course, the longer that US interest rates – and bond yields – remain ultra low, the worse this underfunding gap becomes.
Tett's essay makes for a sobering read. As she rightly points out, this problem cannot be ducked forever. Remember, the 2009 bailout that President Obama pushed through was $900 billion, slightly under $1 trillion. We are talking about a shortfall in state budgets of $3-5 trillion in coming years. This is enormous and the effect on state governments and public services will be disastrous. But the very worst effect will be on all of those public employees who have been counting on contractually guaranteed pensions who will, I fear, learn what workers in Rhode Island and Alabama recently learned: such contractual guarantees don't mean much.
What does it mean to have a fact-based politics? This is a question that Hannah Arendt struggled with. First in her writings on totalitarianism, she saw that at the core of totalitarian regimes was the need to keep alive a coherent fantasy that motivated the mass movements supporting the regimes. When inconvenient facts appeared, they simply had to be eradicated.
Later, writing during the Vietnam war and in response to her book Eichmann in Jerusalem, Arendt argued that lies came to serve not totalitarian movements, but well-meaning idealists and technocrats who convinced not only others but even themselves that their lies were in the service of a winnable and noble cause.
Today we face the unraveling of a huge fiction. While the United States is still a wealthy country, we are not as wealthy as we have pretended to be over the last 15 years. But instead of addressing this self-deception, we are continuing to demand higher pensions and better medical care without actually asking who is going to pay for such services. It is a nice slogan to say that pensions and healthcare are human rights. But the current way we are achieving such human rights is by lying to ourselves, and, most pointedly, to the public employees who will see their promised pensions and healthcare evaporate during their retirement.
It would be nice if one of the Presidential candidates in either party would actually discuss the crisis in state pensions. But that would require courage and leadership, not to mention a willingness to have an honest conversation about the fact that this country continues to live beyond its means and promise benefits it cannot afford.
If inequality matters, is it rational? David Grusky writes that much of the economic inequality in our economy is irrational, the result of rules and practices that irrationally keep pay high for a small group of college graduates and CEOs.
While many argue that inequality needs to be addressed by higher taxes, Grusky argues that inequality has causes deeper than the system of taxation:
But the takeoff in inequality cannot be explained by tax policy alone. To the contrary, as economists Emmanuel Saez and Thomas Piketty have shown [see their response to Grusky], there has been a dramatic rise over the last 30 years in pre-tax income inequality. The share of pre-tax income flowing to the top 1 percent of households increased from less than 10 percent in 1975 to more than 20 percent now. This spectacular increase in market inequality is of course exacerbated by changes in after-market taxation. However, because the takeoff in inequality is mainly generated within the market, we should look to market institutions to understand its main causes.
Grusky shows that beyond tax raises, it might be better to focus on two other causes of inequality: unequal opportunities in education and unjustified CEO pay. Since there remains a premium paid for college education and especially for elite college educations, increasingly the educational opportunities and preparation of more people would be one way to address income inequality. And since CEO pay has skyrocketed beyond market justification through the use of toothless boards of directors and suspect compensation consultants, leading to economic rewards beyond market justification.
What precisely do we mean when we use the term “genocide”? Has the word always been associated with the mass killing of individuals on the basis of their group affiliation? Or have there been alternative conceptions of genocide of which we should be aware?
These questions were at the heart of the Hannah Arendt Center’s latest Lunchtime Talk, which occurred amid picturesque snowfall on Wednesday, February 29th. The presenter was Douglas Irvin, a Ph.D. candidate at Rutgers’ Center for the Study of Genocide and Human Rights. Irving's talk revolved around the work of the Polish-Jewish lawyer Raphael Lemkin (1900-1959).
After escaping from Nazi-occupied Poland and lecturing at the University of Stockholm, Lemkin emigrated to the U.S., served as an advisor at the Nuremberg Trials, and played a central role in the passage of the 1948 U.N. Genocide Convention. Indeed, Lemkin was the first public figure to use the term “genocide,” which he derived from the Greek root genus (family, race, or tribe) and the Latin root, cide (killing).
Lemkin and Arendt were contemporaries with overlapping experiences and interests, but they engaged very little with one another in print (aside, perhaps, from a few allusions and anonymous criticisms). Irvin contends that there are good reasons for this lack of dialogue, since the two differed significantly in their views of genocide and humanity more broadly.
On the one hand, Arendt regarded genocide as a historically recent outgrowth of modern totalitarianism. According to Irvin, this understanding was in keeping with her more general conception of the human cosmos, which ultimately emerged through, and was grounded in, individual interactions within the arena of the polis.
Lemkin, by contrast, regarded genocide as a much older phenomenon, one that was premised not on the destruction of individuals on the basis of their group affiliation, but rather on the annihilation of entire cultural traditions and collective identities. Drawing eclectically on the work of seventeenth-century Spanish theologians, romantic thinkers like Johann Gottfried von Herder, and anthropological understandings of cultures as integrated wholes, Lemkin ultimately defined genocide as a coordinated attack on the conditions that make the lives of nations and other collectivities possible.
In this conception, genocide does not necessarily or inevitably entail the mass killing of a group’s members, but rather turns on concerted efforts to obliterate that group’s institutions, language, religious observance, and economic livelihood. In Irvin’s argument, this approach resonated with the broadly communitarian nature of Lemkin’s thought: human existence was in his estimation defined by interactions between culture-bearing groups, and human freedom could ultimately be secured through the benevolent recognition and protection of cultural pluralism.
Significantly, the U.N. Genocide Convention that Lemkin championed did not incorporate many aspects of his thinking. His ideas encountered strong resistance from the U.S., U.K., and other imperial powers, many of which feared that their treatment of indigenous and colonial populations would qualify as genocide under the standards that Lemkin (and his collaborators) proposed. As a result, our current understanding of genocide is in no small part a byproduct of a diplomatic battle to redefine this legal category in a fashion that would encompass the Nazi Holocaust but not implicate other states (including several of the Allied powers that fought against Germany in World War II). This wrangling has also contributed to the minimal attention that has since been paid to Lemkin’s ideas, which were only rediscovered in a significant way in the early 1990s.
Douglas Irvin’s stimulating talk suggested that such inattention is unfortunate. Whatever one thinks of Lemkin’s effort to inscribe a form of cultural relativity into liberal international law, a more thoughtful understanding of his life and thought can only enrich our understanding of genocide’s career as a concept.
Click here to watch the Douglas Irvin lunchtime talk.
The copyright conflict between the internet community and the entertainment industry escalated recently when some of the most visited sites on the web flexed their muscle by spearheading a campaign to kill the two bills which started the trouble. The bills have been shelved, thanks to the participation of most of the major social media websites and search engines in a twenty-four-hour blackout (including Wikipedia, Google, Reddit, Tumblr, Mozilla, among many others) – but what does such a “victory” mean?
Just days after most support had been pulled from the bills in both houses, the founder of file-sharing site Megaupload, Kim Dotcom (born Kim Schmitz, but had his name legally changed around 2005), was arrested in New Zealand and is facing extradition to the US due to alleged piracy charges, along with at least three of his closest associates. This may come as a surprise to those who argued that these bills were necessary to stop intellectual property theft. As Bill Keller explains in a recent Op-Ed piece in the Times, “The central purpose of the legislation — rather lost in the rhetorical cross fire and press coverage — was to extend the copyright laws that already protect content creators in the U.S. to offshore havens where the most egregious pirates have set up shop.” And yet, even without the new laws, Dotcom and his cohorts were arrested on US government orders.
It is helpful to go back to basics and try to understand the thinking behind the protection of intellectual property. Why, in other words, is it necessary to arrest someone like Dotcom, who merely makes content available to a wide and interested audience?
One attempt to answer that question is Mark Helprin's Digital Barbarism, an impassioned, literary, and philosophical defense of copyright on the internet. Known best for his novels, most memorably Winter's Tale, Helprin puts forth a philosophical and humanist argument in favor of copyright. At root, copyright is necessary as the “guarantor” or “coefficient” of liberty itself.
That property is at the essence of liberty is an idea that has its roots deep in liberal thinking. Property, from the root proper or propriety, is what is right and most my own. Who I am includes the character I possess, what defines me. This includes as well the way I live and the things I choose to own. Ownership, in other words, concerns what is my own, and who I am.
Our love for and defense for our property is not simply economic. It is a matter of identity and existence. Pace Helprin:
Property is to be defended proudly rather than disavowed with shame. Even if for some it is only a matter of luck or birth, for the vast majority it is the store of sacrifice, time, effort, and even, sometimes, love. It is, despite the privileged inexperience of some who do not understand, an all-too-accurate index of liberty and life. To trifle with it is to trifle with someone's existence, and as anyone who tries will find out, this is not so easy. Nor has it ever been. Nor should it ever be.
The copyright battle is less about economics, in Helprin's telling, than about freedom. Unlike some proponents of free market ideology, he does not advocate the absence of limits on freedom. In his words (which remind us of Helprin's artistry):
Nothing is entirely free, not even an electron (hardly an electron) or an atom floating in the inaccurately named vacuum of space. Everything that exists is subject to the pull or constraint of something else.
The point is not to reject all limits on property, but to insist upon a balance—one that Helprin thinks today is too far weighted toward disrespect for property.
He makes his argument in the context of taxation. Opposing both extreme positions of liberals (who find it cruel and inexplicable that someone would want to set limits before every mouth is fed and every cry comforted") and conservatives (who "find it deeply alarming that anyone can fail to recognize the danger of pressing ahead in the absence of limits"), Helprin insists that we at least honestly recognize that taxation has a non-material cost: taxation, to some extent, "extinguishes liberty."
In other words, taking someone's property is, in itself, wrong. There may be reason's do to so, and there is no absolute right to one's property. Society demands limits and some takings. But such decisions should be made with an appreciation that these takings are meaningful intrusions on individual liberty. This is Helprin's core point and it is one that I believe is rarely made and even more rarely considered.
To illustrate his claim about the imposition involved in all takings, Helprin calls on the common (and these days volatile) theme of income tax. Taxes, while necessary, are infringements on freedom (not simply on income). If the state compels Cyril “to surrender half his income” in an effort to provide for those who cannot provide for themselves, then Cyril is “laboring for the state during half his working life,” and not for himself. Helprin likens such disenfranchisement to slavery. This seems excessive. As far as I can tell, Helprin employs the analogy because he wants to shock us into seeing just how we have come to naturally accept the fact that it is normal for the majority to take property from the minority. In his account, just as the slave owner “presumes that the labor of his slaves belongs to him…that whatever they make is rightfully his,” so does the state, when it requires its citizens to pay a tax on the income generated by their own labor, operate under the assumption that it is entitled to decide the ultimate use of such labor.
The comparison of taxation to slavery is over the top, sure. But there is a point Helprin makes that is important:
Anyone who blithely recommends expropriation as a means of "economic justice" should first divest himself of most of what he has and give it to those who have less — and there are certain to be those who have less and are greatly afflicted for it. We tend to look up rather than at ourselves when surrendering to such passions of righteousness. The assault on copyright is a species of this, based on the infantile presumption that a feeling of justice and indignation gives one a right to the work, property, and time (those are very often significantly equivalent) of others, and that this, whether harbored at the ready or expressed in action, is noble and fair.
Which is why the question of Kim Dotcom’s arrest is central. According to Helprin’s explanation, Dotcom's websites and others like them blithely engage not just in economic exploitation of writers and artists, but do so without seriously considering the injustice involved in their depriving others of their sense of ownership in what they create. One can disagree. To do so, you must think that our societal right to read your essay or hear your song trumps your right to sell that song (or not) to whomever you wish.
For your weekend read, buy a copy of Helprin's Digital Barbarism, and give it a read. Or, read a chapter that Helprin has, freely, made available on the web.
A talk given at the German Consulate in Toronto on October 24, 2011, to celebrate the opening of an installation of “The Hannah Arendt Denkraum” brought to Toronto from Berlin.
Sehr geehrte Damen und Herren,
es ist mir eine grosse Freude mit Ihnen hier bei der Eroeffnung des Hannah Arendt Denkraums zu sein und ich bin insbesondere Frau Consul Sabine Sparwasser sehr dankbar dafür, mich eingeladen zu haben. Um über Hannah Arendt zu sprechen -- erst recht in einem Denkraum! -- ist es nötig, zu denken, und deshalb werde ich jetzt aufhoeren, auf Deutsch zu Ihnen zu sprechen und in der einzigen Sprache fortfahren, in der ich denken kann: in meiner Muttersprache.
So, let me begin again, in English, by saying that Frau Sparwasser has asked me to reflect on the relevance of Arendt’s thinking for today. To do that, I must first say something about today. It is obvious to all of us, I think, that we live in a time of intense, world-wide anxiety, an anxiety that is spread through the human world like a toxic mist, like a pollution, like a global warming.
Every corner of the world is connected to every other by the various media of news reporting and the various forms of electronic networking, so whatever happens somewhere is transmitted to some degree everywhere –degrees of truth and distortion and spin being more or less equal in the process. In this atmosphere, which is over-stimulating, full of excitements both upsetting and exhilarating, it is very difficult to think at all –one can feel like one of those experimental animals wrapped in electrodes and shocked continuously until exhausted and spent. Overloaded. Even the torrential events of the Arab Spring strike us in one moment as world-transformational and in the next not. And Occupy Wall Street –a new youth revolt?
A recent issue of the rather sober establishment British journal The Economist featured a cover on which there was an ominous-looking black hole with the imperative “BE AFRAID “ in its dense center. “Until politicians actually do something about the world economy” the cover said: “BE AFRAID.” Be afraid you are going to be sucked right down into this black hole as the world that was created with a bang is destroyed with a whimpering suction noise. The whole metaphor is apocalyptic. Is it not something to wonder at that a journal with enormous world-wide circulation and influence is charging its readership to be afraid, to move from anxiety, which everyone feels to some extent, to fear?
The first thing that I would like to say about Hannah Arendt is that she was not afraid; that her anxieties simply did not go over into fear. She lived through a time which was even more frightening than our own, but which was, also, like our own, defined by a combination of economic disaster –the Great Depression—followed by a prolonged political crisis in which some regimes went in the direction of a new form of government, totalitarianism, and some in the direction of trying to save their half-formed democracies and their political freedom. She thought and wrote as the division of the world into totalitarian regimes –chiefly in Nazi Germany and the Soviet Union—on the one side and struggling democracies on the other, turned into the Second World War, a war novel in its extent and in the technologies used to carry it on, including technologies used in what Arendt called “factories of death.” But she did not become fearful, or write out of fear.
I think it is chiefly this that compelled attention to her writing then and again today and that marks its relevance for today. Her courage was certainly not based on failure to grasp what was frightening in the world during and after the Second World War. Indeed, her courage came from her deep understanding of that frightfulness and her ability to describe it as unprecedented. She grasped that there were factors and forces in the world that were unprecedented in their potentiality to be lethal, for the world and for all individuals.
Courage is a virtue that actualizes in a crisis, that actualizes –or fails to actualize--when a person realizes that courage is called for, summoned by the state of the world. A courageous person is able to call forth courage from within herself, from within her inner world, where, I think she must feel the courage of others, internalized in herself by identification. A courageous person must have, in herself, both the latent virtue and the inner company and companionship of courageous individuals. If she is lucky, she will have these companions as comrades in the present as well. To say the same thing in cultural terms: a person being courageous must have the virtue of courage ready and must have examples of courage in others to draw upon as part of her culture, existing in her memory and in the legacy she has internally. Otherwise, there is only fear in a frightening situation. There is only fright or flight.
How is courage manifest in thinking and writing? First of all, I think, by independence of thought, by Selbst-denken (thinking for your self ) and in conversation with those internal others whom the independently thinking person has judged independent. The thinking is a conversation of independents. This is the very opposite of group-thinking or herd thinking –which is, really, a contradiction in terms. There is really no thinking in group-thinking or herd-thinking; there is only obedient reacting.
Reacting to imperatives like BE AFRAID, or run away, or run away from thinking.
Such imperatives –BE AFRAID or RUN AWAY—when they are widely promulgated and widely accepted become what are known as ideologies. An ideology is an elaborate formulation that carries the charge DO NOT THINK. An ideology supplies answers to questions in advance. It supplies the elementary answer to questions about history, telling which people, which political group will inevitably triumph in history and telling what direction the train of history is taking and is going to take. Or it supplies elementary answers to questions about nature and human nature, telling which racial or religious group is innately destined to be superior and exercise its natural or divine right to dominate over others or all others. The first was the ideology of Stalinists, the second of the Nazi Party of Germany. Hannah Arendt’s masterwork, The Origins of Totalitarianism, was an analysis of these ideologies and how they came to imprison the minds of those who walked into the prison of them and to determine their actions, which in both cases were actions that had the paradoxical effect of eliminating the space for political action –the space for politics. They were actions against action. In both cases, mass movements brought the ideological subscribers together and turned them, acquiescently, into citizens of totalitarian states.
Arendt wrote her book (and many shorter newspaper pieces related to it as well) while she was a stateless person, cast out of her homeland while it was turning into a totalitarian state because she was a member of one group, the Jews, deemed inferior and eventually almost completely eliminated in Germany and the German Reich. The position, Arendt understood, of the pariah is the position of the clear-sighted, the far-sighted, the illusionless; the position of those who can raise the most thoughtful alarm and warning. Later, she could show in her report on Adolf Eichmann’s 1961 trial in Jerusalem how persons who subscribe to an ideology –no matter how they lived before signing up to the ideology—become thoughtless persons. She wrote a biography of a state mass murderer.
Her courage in writing these books was clear in the controversies they aroused. For the ideologies she wrote about survived the defeats of both the Nazis and the Stalinists –who quite naturally became allies during the Second World War—and continued after the War, in the long period that is known as the Cold War. These ideologies survived both in the defeated countries and in the countries, the struggling democracies, that defeated them but, in the process, assimilated to some of their tenets and methods. (This was so obvious in the American McCarthy period, but secret police forces, for example, became a normal feature of democracies in the 1950s.) Ideologists of the Nature and History sorts, not surprisingly, made war on her and her writings, which were fundamental critiques of these ideologies and the anti-political movements that continued to support them.
The Cold War went on longer than Hannah Arendt lived. It was the context for all her later writings, of the 1960s and early 1970s. These writings inspired many in the generation born after the Second World War to understand as she did the world their parents had made, as they inspired the young readers to be suspicious of ideologies of all known sorts: the ones dictating how history is unfolding and the ones dictating which peoples are intrinsically superior and fitted for dominance. But she also alerted them to beware of any new ones that would be particularly compelling in the post-War world, which was so shaped by the existence of lethal technologies –nuclear weapons. In “Ideology and Terror,” an essay included in The Origins of Totalitarianism’s later editions, she wrote: “It may even be that the true predicaments of our time will assume their authentic form –though not necessarily the cruelest—only when totalitarianism has become a thing of the past.”
Hannah Arendt died in 1975, just as such a new ideology was, in my estimation, forming while the post-War variants of the old ideologies of History and Nature were reforming and deforming with the break-ups of the mid-20th century imperial states. Both the totalitarian Soviet Union and its hostile imitator in China were breaking up, as were the non-totalitarian but imperial British Commonwealth and the American Empire. The liniments of that new ideology were becoming clear to her, and she spoke out about them, most pointedly in the speech she made in 1975 on the eve of the 200th anniversary of the American republic, which was in 1976.
That speech, entitled “Home To Roost,” focused on how America, with its defeat in the Vietnam War, was coming into a period of asserting itself around the world in reaction to its defeat and the loosening of its grip on its empire. People in the country were developing an ideology of self-justification for its imperialism and blindness to the aspirations for freedom of the world’s peoples struggling –as the North Vietnamese had--to overcome their histories of being subjugated by imperial powers. And the whole mindless self-assertion was being aggravated by the sudden turn toward recession, even possibly depression, that the American and the world economy had taken since the 1973 OPEC crisis.
She could see that this new, assertive ideology included elements from the mid-century ideologies of History and Nature, for it anticipated the triumph of superior peoples. But the superior peoples were not nations or nation-states in the 20th century sense. They were people living all over the earth but linked by their dedication to growing wealthy and powerful in societies no longer based on manufacturing but based on consumption, societies that, in her words, “could keep going only by changing into a huge economy of waste.” Americans took the lead in formulating this assertive Economic Progress ideology, but it appealed to capitalists everywhere and to not a few socialists and communists –particularly in China--as well.
Those benefitting from the consumer society and its waste economy were and are devote believers in Progress framed more purely in economic terms than historical or natural historical. These international or supernational ideologists invoked and served limitless growth economies that “went on at the expense of the world we live in, and of the objects with their built-in obsolescence which we no longer use but abuse, misuse and throw away.” She noted that: “The recent sudden awakening to the threats to our environment is the first ray of hope in this development, although nobody, as far as I can see, has yet found a means to stop this runaway economy without causing a really major breakdown.”
In the decades since Arendt wrote those words in 1975, the runaway economy has only run more away, because to the engines of its development have been added financial and banking means to fuel it with risky debt, with money instruments that have gotten more and more detached from the world we live in and objects of any sort. The banking and financial means –derivatives upon derivatives--are themselves consumables. And the dynamic of the runaway economy, advertised as a great good by public relations people serving the new ideologists, has worn away at the public realm in all nations and internationally. Key decision makers are no longer elected representatives of citizens in states; governments are hardly making economic decisions, economic institutions are (so the Occupy Wall Street demonstrators are demonstrating in the right place symbolically, if not politically). With a shrinking public realm--one not even receptive to the ray of hope coming from the environmental awakening, now grown to a movement—Arendt could imagine the ideologists of Economic Progress recommending and committing not just genocide but what she called, ecocide, destruction of the entire ecosystem on the earth. Untramelled economic growth might take longer, but its results could be as lethal as those that can be caused in an instant by nuclear weapons. Like their totalitarian predecessors, the ideologists of Economic Progress rationalize destroying the very habitat in which they are to be the triumphant group, that is, they rationalize destroying everything and everybody they hoped to rule over.
No one since 1975 has written The Origins of EconomicTotalitarianism, but that may be as much from lack of a pariah position in a world where it is impossible to escape being an accomplice to consumerism as it is from lack of courage. Even the wretched of the earth in a time of runaway economic inequality are deeply trapped in the system that oppresses them. The intelligentsia is easily corrupted. But this probably means that the people who understand what has happened and offer their insights, as she did, to the public, will have to be even more courageous for not having the advantage of a parish position to look out from and pariah company to keep. Sheer courage will be required.
But in such a time, her example, as one of the most courageous of her émigré generation, her diaspora generation, is nonetheless needed in order for the thoughtful to have conversation with her in their thinking minds.
To read more by Elizabeth Young-Bruehl, click here to visit her blog.
Occupy Wall Street has been looking for issues to coalesce around. Now the Canadian group Adbusters—the group that issued the initial call that began the protests—has proposed that Occupy Wall Street adopt a Robin Hood Tax on financial transactions as its first issue. Here is their call to action.
The Financial Transaction Tax (FTT) is an idea that has lots of support amongst some economists. My friend David Callahan has been arguing for the FTT for a while now. By far the best and most balanced analysis of an FTT is by the IMF, here. On the positive side, the FTT has the advantage of being simple and intuitively attractive. But is a Financial Transaction Tax really a good issue for Occupy Wall Street to coalesce around?
The main problem is that the FTT employs a sawed off shot-gun approach to a real but specific problem and unintended consequences. Thus, the IMF study cited above concluded that a FTT would not clearly target financial excesses:
Where the goal is to curb financial market excesses, [FTT] offer a less specific remedy for the excessive leverage that is believed to cause them than other tax and/or regulatory solutions. Financial complexity does not derive solely or even primarily from trading activity. The buildup of hidden financial risks in the recent crisis resulted predominantly from excess leverage, risk concentration, and product innovation such as asset securitization, which would have been largely unaffected by a transactions tax. An [FTT] also does not directly address systemic risk.
The point is that the real problem in speculation is leverage and volatility. The FTT doesn't address leverage, and it doesn't target the high frequency traders who drive volatility. Instead, the FTT taxes ALL transactions.
What is more, the FTT will penalize smaller and retail investors—precisely those in the 99%. As the chart below shows, most stock in the U.S. is held by middle-class investors—those between the 80th percentile and the 99th percentile. They are responsible for the vast majority of financial transactions (this is especially true since a large percentage of the equity holdings of the 1% in the chart are enormous trusts containing dividend paying stocks that have been held for generations and which never trade). Thus, the FTT falls most heavily on the people who own the most stock in the country and depend on that stock for our retirements and investments.
Another problem is that if the Financial Transaction Tax is not adopted globally, it may well drive trading off shore to even less well-regulated markets than our own. The U.S. tried a similar tax in the 1960s and repealed it when trading moved to London. Sweden tried a FTT tax in the 1980s and 1990s and repealed it later when trading fled to other countries.
Finally, the IMF concludes that the FTT would increase consumption and reduce savings by lowering the returns of investment and savings—a result directly opposite to at least some of the goals of Occupy Wall Street. In addition, the FTT discourages the rebalancing of portfolios, thus depressing total returns on mutual funds investments and 401ks.
So what might be some other ideas for Occupy Wall Street—and also our political leaders (such as they are)—to consider? Here are a few ideas that a number of professionals I spoke with mentioned:
1. Ban all High Frequency Trading. It has no purpose except to make some very big and wealthy firms money while increasing volatility for the rest of us. High frequency traders justify the practice as increasing market efficiency. But there is no economic justification to prefer a system that makes 1000 trades per second to one that makes 10 trades per second. Such trading is disruptive and very profitable. Ban it outright. Doing so would be much easier than getting the global cooperation needed to make a Financial Transaction Tax workable. And doing so would also make the U.S. markets more stable and thus give them a competitive advantage over other markets worldwide.
2. A Cancelled Order Tax. It turns out nearly 99% of the orders placed on Wall Street are never filled, but cancelled. A small percentage of these cancellations are just people changing their minds. But the vast majority of cancelled orders are used to manipulate prices by tricking other traders into thinking that a stock is moving in a particular direction. According to one study on an average trading day in 2010, only 1% of all the 89.7 billion orders were executed, which means that nearly 99% of all orders placed can be attributed to high frequency traders trying to manipulate stock prices. A tax on cancelled-orders has distinct advantages over a tax on all financial transactions. First, it will fall primarily on hedge funds and large high-frequency traders, and will not affect retail investors. Second, it will specifically target the casino-like aspect of Wall Street. A cancelled-order tax is not as simple or sexy as a financial transaction tax. Less has been written on it. But it actually seems like a better idea. Read more about the idea here and here.
3. Reinstate the Uptick Rule. Nearly every market professional I polled supports the re-instatement of the "Uptick Rule," a rule that was imposed in 1938 during the Depression and repealed in 2007—just before the market crash and the financial crisis. The Uptick Rule prevents hedge funds and traders from betting on falling stock prices when the markets are already falling, thus reducing volatility and reducing the ability of traders to make money by encouraging market panics. There is a debate about how effective the Uptick Rule is, but there seems to be little or no downside to reinstating it. The only people who oppose doing so are traders.
4. Taxing Corporate Debt and Leverage and Raising Margins. The IMF proposes taxing not financial transactions but corporate debt, thus discouraging corporations from using debt and leverage to finance their activities. As part of this approach, it would be wise to raise margin requirements, the amount of money that someone has to put up before buying a stock or financial instrument on credit.
While Hannah Arendt may not have been much interested in the minutiae of Wall Street regulation, she did care deeply about the importance of facts in thoughtful and reasoned argument. In just one week, on Friday Oct. 28, the Hannah Arendt Center will open our two-day conference on Truthtelling: Democracy in an Age Without Facts. When facts and opinions blur, reasoned argument falls prey to spin and deception. Politics is a realm of conflicting opinions, Arendt argued, but the opinions must necessarily be grounded on facts.
Whether or not the Financial Transaction Tax is a good idea, the debate around it should be based on solid knowledge of the financial system, the affects of such a tax, and also the alternatives. These are very complex issues and, in all honesty, much of the debate so far has traded in simplifications, soundbites, and falsehoods.
If Occupy Wall Street really wants to distinguish itself from the Tea Party and change our political culture, let's use this first foray into politics as an opportunity to model adult argument, something that has been absent from our public life for far too long. If they do want to model a future of fact-based decision making, they will do well to look deeply into the cons as well as the pros of a financial transaction tax. They would also do well to consult those people who work in financial markets daily. Many of these people—both those in the 99% and the 1%—want to eliminate market excesses and reign in the speculation and insanity that helped lead to the recent financial crisis. In the name of common sense and a way forward, let's have a real debate based in both fact and expertise.